PennyMac Financial Services, Inc. (PFSI) · Insider trading
What PennyMac Financial Services's directors, officers and largest holders bought and sold themselves, from the Form 4 each of them files with the SEC within two business days of a trade. Open-market purchases and sales first: those are the trades somebody chose to make at the market price.
Bought, 12 months
$200,588
1 insider, 1 trade
Sold, 12 months
$34.61M
6 insiders, 44% under a plan
Net, 12 months
−$34.40M
bought less sold
Latest filing
2026-08-04
filings read to 2026-10-19
Who traded, two years
| Insider | Bought | Sold | Trades | Last trade | Holds after |
|---|---|---|---|---|---|
| Spector DavidDirector, Chairman & CEO | – | $31.42M | 64 | 2026-05-12 | – |
| Perotti Daniel StanleyChief Financial Officer | – | $12.58M | 26 | 2026-05-15 | – |
| Jones DougDirector, Director, President & CMBO | – | $12.53M | 11 | 2025-11-25 | – |
| McCallion AnneDirector | – | $3.65M | 2 | 2025-10-24 | 8,774 |
| Mazzella Joseph FDirector | – | $1.85M | 3 | 2025-08-13 | 86,050 |
| Hendry Gregory LMD, Chief Accounting Officer | – | $1.20M | 4 | 2026-07-01 | 48,968 |
| Stark DerekChief Legal Officer | – | $1.07M | 5 | 2026-03-03 | 20,944 |
| Follette JamesChief Digital Officer | – | $477,424 | 4 | 2025-03-06 | 7,338 |
| Tidmore AbbieChief Revenue Officer | – | $273,706 | 1 | 2025-03-24 | 4,878 |
| Kinsella PatrickDirector | $200,588 | – | 1 | 2026-02-12 | 34,210 |
| Elbaum MarkChief Capital Markets Officer | – | $50,654 | 2 | 2025-04-04 | 4,207 |
Open-market purchases and sales
Newest first. “Plan” marks a trade made under a 10b5-1 plan set up in advance.
| Date | Insider | Trade | Shares | Price | Value | Holds after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-07-01 | Hendry Gregory LMD, Chief Accounting Officer | Saleplan | 2,177 | 86.89 | $189,160 | 48,968 | Form 4 |
| 2026-06-22 | Hendry Gregory LMD, Chief Accounting Officer | Saleplan | 2,943 | 81.71 | $240,473 | 48,968 | Form 4 |
| 2026-05-15 | Perotti Daniel StanleyChief Financial Officer | Saleplanindirect | 2,925 | 87.50 | $255,938 | 210,625 | Form 4 |
| 2026-05-12 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 2,772 | 86.88 | $240,831 | 67,832 | Form 4 |
| 2026-05-12 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 3,144 | 88.02 | $276,735 | 64,688 | Form 4 |
| 2026-05-12 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 4,084 | 88.71 | $362,292 | 60,604 | Form 4 |
| 2026-04-14 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 9,583 | 92.80 | $889,302 | 71,021 | Form 4 |
| 2026-04-14 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 417 | 93.47 | $38,977 | 70,604 | Form 4 |
| 2026-03-06 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 729 | 85.26 | $62,155 | 89,875 | Form 4 |
| 2026-03-06 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 8,251 | 86.42 | $713,051 | 81,624 | Form 4 |
| 2026-03-06 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 1,020 | 86.93 | $88,669 | 80,604 | Form 4 |
| 2026-03-06 | Spector DavidDirector, Chairman & CEO | Saleplan | 917 | 85.26 | $78,183 | 540,920 | Form 4 |
| 2026-03-06 | Spector DavidDirector, Chairman & CEO | Saleplan | 10,210 | 86.42 | $882,348 | 530,710 | Form 4 |
| 2026-03-06 | Spector DavidDirector, Chairman & CEO | Saleplan | 1,309 | 86.93 | $113,791 | 529,401 | Form 4 |
| 2026-03-03 | Stark DerekChief Legal Officer | Saleplan | 1,066 | 87.66 | $93,446 | 20,944 | Form 4 |
| 2026-02-25 | Stark DerekChief Legal Officer | Saleplan | 1,903 | 91.50 | $174,124 | 22,477 | Form 4 |
| 2026-02-19 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 5,826 | 93.97 | $547,469 | 94,778 | Form 4 |
| 2026-02-19 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 2,451 | 94.85 | $232,477 | 92,327 | Form 4 |
