StoneX Group Inc. (SNEX) · Insider trading
What StoneX Group's directors, officers and largest holders bought and sold themselves, from the Form 4 each of them files with the SEC within two business days of a trade. Open-market purchases and sales first: those are the trades somebody chose to make at the market price.
Bought, 12 months
$258,450
2 insiders, 2 trades
Sold, 12 months
$179.98M
12 insiders, 76% under a plan
Net, 12 months
−$179.72M
bought less sold
Latest filing
2026-10-15
filings read to 2026-10-19
Who traded, two years
| Insider | Bought | Sold | Trades | Last trade | Holds after |
|---|---|---|---|---|---|
| Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | – | $87.15M | 16 | 2026-10-12 | 1,831,799 |
| Maurer Mark LowryOther | – | $34.66M | 11 | 2026-10-12 | 219,663 |
| Dunaway William JChief Financial Officer | – | $28.95M | 4 | 2026-08-14 | 502,203 |
| Smith Philip AndrewDirector, Chief Executive Officer | – | $28.89M | 14 | 2026-10-15 | 738,216 |
| Rotsztain DiegoChief Governance/Legal Officer | – | $12.68M | 12 | 2026-09-16 | 34,870 |
| Lyon Charles MPresident | – | $7.56M | 4 | 2026-06-12 | 216,495 |
| Perkins Abigail HChief Information Officer | – | $6.60M | 10 | 2026-09-14 | 87,739 |
| Stevens Glenn HenryOther | – | $1.77M | 1 | 2025-02-18 | 77,964 |
| Fowler John MooreDirector | – | $1.33M | 8 | 2026-08-05 | 255,271 |
| Bexiga Annabelle GDirector | – | $799,555 | 5 | 2026-07-15 | 18,688 |
| Schroeder AaronChief Accounting Officer | – | $429,275 | 1 | 2026-05-11 | 51,481 |
| Parthemore EricDirector | – | $308,250 | 1 | 2026-05-11 | 43,874 |
| Kass Steven ADirector | – | $246,520 | 1 | 2026-05-11 | 53,266 |
| Radziwill JohnDirector, Chairman of the Board | $216,250 | – | 2 | 2025-12-16 | 101,596 |
| Thamodaran Dhamu R.Director | $161,200 | – | 1 | 2026-08-10 | – |
Open-market purchases and sales
Newest first. “Plan” marks a trade made under a 10b5-1 plan set up in advance.
| Date | Insider | Trade | Shares | Price | Value | Holds after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-10-15 | Smith Philip AndrewDirector, Chief Executive Officer | Saleplan | 45,000 | 59.50 | $2.68M | 738,216 | Form 4 |
| 2026-10-12 | Maurer Mark LowryOther | Saleplan | 52,953 | 60.35 | $3.20M | 219,663 | Form 4 |
| 2026-10-12 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Saleplan | 76,148 | 60.35 | $4.60M | 1,831,799 | Form 4 |
| 2026-09-28 | Smith Philip AndrewDirector, Chief Executive Officer | Saleplan | 56,250 | 65.69 | $3.70M | 738,216 | Form 4 |
| 2026-09-16 | Rotsztain DiegoChief Governance/Legal Officer | Saleplan | 20,298 | 67.13 | $1.36M | 34,870 | Form 4 |
| 2026-09-15 | Maurer Mark LowryOther | Saleplan | 50,528 | 67.02 | $3.39M | 203,244 | Form 4 |
| 2026-09-14 | Rotsztain DiegoChief Governance/Legal Officer | Saleplan | 30,327 | 68.83 | $2.09M | 55,168 | Form 4 |
| 2026-09-14 | Perkins Abigail HChief Information Officer | Saleplan | 8,924 | 68.83 | $614,239 | 87,739 | Form 4 |
| 2026-09-14 | Maurer Mark LowryOther | Saleplan | 52,564 | 68.83 | $3.62M | 253,772 | Form 4 |
| 2026-08-14 | Dunaway William JChief Financial Officer | Saleplan | 96,490 | 66.35 | $6.40M | 502,203 | Form 4 |
| 2026-08-10 | Thamodaran Dhamu R.Director | Buyindirect | 2,500 | 64.48 | $161,200 | 75,760 | Form 4 |
| 2026-08-10 | Perkins Abigail HChief Information Officer | Saleplan | 4,500 | 64.81 | $291,645 | 96,663 | Form 4 |
| 2026-08-07 | Maurer Mark LowryOther | Saleplan | 52,648 | 66.25 | $3.49M | 236,964 | Form 4 |
