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Stifel Financial Corporation (SF) · Insider trading

What Stifel Financial's directors, officers and largest holders bought and sold themselves, from the Form 4 each of them files with the SEC within two business days of a trade. Open-market purchases and sales first: those are the trades somebody chose to make at the market price.

Bought, 12 months
$0
0 insiders, 0 trades
Sold, 12 months
$423,072
3 insiders, 0% under a plan
Net, 12 months
−$423,072
bought less sold
Latest filing
2026-07-27
filings read to 2026-10-19

Bought and sold at the market, by month

Two years. Purchases above the line, sales below, in dollars.

2024-11: $5.59M sold 2025-01 2025-05: $1.29M sold 2025-06: $966,950 sold 2025-07 2025-08: $1,013 bought 2026-01: $1,115 sold 2026-01 2026-02: $49,724 sold 2026-07: $372,233 sold 2026-07
Bought Sold Largest month: $5.59M

Who traded, two years

InsiderBoughtSold TradesLast tradeHolds after
Sliney David DChief Operating Officer – $2.90M 1 2024-11-12 159,619
Weisel Thomas WDirector – $1.50M 1 2024-11-22 13,178
Peacock David ADirector – $1.29M 1 2025-05-13 –
Nesi VictorCo-President – $1.20M 1 2024-11-18 –
Zimmerman Michael JDirector – $966,950 2 2025-06-06 50,833
Brown Maryam S.Director – $372,233 2 2026-07-23 7,929
Rubulotta DavidOther – $49,724 1 2026-02-02 992
Zemlyak James MPresident $1,013 $1,115 5 2026-01-29 –

Open-market purchases and sales

Newest first. “Plan” marks a trade made under a 10b5-1 plan set up in advance.

DateInsiderTradeShares PriceValueHolds afterFiling
2026-07-23 Brown Maryam S.Director Sale 2,500 79.25 $198,125 7,929 Form 4
2026-07-23 Brown Maryam S.Director Sale 2,200 79.14 $174,108 5,729 Form 4
2026-02-02 Rubulotta DavidOther Sale 400 124.31 $49,724 992 Form 4
2026-01-29 Zemlyak James MPresident Saleindirect 9 123.90 $1,115 7,072 Form 4
2025-08-13 Zemlyak James MCo-President Buyindirect 2 116.00 $232 7,037 Form 4
2025-08-12 Zemlyak James MCo-President Buyindirect 2 114.16 $228 7,035 Form 4
2025-08-11 Zemlyak James MCo-President Buyindirect 1 111.76 $112 7,033 Form 4
2025-08-07 Zemlyak James MCo-President Buyindirect 4 110.17 $441 7,032 Form 4
2025-06-06 Zimmerman Michael JDirector Sale 5,000 96.39 $481,950 50,833 Form 4
2025-06-06 Zimmerman Michael JDirector Sale 5,000 97.00 $485,000 45,833 Form 4
2025-05-13 Peacock David ADirector Saleindirect 12,922 99.83 $1.29M 8,228 Form 4
2024-11-22 Weisel Thomas WDirector Sale 13,000 115.01 $1.50M 13,178 Form 4
2024-11-18 Nesi VictorCo-President Saleindirect 10,500 113.82 $1.20M 44,232 Form 4
2024-11-12 Sliney David DChief Operating Officer Sale 25,000 116.18 $2.90M 159,619 Form 4

Grants, exercises and other transactions

Pay, tax and paperwork rather than a choice to trade at the market price. Two years.