| 2026-02-19 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 1,723 | 95.81 | $165,081 | 90,604 | Form 4 |
| 2026-02-19 | Spector DavidDirector, Chairman & CEO | Saleplan | 1,689 | 93.97 | $158,715 | 542,993 | Form 4 |
| 2026-02-19 | Spector DavidDirector, Chairman & CEO | Saleplan | 733 | 94.85 | $69,525 | 542,260 | Form 4 |
| 2026-02-19 | Spector DavidDirector, Chairman & CEO | Saleplan | 528 | 95.81 | $50,588 | 541,732 | Form 4 |
| 2026-02-17 | Perotti Daniel StanleyChief Financial Officer | Saleplanindirect | 2,925 | 93.30 | $272,902 | 213,550 | Form 4 |
| 2026-02-12 | Kinsella PatrickDirector | Buy | 2,250 | 89.15 | $200,588 | 34,210 | Form 4 |
| 2026-01-13 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 4,872 | 144.81 | $705,514 | 105,732 | Form 4 |
| 2026-01-13 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 5,080 | 145.54 | $739,343 | 100,652 | Form 4 |
| 2026-01-13 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 48 | 146.30 | $7,022 | 100,604 | Form 4 |
| 2025-12-18 | Hendry Gregory LMD, Chief Accounting Officer | Sale | 3,530 | 131.64 | $464,689 | 48,633 | Form 4 |
| 2025-12-16 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 1,699 | 129.10 | $219,341 | 113,905 | Form 4 |
| 2025-12-16 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 2,763 | 130.07 | $359,383 | 111,142 | Form 4 |
| 2025-12-16 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 538 | 130.68 | $70,306 | 110,604 | Form 4 |
| 2025-11-25 | Jones DougDirector, Director, President & CMBO | Saleindirect | 7,421 | 132.30 | $981,798 | 442,579 | Form 4 |
| 2025-11-25 | Jones DougDirector, Director, President & CMBO | Saleindirect | 12,579 | 132.82 | $1.67M | 430,000 | Form 4 |
| 2025-11-17 | Perotti Daniel StanleyChief Financial Officer | Saleplanindirect | 5,250 | 126.46 | $663,915 | 220,000 | Form 4 |
| 2025-11-17 | Perotti Daniel StanleyChief Financial Officer | Saleplanindirect | 3,525 | 126.98 | $447,604 | 216,475 | Form 4 |
| 2025-11-12 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 4,804 | 129.24 | $620,869 | 115,800 | Form 4 |
| 2025-11-12 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 196 | 129.86 | $25,453 | 115,604 | Form 4 |
| 2025-11-10 | Jones DougDirector, Director, President & CMBO | Sale | 23,453 | 127.56 | $2.99M | 19,056 | Form 4 |
| 2025-11-05 | Jones DougDirector, Director, President & CMBO | Sale | 4,318 | 126.09 | $544,457 | 19,056 | Form 4 |
| 2025-10-24 | McCallion AnneDirector | Sale | 20,544 | 132.08 | $2.71M | 8,774 | Form 4 |
83 more
| 2025-10-24 | McCallion AnneDirector | Sale | 7,227 | 130.06 | $939,944 | 1,547 | Form 4 |
| 2025-10-24 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 5,821 | 130.76 | $761,154 | 15,995 | Form 4 |
| 2025-10-24 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 4,072 | 132.93 | $541,291 | 11,923 | Form 4 |
| 2025-10-24 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 1,959 | 133.46 | $261,448 | 9,964 | Form 4 |
| 2025-10-24 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 10,980 | 130.60 | $1.43M | 13,143 | Form 4 |
| 2025-10-24 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 1,859 | 131.41 | $244,291 | 11,284 | Form 4 |
| 2025-10-24 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 1,320 | 132.21 | $174,517 | 9,964 | Form 4 |
| 2025-10-23 | Spector DavidDirector, Chairman & CEO | Sale | 14,154 | 127.07 | $1.80M | 634,866 | Form 4 |
| 2025-10-23 | Spector DavidDirector, Chairman & CEO | Sale | 26,503 | 127.92 | $3.39M | 608,363 | Form 4 |
| 2025-10-23 | Spector DavidDirector, Chairman & CEO | Sale | 30,504 | 128.66 | $3.92M | 577,859 | Form 4 |
| 2025-10-22 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 3,784 | 130.30 | $493,055 | 10,943 | Form 4 |