| 2026-08-05 | Fowler John MooreDirector | Saleplan | 1,575 | 75.41 | $118,771 | 255,271 | Form 4 |
| 2026-07-24 | Rotsztain DiegoChief Governance/Legal Officer | Saleplan | 20,630 | 74.40 | $1.53M | 34,870 | Form 4 |
| 2026-07-22 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Saleplan | 104,934 | 74.33 | $7.80M | 1,750,447 | Form 4 |
| 2026-07-22 | Dunaway William JChief Financial Officer | Saleplan | 95,970 | 74.33 | $7.13M | 472,131 | Form 4 |
| 2026-07-22 | Rotsztain DiegoChief Governance/Legal Officer | Saleplan | 29,995 | 74.32 | $2.23M | 55,500 | Form 4 |
| 2026-07-22 | Smith Philip AndrewDirector, Chief Executive Officer | Saleplan | 45,000 | 74.32 | $3.34M | 738,216 | Form 4 |
| 2026-07-22 | Maurer Mark LowryOther | Saleplan | 52,376 | 74.32 | $3.89M | 220,240 | Form 4 |
| 2026-07-20 | Perkins Abigail HChief Information Officer | Saleplan | 8,919 | 70.43 | $628,165 | 96,663 | Form 4 |
| 2026-07-15 | Bexiga Annabelle GDirector | Saleplan | 1,500 | 113.92 | $170,880 | 18,688 | Form 4 |
| 2026-06-30 | Smith Philip AndrewDirector, Chief Executive Officer | Saleplan | 14,040 | 118.67 | $1.67M | 492,144 | Form 4 |
| 2026-06-30 | Smith Philip AndrewDirector, Chief Executive Officer | Saleplan | 37,500 | 118.75 | $4.45M | 492,144 | Form 4 |
| 2026-06-16 | Maurer Mark LowryOther | Saleplan | 11,542 | 133.63 | $1.54M | 135,496 | Form 4 |
| 2026-06-15 | Maurer Mark LowryOther | Saleplan | 34,706 | 135.31 | $4.70M | 147,038 | Form 4 |
| 2026-06-15 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Sale | 75,000 | 135.42 | $10.16M | 1,086,921 | Form 4 |
| 2026-06-15 | Bexiga Annabelle GDirector | Saleplan | 1,500 | 133.36 | $200,040 | 20,188 | Form 4 |
| 2026-06-12 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Sale | 75,000 | 131.15 | $9.84M | 1,161,921 | Form 4 |
| 2026-06-12 | Lyon Charles MPresident | Sale | 9,000 | 131.96 | $1.19M | 216,495 | Form 4 |
| 2026-06-12 | Dunaway William JChief Financial Officer | Saleplan | 63,602 | 131.16 | $8.34M | 294,359 | Form 4 |
| 2026-06-08 | Perkins Abigail HChief Information Officer | Saleplan | 4,312 | 118.51 | $511,015 | 72,388 | Form 4 |
| 2026-05-22 | Smith Philip AndrewDirector, Chief Executive Officer | Saleplan | 8,535 | 112.72 | $962,065 | 506,184 | Form 4 |
| 2026-05-22 | Maurer Mark LowryOther | Sale | 11,398 | 112.25 | $1.28M | 135,496 | Form 4 |
| 2026-05-20 | Rotsztain DiegoChief Governance/Legal Officer | Saleplan | 13,696 | 112.79 | $1.54M | 23,247 | Form 4/A |
| 2026-05-19 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Saleplan | 72,140 | 109.94 | $7.93M | 1,236,921 | Form 4 |
| 2026-05-18 | Rotsztain DiegoChief Governance/Legal Officer | Saleplan | 20,054 | 111.48 | $2.24M | 36,943 | Form 4/A |
| 2026-05-18 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Saleplan | 87,790 | 111.46 | $9.79M | 1,236,921 | Form 4 |
| 2026-05-15 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Saleplan | 140,070 | 110.31 | $15.45M | 1,236,921 | Form 4 |
| 2026-05-15 | Dunaway William JChief Financial Officer | Saleplan | 64,017 | 110.46 | $7.07M | 273,586 | Form 4 |
51 more
| 2026-05-15 | Bexiga Annabelle GDirector | Saleplan | 1,500 | 112.82 | $169,230 | 21,688 | Form 4 |
| 2026-05-14 | Maurer Mark LowryOther | Saleplan | 34,862 | 116.29 | $4.05M | 146,894 | Form 4 |
| 2026-05-11 | Schroeder AaronChief Accounting Officer | Sale | 3,500 | 122.65 | $429,275 | 51,481 | Form 4 |