71 × option exercise55 × shares withheld for tax17 × gift12 × returned to the company4 × other1 × grant or award
Show them
DateInsiderWhatShares PriceHolds afterFiling
2026-06-04 Carnoy Lisa LandauDirector Option exercise M +2,812 – 10,611 Form 4
2026-06-04 Brown Maryam S.Director Option exercise M +2,812 – 10,429 Form 4
2026-06-04 Kavanaugh James P.Director Option exercise M +2,812 – 13,626 Form 4
2026-06-04 Berlew Adam T.Director Option exercise M +2,812 – 24,475 Form 4
2026-06-04 Peacock David ADirector Option exercise M +2,812 – 13,764 Form 4
2026-06-04 Markus Maura A.Director Option exercise M +2,812 – 44,688 Form 4
2026-06-04 Zimmerman Michael JDirector Option exercise M +2,812 – 71,562 Form 4
2026-06-04 Brown Michael WDirector Option exercise M +2,812 – 103,264 Form 4
2026-03-09 Raymond Charles BradfordOther Option exercise M +53,241 – 117,780 Form 4
2026-03-09 Raymond Charles BradfordOther Shares withheld for tax F −29,443 73.05 88,337 Form 4
2026-02-18 Weisel Thomas WDirector Option exercise M +4,623 – 14,564 Form 4
2026-02-18 Weisel Thomas WDirector Shares withheld for tax F −1,693 120.49 12,871 Form 4
2026-02-18 Marischen James MChief Financial Officer Option exercise M +7,859 – 78,493 Form 4
2026-02-18 Marischen James MChief Financial Officer Shares withheld for tax F −3,463 120.49 75,030 Form 4
2026-02-18 Reichert Christopher KCEO of Stifel Bank & Trust Option exercise M +7,396 – 62,741 Form 4
2026-02-18 Reichert Christopher KCEO of Stifel Bank & Trust Shares withheld for tax F −3,261 120.49 59,480 Form 4
2026-02-18 Fisher Mark PSenior VP & General Counsel Option exercise M +7,859 – 58,892 Form 4
2026-02-18 Fisher Mark PSenior VP & General Counsel Shares withheld for tax F −4,241 120.49 54,651 Form 4
2026-02-18 Nesi VictorDirector Option exercise M +36,981 – 183,926 Form 4
2026-02-18 Nesi VictorDirector Shares withheld for tax F −18,879 120.49 165,047 Form 4
2026-02-18 Zemlyak James MPresident Option exercise M +31,434 – 1,184,567 Form 4
2026-02-18 Zemlyak James MPresident Shares withheld for tax F −13,847 120.49 1,170,720 Form 4
2026-02-18 Michaud Thomas B.Senior Vice President Option exercise M +16,179 – 94,473 Form 4
2026-02-18 Michaud Thomas B.Senior Vice President Shares withheld for tax F −7,983 120.49 86,490 Form 4
2026-02-18 Sliney David DChief Operating Officer Option exercise M +11,094 – 174,827 Form 4
2026-02-18 Sliney David DChief Operating Officer Shares withheld for tax F −4,887 120.49 169,940 Form 4
2026-02-18 Kruszewski Ronald JDirector, Chief Executive Officer Option exercise M +73,963 – 1,288,040 Form 4
2026-02-18 Kruszewski Ronald JDirector, Chief Executive Officer Shares withheld for tax F −32,581 120.49 1,255,459 Form 4
2026-01-30 Michaud Thomas B.Senior Vice President Option exercise M +2,665 – 79,609 Form 4
2026-01-30 Michaud Thomas B.Senior Vice President Shares withheld for tax F −1,315 126.24 78,294 Form 4
2026-01-30 Kruszewski Ronald JDirector, Chief Executive Officer Option exercise M +12,542 – 1,219,602 Form 4
2026-01-30 Kruszewski Ronald JDirector, Chief Executive Officer Shares withheld for tax F −5,525 126.24 1,214,077 Form 4
2026-01-30 Nesi VictorDirector Option exercise M +6,898 – 150,467 Form 4