| 2025-10-22 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 797 | 131.96 | $105,172 | 10,146 | Form 4 |
| 2025-10-22 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 41 | 132.91 | $5,449 | 10,105 | Form 4 |
| 2025-10-22 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 141 | 133.99 | $18,893 | 9,964 | Form 4 |
| 2025-10-22 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 6,469 | 130.19 | $842,199 | 11,842 | Form 4 |
| 2025-10-22 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 379 | 131.54 | $49,854 | 11,463 | Form 4 |
| 2025-10-22 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 1,195 | 132.38 | $158,194 | 10,268 | Form 4 |
| 2025-10-22 | Perotti Daniel StanleyChief Financial Officer | Saleplan | 304 | 133.99 | $40,733 | 9,964 | Form 4 |
| 2025-10-06 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 1,355 | 116.89 | $158,386 | 124,249 | Form 4 |
| 2025-10-06 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 1,811 | 118.19 | $214,042 | 122,438 | Form 4 |
| 2025-10-06 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 711 | 119.13 | $84,701 | 121,727 | Form 4 |
| 2025-10-06 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 862 | 119.98 | $103,423 | 120,865 | Form 4 |
| 2025-10-06 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 261 | 120.89 | $31,552 | 120,604 | Form 4 |
| 2025-09-23 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 1,658 | 122.46 | $203,039 | 128,946 | Form 4 |
| 2025-09-23 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 3,128 | 123.16 | $385,244 | 125,818 | Form 4 |
| 2025-09-23 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 214 | 124.03 | $26,542 | 125,604 | Form 4 |
| 2025-09-05 | Perotti Daniel StanleyChief Financial Officer | Saleplanindirect | 2,925 | 116.63 | $341,143 | 225,250 | Form 4 |
| 2025-09-02 | Perotti Daniel StanleyChief Financial Officer | Saleplanindirect | 5,850 | 108.20 | $632,970 | 228,175 | Form 4 |
| 2025-08-25 | Stark DerekChief Legal Officer | Sale | 4,750 | 109.56 | $520,410 | 20,621 | Form 4 |
| 2025-08-18 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 4,304 | 105.61 | $454,545 | 131,300 | Form 4 |
| 2025-08-18 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 696 | 106.44 | $74,082 | 130,604 | Form 4 |
| 2025-08-13 | Mazzella Joseph FDirector | Sale | 7,107 | 108.16 | $768,693 | 86,050 | Form 4 |
| 2025-07-07 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 3,571 | 100.48 | $358,814 | 137,033 | Form 4 |
| 2025-07-07 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 1,224 | 101.51 | $124,248 | 135,809 | Form 4 |
| 2025-07-07 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 205 | 102.37 | $20,986 | 135,604 | Form 4 |
| 2025-06-11 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 2,717 | 97.79 | $265,695 | 142,887 | Form 4 |
| 2025-06-11 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 2,100 | 98.83 | $207,543 | 140,787 | Form 4 |
| 2025-06-11 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 183 | 99.40 | $18,190 | 140,604 | Form 4 |
| 2025-05-15 | Perotti Daniel StanleyChief Financial Officer | Saleplanindirect | 9,534 | 99.40 | $947,680 | 234,991 | Form 4 |
| 2025-05-15 | Perotti Daniel StanleyChief Financial Officer | Saleplanindirect | 966 | 99.92 | $96,523 | 234,025 | Form 4 |
| 2025-05-14 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 5,000 | 99.15 | $495,750 | 145,604 | Form 4 |
| 2025-05-02 | Mazzella Joseph FDirector | Sale | 9,376 | 98.15 | $920,254 | 94,487 | Form 4 |
| 2025-05-02 | Mazzella Joseph FDirector | Sale | 1,624 | 98.72 | $160,321 | 92,863 | Form 4 |
| 2025-04-04 | Elbaum MarkChief Capital Markets Officer | Sale | 410 | 102.88 | $42,181 | 4,207 | Form 4 |