| 2026-05-11 | Parthemore EricDirector | Sale | 2,500 | 123.30 | $308,250 | 43,874 | Form 4 |
| 2026-05-11 | Kass Steven ADirector | Sale | 2,000 | 123.26 | $246,520 | 53,266 | Form 4 |
| 2026-05-05 | Fowler John MooreDirector | Saleplan | 1,050 | 106.25 | $111,562 | 171,246 | Form 4 |
| 2026-04-15 | Bexiga Annabelle GDirector | Saleplan | 1,500 | 101.91 | $152,865 | 23,188 | Form 4 |
| 2026-04-10 | Smith Philip AndrewDirector, Chief Executive Officer | Saleplan | 30,000 | 92.23 | $2.77M | 514,719 | Form 4 |
| 2026-03-13 | Bexiga Annabelle GDirector | Saleplan | 1,000 | 106.54 | $106,540 | 16,459 | Form 4 |
| 2026-02-13 | Perkins Abigail HChief Information Officer | Sale | 8,000 | 126.72 | $1.01M | 48,259 | Form 4 |
| 2026-02-10 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Sale | 40,000 | 124.56 | $4.98M | 854,127 | Form 4 |
| 2026-02-09 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Sale | 40,000 | 124.95 | $5.00M | 854,127 | Form 4 |
| 2026-02-09 | Maurer Mark LowryOther | Sale | 40,000 | 124.88 | $5.00M | 90,331 | Form 4 |
| 2026-02-09 | Lyon Charles MPresident | Sale | 30,000 | 124.78 | $3.74M | 150,330 | Form 4 |
| 2026-02-02 | Fowler John MooreDirector | Saleplan | 1,125 | 112.70 | $126,788 | 113,765 | Form 4 |
| 2025-12-19 | Rotsztain DiegoChief Governance/Legal Officer | Saleplan | 2,029 | 94.50 | $191,740 | 15,498 | Form 4 |
| 2025-12-18 | Rotsztain DiegoChief Governance/Legal Officer | Saleplan | 2,477 | 94.91 | $235,092 | 17,527 | Form 4 |
| 2025-12-17 | Rotsztain DiegoChief Governance/Legal Officer | Saleplan | 1,348 | 96.17 | $129,637 | 20,004 | Form 4 |
| 2025-12-16 | Radziwill JohnDirector, Chairman of the Board | Buy | 1,000 | 97.25 | $97,250 | 101,596 | Form 4 |
| 2025-11-03 | Fowler John MooreDirector | Saleplan | 1,125 | 91.20 | $102,600 | 114,769 | Form 4 |
| 2025-08-20 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Saleindirect | 2,000 | 96.50 | $193,000 | 132,902 | Form 4 |
| 2025-08-19 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Saleindirect | 3,000 | 95.00 | $285,000 | 134,902 | Form 4 |
| 2025-08-01 | Fowler John MooreDirector | Saleplan | 1,125 | 96.00 | $108,000 | 115,749 | Form 4 |
| 2025-06-16 | Perkins Abigail HChief Information Officer | Sale | 10,470 | 86.22 | $902,723 | 43,913 | Form 4 |
| 2025-06-13 | Perkins Abigail HChief Information Officer | Sale | 10,112 | 84.25 | $851,936 | 37,616 | Form 4 |
| 2025-06-12 | Perkins Abigail HChief Information Officer | Sale | 16,098 | 85.04 | $1.37M | 31,076 | Form 4 |
| 2025-06-12 | Radziwill JohnDirector, Chairman of the Board | Buy | 1,400 | 85.00 | $119,000 | 100,240 | Form 4 |
| 2025-06-10 | Smith Philip AndrewChief Executive Officer | Saleplan | 7,500 | 83.68 | $627,600 | 327,754 | Form 4 |
| 2025-05-15 | Lyon Charles MPresident | Sale | 13,000 | 86.92 | $1.13M | 122,080 | Form 4 |
| 2025-05-15 | Fowler John MooreDirector | Saleplan | 1,125 | 87.75 | $98,719 | 116,735 | Form 4 |
| 2025-05-14 | Lyon Charles MPresident | Sale | 17,000 | 87.92 | $1.49M | 122,080 | Form 4 |
| 2025-05-05 | Smith Philip AndrewChief Executive Officer | Saleplan | 7,457 | 93.26 | $695,440 | 335,254 | Form 4 |
| 2025-05-01 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Saleplan | 3,417 | 90.57 | $309,478 | 1,019,667 | Form 4 |
| 2025-04-29 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Saleplan | 34,083 | 89.63 | $3.05M | 1,023,084 | Form 4 |
| 2025-04-17 | Smith Philip AndrewChief Executive Officer | Saleplan | 40,553 | 80.30 | $3.26M | 342,711 | Form 4 |