2026-01-30 Nesi VictorDirector Shares withheld for tax F −3,522 126.24 146,945 Form 4
2026-01-30 Sliney David DChief Operating Officer Option exercise M +2,258 – 164,728 Form 4
2026-01-30 Sliney David DChief Operating Officer Shares withheld for tax F −995 126.24 163,733 Form 4
2026-01-30 Fisher Mark PSenior VP & General Counsel Option exercise M +1,725 – 51,964 Form 4
2026-01-30 Fisher Mark PSenior VP & General Counsel Shares withheld for tax F −931 126.24 51,033 Form 4
2026-01-30 Reichert Christopher KCEO of Stifel Bank & Trust Option exercise M +1,568 – 56,039 Form 4
2026-01-30 Reichert Christopher KCEO of Stifel Bank & Trust Shares withheld for tax F −694 126.24 55,345 Form 4
2026-01-30 Marischen James MChief Financial Officer Option exercise M +1,568 – 71,325 Form 4
2026-01-30 Marischen James MChief Financial Officer Shares withheld for tax F −691 126.24 70,634 Form 4
2026-01-30 Weisel Thomas WDirector Option exercise M +628 – 10,201 Form 4
2026-01-30 Weisel Thomas WDirector Shares withheld for tax F −260 126.24 9,941 Form 4
2026-01-30 Zemlyak James MPresident Option exercise M +5,644 – 1,155,620 Form 4
2026-01-30 Zemlyak James MPresident Shares withheld for tax F −2,487 126.24 1,153,133 Form 4
2026-01-26 Nesi VictorDirector Option exercise M +25,591 – 155,550 Form 4
2026-01-26 Nesi VictorDirector Shares withheld for tax F −11,981 129.20 143,569 Form 4
2026-01-13 Raymond Charles BradfordOther Option exercise M +20,927 – 53,482 Form 4
2026-01-13 Raymond Charles BradfordOther Shares withheld for tax F −10,456 125.22 43,026 Form 4
2026-01-13 McDuffie BrantleyOther Option exercise M +2,094 – 2,094 Form 4
2026-01-13 McDuffie BrantleyOther Shares withheld for tax F −840 125.22 1,254 Form 4
2026-01-13 Rubulotta DavidOther Option exercise M +2,302 – 2,302 Form 4
2026-01-13 Rubulotta DavidOther Shares withheld for tax F −910 125.22 1,392 Form 4
2026-01-13 Zemlyak James MPresident Option exercise M +25,570 – 1,160,119 Form 4
2026-01-13 Zemlyak James MPresident Shares withheld for tax F −10,143 125.22 1,149,976 Form 4
2026-01-13 Marischen James MChief Financial Officer Option exercise M +12,055 – 75,506 Form 4
2026-01-13 Marischen James MChief Financial Officer Shares withheld for tax F −5,749 125.22 69,757 Form 4
2026-01-13 Kruszewski Ronald JDirector, Chief Executive Officer Option exercise M +52,427 – 1,229,034 Form 4
2026-01-13 Kruszewski Ronald JDirector, Chief Executive Officer Shares withheld for tax F −21,974 125.22 1,207,060 Form 4
2026-01-13 Michaud Thomas B.Senior Vice President Option exercise M +14,965 – 84,434 Form 4
2026-01-13 Michaud Thomas B.Senior Vice President Shares withheld for tax F −7,490 125.22 76,944 Form 4
2026-01-13 Reichert Christopher KCEO of Stifel Bank & Trust Option exercise M +7,304 – 56,673 Form 4
2026-01-13 Reichert Christopher KCEO of Stifel Bank & Trust Shares withheld for tax F −2,202 125.22 54,471 Form 4
2026-01-13 Fisher Mark PSenior VP & General Counsel Option exercise M +11,335 – 56,934 Form 4
2026-01-13 Fisher Mark PSenior VP & General Counsel Shares withheld for tax F −6,695 125.22 50,239 Form 4
2026-01-13 Sliney David DChief Operating Officer Option exercise M +10,854 – 166,147 Form 4