| 2025-04-15 | Smith Philip AndrewChief Executive Officer | Saleplan | 4,447 | 80.07 | $356,071 | 342,711 | Form 4 |
| 2025-04-04 | Smith Philip AndrewChief Executive Officer | Saleplan | 9,000 | 69.56 | $626,040 | 342,711 | Form 4 |
| 2025-04-01 | Smith Philip AndrewChief Executive Officer | Saleplan | 45,000 | 75.95 | $3.42M | 351,711 | Form 4 |
| 2025-02-26 | Fowler John MooreDirector | Saleplan | 4,042 | 120.02 | $485,121 | 77,456 | Form 4 |
| 2025-02-18 | Stevens Glenn HenryOther | Sale | 15,000 | 117.82 | $1.77M | 77,964 | Form 4 |
| 2024-12-17 | Perkins Abigail HChief Information Officer | Sale | 4,200 | 95.90 | $402,780 | 19,979 | Form 4 |
| 2024-12-17 | Perkins Abigail HChief Information Officer | Saleindirect | 150 | 96.96 | $14,544 | 225 | Form 4 |
| 2024-12-16 | Rotsztain DiegoChief Governance/Legal Officer | Sale | 4,426 | 97.75 | $432,642 | 14,442 | Form 4 |
| 2024-12-12 | Maurer Mark LowryOther | Sale | 5,000 | 101.60 | $508,000 | 48,432 | Form 4 |
| 2024-11-25 | Rotsztain DiegoChief Governance/Legal Officer | Sale | 2,250 | 102.50 | $230,625 | 16,220 | Form 4 |
| 2024-11-25 | Oconnor Sean MichaelDirector, CEO/President | Saleindirect | 20,000 | 103.75 | $2.08M | 1,130,651 | Form 4 |
| 2024-11-22 | Rotsztain DiegoChief Governance/Legal Officer | Sale | 4,608 | 101.10 | $465,869 | 18,470 | Form 4 |
| 2024-11-22 | Oconnor Sean MichaelDirector, CEO/President | Saleindirect | 20,000 | 100.14 | $2.00M | 1,150,651 | Form 4 |
| 2024-11-22 | Fowler John MooreDirector | Sale | 1,800 | 100.14 | $180,252 | 81,375 | Form 4 |
| 2024-11-07 | Smith Philip AndrewOther | Saleplan | 3,500 | 97.58 | $341,530 | 218,398 | Form 4 |
| 2024-11-06 | Oconnor Sean MichaelDirector, CEO/President | Saleplan | 37,500 | 98.42 | $3.69M | 506,994 | Form 4 |
Grants, exercises and other transactions
Pay, tax and paperwork rather than a choice to trade at the market price. Two years.
74 × grant or award38 × option exercise13 × shares withheld for tax11 × gift
Show them
| Date | Insider | What | Shares | Price | Holds after | Filing |
|---|---|---|---|---|---|---|
| 2026-10-15 | Smith Philip AndrewDirector, Chief Executive Officer | Option exercise M | +45,000 | 8.90 | 783,216 | Form 4 |
| 2026-10-12 | Maurer Mark LowryOther | Option exercise M | +69,372 | 8.90 | 272,616 | Form 4 |
| 2026-10-12 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Option exercise M | +157,500 | 8.90 | 1,907,947 | Form 4 |
| 2026-09-28 | Smith Philip AndrewDirector, Chief Executive Officer | Option exercise M | +56,250 | 8.90 | 794,466 | Form 4 |
| 2026-09-14 | Rotsztain DiegoChief Governance/Legal Officer | Option exercise M | +50,625 | 12.26 | 85,495 | Form 4 |
| 2026-09-14 | Maurer Mark LowryOther | Option exercise M | +69,372 | 8.90 | 306,336 | Form 4 |
| 2026-09-10 | Lyon Charles MPresident | Gift G | −500 | – | 324,242 | Form 4 |
| 2026-08-14 | Dunaway William JChief Financial Officer | Option exercise M | +126,562 | 8.90 | 598,693 | Form 4 |
| 2026-08-10 | Perkins Abigail HChief Information Officer | Option exercise M | +4,500 | 12.26 | 101,163 | Form 4 |
| 2026-08-07 | Maurer Mark LowryOther | Option exercise M | +69,372 | 8.90 | 289,612 | Form 4 |
| 2026-07-31 | Radziwill JohnDirector, Chairman of the Board | Grant or award A | +219 | – | 231,850 | Form 4 |
| 2026-07-31 | Fowler John MooreDirector | Grant or award A | +174 | – | 257,043 | Form 4/A |
| 2026-07-31 | Fowler John MooreDirector | Shares withheld for tax F | −197 | 77.62 | 256,846 | Form 4/A |