2026-01-13 Sliney David DChief Operating Officer Shares withheld for tax F −3,677 125.22 162,470 Form 4
2025-12-26 Zemlyak James MPresident Gift G −10,000 – 1,134,549 Form 4
2025-12-26 Kruszewski Ronald JDirector, Chief Executive Officer Gift G −10,000 – 1,176,547 Form 4
2025-12-22 Sliney David DChief Operating Officer Gift G −750 – 155,293 Form 4
2025-12-18 Marischen James MChief Financial Officer Gift G −395 – 63,451 Form 4
2025-12-08 Nesi VictorDirector Gift G +19,401 – 41,975 Form 4
2025-12-08 Nesi VictorDirector Gift G −19,401 – 129,959 Form 4
2025-12-08 Kruszewski Ronald JDirector, Chief Executive Officer Gift G −10,000 – 1,186,547 Form 4
2025-11-20 Weisel Thomas WDirector Gift G −255 – 9,573 Form 4
2025-11-13 Peacock David ADirector Gift G −3,000 – 7,241 Form 4
2025-11-13 Fisher Mark PSenior VP & General Counsel Gift G −1,000 – 45,599 Form 4
2025-11-10 Zemlyak James MPresident Gift G −10,000 – 1,144,549 Form 4
2025-08-19 Nesi VictorCo-President Returned to the company D −35,000 112.90 149,360 Form 4
2025-08-19 Michaud Thomas B.Senior Vice President Returned to the company D −20,000 112.90 69,469 Form 4
2025-08-19 Sliney David DChief Operating Officer Returned to the company D −15,000 112.90 156,043 Form 4
2025-08-19 Raymond Charles BradfordOther Returned to the company D −10,000 112.90 32,555 Form 4
2025-08-19 Fisher Mark PSenior VP & General Counsel Returned to the company D −10,000 112.90 46,599 Form 4
2025-08-19 Marischen James MChief Financial Officer Returned to the company D −5,000 112.90 63,846 Form 4
2025-08-19 Kruszewski Ronald JDirector, Chief Executive Officer Returned to the company D −40,000 112.90 1,196,467 Form 4
2025-08-19 Zemlyak James MCo-President Returned to the company D −15,000 112.90 1,154,549 Form 4
2025-08-15 Kruszewski Ronald JDirector, Chief Executive Officer Other J −9,000 114.20 1,236,467 Form 4
2025-07-31 Weisel Thomas WDirector Gift G −1,183 – 9,828 Form 4
2025-06-25 Kruszewski Ronald JDirector, Chief Executive Officer Gift G −10,000 – 1,245,467 Form 4
2025-06-09 Weisel Thomas WDirector Gift G −3,777 – 11,011 Form 4
2025-06-05 Berlew Adam T.Director Option exercise M +1,914 – 14,442 Form 4
2025-06-05 Brown Maryam S.Director Option exercise M +1,914 – 5,078 Form 4
2025-06-05 Brown Michael WDirector Grant or award A +1,914 – 66,968 Form 4
2025-06-05 Peacock David ADirector Option exercise M +1,914 – 10,187 Form 4
2025-06-05 Carnoy Lisa LandauDirector Option exercise M +1,914 – 5,120 Form 4
2025-06-05 Kavanaugh James P.Director Option exercise M +1,914 – 7,096 Form 4
2025-06-05 Zimmerman Michael JDirector Option exercise M +1,914 – 55,833 Form 4
2025-06-05 Markus Maura A.Director Option exercise M +1,914 – 27,454 Form 4
2025-03-14 Brown Michael WDirector Gift G −25 – 65,054 Form 4
2025-03-09 Ludeman Daniel J.Director Option exercise M +1,914 – 14,442 Form 4
2025-02-28 Marischen James MChief Financial Officer Option exercise M +1,076 – 69,321 Form 4
2025-02-28 Marischen James MChief Financial Officer Shares withheld for tax F −475 104.90 68,846 Form 4
2025-02-28 Reichert Christopher KCEO of Stifel Bank & Trust Option exercise M +1,104 – 49,860 Form 4
2025-02-28 Reichert Christopher KCEO of Stifel Bank & Trust Shares withheld for tax F −491 104.90 49,369 Form 4