| 2026-07-31 | Cooper Diane L.Director | Grant or award A | +116 | – | 56,102 | Form 4 |
| 2026-07-31 | Thamodaran Dhamu R.Director | Grant or award A | +142 | – | 5,648 | Form 4 |
| 2026-07-31 | Kass Steven ADirector | Grant or award A | +174 | – | 80,073 | Form 4 |
| 2026-07-22 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Option exercise M | +225,000 | 8.90 | 1,855,381 | Form 4 |
| 2026-07-22 | Dunaway William JChief Financial Officer | Option exercise M | +126,563 | 8.90 | 568,101 | Form 4 |
| 2026-07-22 | Rotsztain DiegoChief Governance/Legal Officer | Option exercise M | +50,625 | 12.26 | 85,495 | Form 4 |
| 2026-07-22 | Smith Philip AndrewDirector, Chief Executive Officer | Option exercise M | +45,000 | 8.90 | 783,216 | Form 4 |
| 2026-07-22 | Maurer Mark LowryOther | Option exercise M | +69,372 | 8.90 | 272,616 | Form 4 |
| 2026-06-30 | Smith Philip AndrewDirector, Chief Executive Officer | Option exercise M | +37,500 | 13.34 | 529,644 | Form 4 |
| 2026-06-15 | Maurer Mark LowryOther | Option exercise M | +46,248 | 13.34 | 181,744 | Form 4 |
| 2026-06-15 | Perkins Abigail HChief Information Officer | Gift G | −2,000 | – | 70,388 | Form 4 |
| 2026-06-12 | Dunaway William JChief Financial Officer | Option exercise M | +84,375 | 13.34 | 357,961 | Form 4 |
| 2026-06-08 | Perkins Abigail HChief Information Officer | Option exercise M | +4,312 | 18.39 | 76,700 | Form 4 |
| 2026-05-19 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Option exercise M | +72,140 | 13.34 | 1,309,061 | Form 4 |
| 2026-05-18 | Rotsztain DiegoChief Governance/Legal Officer | Option exercise M | +33,750 | 18.39 | 56,997 | Form 4/A |
| 2026-05-18 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Option exercise M | +87,790 | 13.34 | 1,324,711 | Form 4 |
| 2026-05-15 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Option exercise M | +140,070 | 13.34 | 1,376,991 | Form 4 |
| 2026-05-15 | Dunaway William JChief Financial Officer | Option exercise M | +84,375 | 13.34 | 337,603 | Form 4 |
| 2026-05-14 | Maurer Mark LowryOther | Option exercise M | +46,260 | 13.34 | 181,756 | Form 4 |
| 2026-04-30 | Radziwill JohnDirector, Chairman of the Board | Grant or award A | +165 | – | 154,438 | Form 4 |
| 2026-04-30 | Fowler John MooreDirector | Grant or award A | +131 | – | 172,378 | Form 4 |
| 2026-04-30 | Fowler John MooreDirector | Shares withheld for tax F | −82 | 103.65 | 172,296 | Form 4 |
| 2026-04-30 | Thamodaran Dhamu R.Director | Grant or award A | +107 | – | 3,671 | Form 4 |
| 2026-04-30 | Kass Steven ADirector | Grant or award A | +131 | – | 55,266 | Form 4 |
| 2026-04-30 | Cooper Diane L.Director | Grant or award A | +87 | – | 37,324 | Form 4 |
| 2026-04-28 | Fowler John MooreDirector | Shares withheld for tax F | −52 | 106.14 | 172,247 | Form 4 |
| 2026-04-10 | Smith Philip AndrewDirector, Chief Executive Officer | Option exercise M | +30,000 | 13.34 | 544,719 | Form 4 |
| 2026-03-31 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Shares withheld for tax F | −44,269 | 77.95 | 1,236,921 | Form 4 |
| 2026-03-10 | Radziwill JohnDirector, Chairman of the Board | Grant or award A | +1,101 | – | 102,849 | Form 4 |
| 2026-03-10 | Parthemore EricDirector | Grant or award A | +1,101 | – | 30,916 | Form 4 |
| 2026-03-10 | Fowler John MooreDirector | Grant or award A | +1,101 | – | 114,866 | Form 4 |
| 2026-03-10 | Thamodaran Dhamu R.Director | Grant or award A | +1,101 | – | 34,936 | Form 4 |