2025-02-28 Fisher Mark PSenior VP & General Counsel Option exercise M +1,195 – 57,243 Form 4
2025-02-28 Fisher Mark PSenior VP & General Counsel Shares withheld for tax F −644 104.90 56,599 Form 4
2025-02-28 Kruszewski Ronald JDirector, Chief Executive Officer Option exercise M +13,945 – 1,261,332 Form 4
2025-02-28 Kruszewski Ronald JDirector, Chief Executive Officer Shares withheld for tax F −6,143 104.90 1,255,189 Form 4
2025-02-28 Sliney David DChief Operating Officer Option exercise M +1,952 – 171,903 Form 4
2025-02-28 Sliney David DChief Operating Officer Shares withheld for tax F −860 104.90 171,043 Form 4
2025-02-28 Nesi VictorCo-President Option exercise M +6,933 – 187,900 Form 4
2025-02-28 Nesi VictorCo-President Shares withheld for tax F −3,540 104.90 184,360 Form 4
2025-02-28 Zemlyak James MCo-President Option exercise M +5,977 – 1,172,183 Form 4
2025-02-28 Zemlyak James MCo-President Shares withheld for tax F −2,634 104.90 1,169,549 Form 4
2025-02-28 Michaud Thomas B.Senior Vice President Option exercise M +3,387 – 91,039 Form 4
2025-02-28 Michaud Thomas B.Senior Vice President Shares withheld for tax F −1,570 104.90 89,469 Form 4
2025-02-25 Kruszewski Ronald JDirector, Chief Executive Officer Other J −1,768 104.01 1,247,459 Form 4/A
2025-02-03 Michaud Thomas B.Senior Vice President Option exercise M +10,661 – 92,913 Form 4
2025-02-03 Michaud Thomas B.Senior Vice President Shares withheld for tax F −5,261 117.51 87,652 Form 4
2025-02-03 Zemlyak James MCo-President Option exercise M +22,576 – 1,169,534 Form 4
2025-02-03 Zemlyak James MCo-President Shares withheld for tax F −9,945 117.51 1,159,589 Form 4
2025-02-03 Fisher Mark PSenior VP & General Counsel Option exercise M +6,898 – 59,763 Form 4
2025-02-03 Fisher Mark PSenior VP & General Counsel Shares withheld for tax F −3,715 117.51 56,048 Form 4
2025-02-03 Reichert Christopher KCEO of Stifel Bank & Trust Option exercise M +6,271 – 51,488 Form 4
2025-02-03 Reichert Christopher KCEO of Stifel Bank & Trust Shares withheld for tax F −2,732 117.51 48,756 Form 4
2025-02-03 Marischen James MChief Financial Officer Option exercise M +6,271 – 68,613 Form 4
2025-02-03 Marischen James MChief Financial Officer Shares withheld for tax F −2,763 117.51 65,850 Form 4
2025-02-03 Weisel Thomas WDirector Option exercise M +2,508 – 15,686 Form 4
2025-02-03 Weisel Thomas WDirector Shares withheld for tax F −898 117.51 14,788 Form 4
2025-02-03 Sliney David DChief Operating Officer Option exercise M +9,030 – 173,655 Form 4
2025-02-03 Sliney David DChief Operating Officer Shares withheld for tax F −3,978 117.51 169,677 Form 4
2025-02-03 Nesi VictorCo-President Option exercise M +27,593 – 195,038 Form 4
2025-02-03 Nesi VictorCo-President Shares withheld for tax F −14,087 117.51 180,951 Form 4
2025-02-03 Kruszewski Ronald JDirector, Chief Executive Officer Option exercise M +50,168 – 1,271,326 Form 4
2025-02-03 Kruszewski Ronald JDirector, Chief Executive Officer Shares withheld for tax F −22,099 117.51 1,249,227 Form 4
2025-01-08 Sliney David DChief Operating Officer Option exercise M +10,180 – 167,799 Form 4
2025-01-08 Sliney David DChief Operating Officer Shares withheld for tax F −3,174 106.08 164,625 Form 4