| 2026-03-10 | Bexiga Annabelle GDirector | Grant or award A | +1,101 | – | 17,459 | Form 4 |
| 2026-03-10 | Kass Steven ADirector | Grant or award A | +1,101 | – | 36,757 | Form 4 |
| 2026-03-10 | Cooper Diane L.Director | Grant or award A | +1,101 | – | 24,825 | Form 4 |
| 2026-02-13 | Perkins Abigail HChief Information Officer | Option exercise M | +8,000 | 27.58 | 56,259 | Form 4 |
| 2026-02-10 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Option exercise M | +40,000 | 20.00 | 894,127 | Form 4 |
| 2026-02-09 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Option exercise M | +40,000 | 20.00 | 894,127 | Form 4 |
| 2026-02-09 | Maurer Mark LowryOther | Option exercise M | +40,000 | 20.00 | 130,331 | Form 4 |
| 2026-02-09 | Lyon Charles MPresident | Option exercise M | +45,000 | 20.00 | 180,330 | Form 4 |
| 2026-01-30 | Radziwill JohnDirector, Chairman of the Board | Grant or award A | +152 | – | 101,748 | Form 4 |
| 2026-01-30 | Fowler John MooreDirector | Grant or award A | +121 | – | 114,890 | Form 4 |
| 2026-01-30 | Thamodaran Dhamu R.Director | Grant or award A | +99 | – | 33,835 | Form 4 |
| 2026-01-30 | Kass Steven ADirector | Grant or award A | +121 | – | 35,656 | Form 4 |
| 2026-01-30 | Cooper Diane L.Director | Grant or award A | +81 | – | 23,724 | Form 4 |
| 2025-12-16 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Gift G | −15,000 | – | 854,127 | Form 4 |
| 2025-12-15 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Gift G | −540 | – | 869,127 | Form 4 |
| 2025-12-15 | Dunaway William JChief Financial Officer | Grant or award A | +7,300 | – | 176,098 | Form 4 |
| 2025-12-15 | Dunaway William JChief Financial Officer | Shares withheld for tax F | −7,279 | 97.43 | 168,819 | Form 4 |
| 2025-12-15 | Schroeder AaronChief Accounting Officer | Grant or award A | +977 | – | 36,654 | Form 4 |
| 2025-12-15 | Rotsztain DiegoChief Governance/Legal Officer | Grant or award A | +5,821 | – | 27,484 | Form 4 |
| 2025-12-15 | Rotsztain DiegoChief Governance/Legal Officer | Shares withheld for tax F | −6,132 | 97.43 | 21,352 | Form 4 |
| 2025-12-15 | Smith Philip AndrewChief Executive Officer | Grant or award A | +13,400 | – | 341,154 | Form 4 |
| 2025-12-15 | Smith Philip AndrewChief Executive Officer | Grant or award A | +11,282 | – | 352,436 | Form 4 |
| 2025-12-15 | Smith Philip AndrewChief Executive Officer | Shares withheld for tax F | −7,166 | 97.43 | 345,270 | Form 4 |
| 2025-12-15 | Lyon Charles MPresident | Grant or award A | +13,400 | – | 135,330 | Form 4 |
| 2025-12-15 | Maurer Mark LowryOther | Grant or award A | +7,300 | – | 90,331 | Form 4 |
| 2025-12-15 | Perkins Abigail HChief Information Officer | Grant or award A | +4,346 | – | 48,259 | Form 4 |
| 2025-12-15 | Davison StuartChief Operating Officer | Grant or award A | +3,920 | – | 11,639 | Form 4 |
| 2025-12-15 | Davison StuartChief Operating Officer | Grant or award A | +4,171 | – | 15,810 | Form 4 |
| 2025-12-15 | Davison StuartChief Operating Officer | Shares withheld for tax F | −1,410 | 97.43 | 14,400 | Form 4 |
| 2025-12-11 | Thamodaran Dhamu R.Director | Gift G | −2,951 | – | 33,736 | Form 4 |
| 2025-10-31 | Radziwill JohnDirector, Chairman of the Board | Grant or award A | +182 | – | 100,596 | Form 4 |
| 2025-10-31 | Fowler John MooreDirector | Grant or award A | +145 | – | 115,894 | Form 4 |
| 2025-10-31 | Thamodaran Dhamu R.Director | Grant or award A | +118 | – | 36,687 | Form 4 |
| 2025-10-31 | Kass Steven ADirector | Grant or award A | +145 | – | 35,535 | Form 4 |
| 2025-10-31 | Cooper Diane L.Director | Grant or award A | +97 | – | 23,643 | Form 4 |
| 2025-07-31 | Thamodaran Dhamu R.Director | Grant or award A | +113 | – | 36,569 | Form 4 |
| 2025-07-31 | Fowler John MooreDirector | Grant or award A | +139 | – | 116,874 | Form 4 |
| 2025-07-31 | Radziwill JohnDirector, Chairman of the Board | Grant or award A | +174 | – | 100,414 | Form 4 |
| 2025-07-31 | Cooper Diane L.Director | Grant or award A | +93 | – | 23,546 | Form 4 |
| 2025-07-31 | Kass Steven ADirector | Grant or award A | +139 | – | 35,390 | Form 4 |
| 2025-06-16 | Perkins Abigail HChief Information Officer | Option exercise M | +16,767 | 27.58 | 54,383 | Form 4 |
| 2025-06-13 | Perkins Abigail HChief Information Officer | Option exercise M | +16,652 | 27.58 | 47,728 | Form 4 |
| 2025-06-12 | Perkins Abigail HChief Information Officer | Option exercise M | +17,206 | 27.58 | 47,174 | Form 4 |
| 2025-05-19 | Lyon Charles MPresident | Gift G | −150 | – | 121,930 | Form 4 |
| 2025-05-15 | Lyon Charles MPresident | Option exercise M | +13,000 | 20.00 | 135,080 | Form 4 |
| 2025-05-14 | Lyon Charles MPresident | Option exercise M | +32,000 | 20.00 | 139,080 | Form 4 |
| 2025-04-30 | Radziwill JohnDirector, Chairman of the Board | Grant or award A | +190 | – | 98,840 | Form 4 |
| 2025-04-30 | Thamodaran Dhamu R.Director | Grant or award A | +123 | – | 36,456 | Form 4 |
| 2025-04-30 | Kass Steven ADirector | Grant or award A | +151 | – | 35,251 | Form 4 |
| 2025-04-30 | Fowler John MooreDirector | Grant or award A | +151 | – | 117,860 | Form 4 |
| 2025-04-30 | Cooper Diane L.Director | Grant or award A | +101 | – | 23,453 | Form 4 |
| 2025-04-17 | Smith Philip AndrewChief Executive Officer | Option exercise M | +40,553 | 20.00 | 383,264 | Form 4 |
| 2025-04-15 | Smith Philip AndrewChief Executive Officer | Option exercise M | +4,447 | 20.00 | 347,158 | Form 4 |
| 2025-04-01 | Smith Philip AndrewChief Executive Officer | Option exercise M | +45,000 | 20.00 | 396,711 | Form 4 |
| 2025-03-31 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Grant or award A | +300,000 | – | 1,057,167 | Form 4 |
| 2025-03-05 | Thamodaran Dhamu R.Director | Grant or award A | +1,017 | – | 24,222 | Form 4 |
| 2025-03-05 | Fowler John MooreDirector | Grant or award A | +1,017 | – | 78,473 | Form 4 |
| 2025-03-05 | Cooper Diane L.Director | Grant or award A | +1,017 | – | 15,568 | Form 4 |
| 2025-03-05 | Radziwill JohnDirector, Chairman of the Board | Grant or award A | +1,017 | – | 65,767 | Form 4 |
| 2025-03-05 | Parthemore EricDirector | Grant or award A | +1,017 | – | 19,877 | Form 4 |
| 2025-03-05 | Bexiga Annabelle GDirector | Grant or award A | +1,017 | – | 10,907 | Form 4 |
| 2025-03-05 | Kass Steven ADirector | Grant or award A | +1,017 | – | 23,400 | Form 4 |
| 2025-01-31 | Radziwill JohnDirector, Chairman of the Board | Grant or award A | +155 | – | 64,750 | Form 4 |
| 2025-01-31 | Fowler John MooreDirector | Grant or award A | +123 | – | 81,498 | Form 4 |
| 2025-01-31 | Kass Steven ADirector | Grant or award A | +123 | – | 22,383 | Form 4 |
| 2025-01-31 | Cooper Diane L.Director | Grant or award A | +82 | – | 14,551 | Form 4 |
| 2025-01-31 | Thamodaran Dhamu R.Director | Grant or award A | +100 | – | 23,205 | Form 4 |
| 2024-12-17 | Lyon Charles MPresident | Gift G | −100 | – | 71,387 | Form 4 |