2025-01-08 Nesi VictorCo-President Option exercise M +25,744 – 179,397 Form 4
2025-01-08 Nesi VictorCo-President Shares withheld for tax F −11,952 106.08 167,445 Form 4
2025-01-08 Fisher Mark PSenior VP & General Counsel Option exercise M +10,443 – 58,575 Form 4
2025-01-08 Fisher Mark PSenior VP & General Counsel Shares withheld for tax F −5,710 106.08 52,865 Form 4
2025-01-08 Reichert Christopher KCEO of Stifel Bank & Trust Option exercise M +6,651 – 47,239 Form 4
2025-01-08 Reichert Christopher KCEO of Stifel Bank & Trust Shares withheld for tax F −2,022 106.08 45,217 Form 4
2025-01-08 Michaud Thomas B.Senior Vice President Option exercise M +14,393 – 89,448 Form 4
2025-01-08 Michaud Thomas B.Senior Vice President Shares withheld for tax F −7,196 106.08 82,252 Form 4
2025-01-08 Kruszewski Ronald JDirector, Chief Executive Officer Option exercise M +49,387 – 1,241,585 Form 4
2025-01-08 Kruszewski Ronald JDirector, Chief Executive Officer Shares withheld for tax F −20,427 106.08 1,221,158 Form 4
2025-01-08 Marischen James MChief Financial Officer Option exercise M +11,088 – 67,313 Form 4
2025-01-08 Marischen James MChief Financial Officer Shares withheld for tax F −4,971 106.08 62,342 Form 4
2025-01-08 Zemlyak James MCo-President Option exercise M +23,924 – 1,156,169 Form 4
2025-01-08 Zemlyak James MCo-President Shares withheld for tax F −9,211 106.08 1,146,958 Form 4
2024-12-19 Marischen James MChief Financial Officer Gift G −500 – 56,225 Form 4
2024-12-12 Sliney David DChief Operating Officer Gift G −2,000 – 157,619 Form 4
2024-11-25 Michaud Thomas B.Senior Vice President Returned to the company D −15,000 117.72 75,055 Form 4
2024-11-25 Nesi VictorCo-President Returned to the company D −15,000 117.72 153,653 Form 4
2024-11-25 Zemlyak James MCo-President Returned to the company D −70,000 117.72 1,132,245 Form 4
2024-11-25 Kruszewski Ronald JDirector, Chief Executive Officer Returned to the company D −100,000 117.72 1,191,516 Form 4
2024-11-20 Kruszewski Ronald JDirector, Chief Executive Officer Other J −43,900 113.44 1,291,516 Form 4
2024-11-20 Zemlyak James MCo-President Other J −17,600 113.44 1,202,245 Form 4

How to read it

Buy, sale
Code P and S on the form: shares bought or sold in the market, at the market price. The other codes are mostly pay (a grant, an option exercised) or tax (shares the company withheld), and say little about what the insider thinks of the price.
Plan
A sale or purchase under a Rule 10b5-1 plan, set up in advance and running on its own schedule. Since April 2023 the form has a box for it. Much executive selling is planned and says more about diversifying than about the company.
Holds after
The shares the insider still held after the trade, in the form the trade was in (directly, or indirectly through a trust or a fund).
Value
Shares times the price the form reports, which is often an average over several fills on the day.

Read from the SEC's own quarterly data sets of Forms 3, 4 and 5, and from each day's filings since the last one. A correcting amendment replaces the lines it restates. Every row links to its filing. None of this is advice: insiders sell for many reasons, and buy for fewer.

Stifel Financial's scores and multiples ›