| 2024-12-16 | Schroeder AaronChief Accounting Officer | Shares withheld for tax F | −551 | 99.21 | 23,785 | Form 4 |
| 2024-12-16 | Rotsztain DiegoChief Governance/Legal Officer | Shares withheld for tax F | −2,872 | 99.21 | 18,868 | Form 4 |
| 2024-12-16 | Lyon Charles MPresident | Gift G | −500 | – | 71,487 | Form 4 |
| 2024-12-16 | Smith Philip AndrewChief Executive Officer | Shares withheld for tax F | −3,366 | 99.21 | 234,474 | Form 4 |
| 2024-12-16 | Davison StuartChief Operating Officer | Shares withheld for tax F | −578 | 99.21 | 5,146 | Form 4 |
| 2024-12-16 | Dunaway William JChief Financial Officer | Shares withheld for tax F | −5,114 | 99.21 | 113,032 | Form 4 |
| 2024-12-16 | Dunaway William JChief Financial Officer | Gift G | −500 | – | 112,532 | Form 4 |
| 2024-12-13 | Schroeder AaronChief Accounting Officer | Grant or award A | +947 | – | 24,336 | Form 4 |
| 2024-12-13 | Oconnor Sean MichaelDirector, Executive Vice-Chairman-Board | Grant or award A | +13,234 | – | 504,778 | Form 4 |
| 2024-12-13 | Rotsztain DiegoChief Governance/Legal Officer | Grant or award A | +5,520 | – | 21,740 | Form 4 |
| 2024-12-13 | Lyon Charles MPresident | Grant or award A | +10,430 | – | 71,987 | Form 4 |
| 2024-12-13 | Smith Philip AndrewChief Executive Officer | Grant or award A | +10,430 | – | 228,828 | Form 4 |
| 2024-12-13 | Smith Philip AndrewChief Executive Officer | Grant or award A | +9,012 | – | 237,840 | Form 4 |
| 2024-12-13 | Davison StuartChief Operating Officer | Grant or award A | +2,320 | – | 5,724 | Form 4 |
| 2024-12-13 | Perkins Abigail HChief Information Officer | Grant or award A | +4,118 | – | 24,179 | Form 4 |
| 2024-12-13 | Dunaway William JChief Financial Officer | Grant or award A | +6,922 | – | 118,146 | Form 4 |
| 2024-12-13 | Maurer Mark LowryOther | Grant or award A | +6,922 | – | 55,354 | Form 4 |
| 2024-12-06 | Oconnor Sean MichaelDirector, CEO/President | Gift G | −15,000 | – | 491,544 | Form 4 |
| 2024-12-04 | Oconnor Sean MichaelDirector, CEO/President | Gift G | −450 | – | 506,544 | Form 4 |
| 2024-10-31 | Radziwill JohnDirector, Chairman of the Board | Grant or award A | +186 | – | 64,595 | Form 4 |
| 2024-10-31 | Fowler John MooreDirector | Grant or award A | +148 | – | 83,175 | Form 4 |
| 2024-10-31 | Kass Steven ADirector | Grant or award A | +148 | – | 22,260 | Form 4 |
| 2024-10-31 | Thamodaran Dhamu R.Director | Grant or award A | +121 | – | 23,105 | Form 4 |
How to read it
- Buy, sale
- Code P and S on the form: shares bought or sold in the market, at the market price. The other codes are mostly pay (a grant, an option exercised) or tax (shares the company withheld), and say little about what the insider thinks of the price.
- Plan
- A sale or purchase under a Rule 10b5-1 plan, set up in advance and running on its own schedule. Since April 2023 the form has a box for it. Much executive selling is planned and says more about diversifying than about the company.
- Holds after
- The shares the insider still held after the trade, in the form the trade was in (directly, or indirectly through a trust or a fund).
- Value
- Shares times the price the form reports, which is often an average over several fills on the day.
Read from the SEC's own quarterly data sets of Forms 3, 4 and 5, and from each day's filings since the last one. A correcting amendment replaces the lines it restates. Every row links to its filing. None of this is advice: insiders sell for many reasons, and buy for fewer.