| 2025-04-02 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 4,417 | 103.36 | $456,541 | 151,187 | Form 4 |
| 2025-04-02 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 583 | 104.04 | $60,655 | 150,604 | Form 4 |
| 2025-03-24 | Tidmore AbbieChief Revenue Officer | Sale | 2,669 | 102.55 | $273,706 | 4,878 | Form 4 |
| 2025-03-06 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 4,464 | 101.18 | $451,668 | 156,140 | Form 4 |
| 2025-03-06 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 536 | 102.11 | $54,731 | 155,604 | Form 4 |
| 2025-03-06 | Follette JamesChief Digital Officer | Sale | 992 | 100.82 | $100,013 | 7,338 | Form 4 |
| 2025-03-05 | Jones DougDirector, Director, President & CMBO | Sale | 8,202 | 102.94 | $844,314 | 19,227 | Form 4 |
| 2025-03-05 | Jones DougDirector, Director, President & CMBO | Sale | 171 | 103.63 | $17,721 | 19,056 | Form 4 |
| 2025-03-04 | Follette JamesChief Digital Officer | Saleplan | 755 | 102.75 | $77,576 | 8,330 | Form 4 |
| 2025-03-04 | Stark DerekChief Legal Officer | Sale | 588 | 101.52 | $59,694 | 25,621 | Form 4 |
| 2025-02-28 | Elbaum MarkChief Capital Markets Officer | Sale | 83 | 102.09 | $8,473 | 4,617 | Form 4 |
| 2025-02-28 | Stark DerekChief Legal Officer | Sale | 2,110 | 103.07 | $217,478 | 26,209 | Form 4 |
| 2025-02-28 | Spector DavidDirector, Chairman & CEO | Saleplan | 2,498 | 102.95 | $257,169 | 633,056 | Form 4 |
| 2025-02-28 | Spector DavidDirector, Chairman & CEO | Saleplan | 570 | 103.64 | $59,075 | 632,486 | Form 4 |
| 2025-02-27 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 3,324 | 101.93 | $338,815 | 162,280 | Form 4 |
| 2025-02-27 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 1,676 | 102.50 | $171,790 | 160,604 | Form 4 |
| 2025-02-27 | Spector DavidDirector, Chairman & CEO | Saleplan | 4,525 | 101.93 | $461,233 | 637,868 | Form 4 |
| 2025-02-27 | Spector DavidDirector, Chairman & CEO | Saleplan | 2,314 | 102.50 | $237,185 | 635,554 | Form 4 |
| 2025-02-26 | Follette JamesChief Digital Officer | Saleplan | 990 | 102.70 | $101,673 | 9,507 | Form 4 |
| 2025-02-25 | Follette JamesChief Digital Officer | Saleplan | 1,983 | 99.93 | $198,161 | 10,497 | Form 4 |
| 2025-02-14 | Perotti Daniel StanleyChief Financial Officer | Saleplanindirect | 10,500 | 101.49 | $1.07M | 214,997 | Form 4 |
| 2025-01-08 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 4,264 | 99.30 | $423,415 | 166,340 | Form 4 |
| 2025-01-08 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 736 | 99.87 | $73,504 | 165,604 | Form 4 |
| 2024-12-26 | Jones DougDirector, Director, President & CMBO | Saleindirect | 7,882 | 103.16 | $813,107 | 450,000 | Form 4 |
| 2024-12-24 | Jones DougDirector, Director, President & CMBO | Sale | 23,229 | 101.51 | $2.36M | 23,892 | Form 4 |
| 2024-12-24 | Jones DougDirector, Director, President & CMBO | Saleindirect | 21,044 | 101.71 | $2.14M | 457,882 | Form 4 |
| 2024-12-20 | Jones DougDirector, Director, President & CMBO | Sale | 600 | 102.04 | $61,224 | 23,892 | Form 4 |
| 2024-12-20 | Jones DougDirector, Director, President & CMBO | Saleindirect | 1,074 | 102.03 | $109,580 | 478,926 | Form 4 |
| 2024-12-20 | Spector DavidDirector, Chairman & CEO | Sale | 56,771 | 101.69 | $5.77M | 638,961 | Form 4 |
| 2024-12-20 | Spector DavidDirector, Chairman & CEO | Sale | 4,349 | 102.10 | $444,033 | 634,612 | Form 4 |
| 2024-12-20 | Perotti Daniel StanleyChief Financial Officer | Sale | 16,381 | 101.56 | $1.66M | 37,601 | Form 4 |
| 2024-12-20 | Perotti Daniel StanleyChief Financial Officer | Sale | 100 | 101.99 | $10,199 | 37,501 | Form 4 |
| 2024-12-04 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 5,162 | 104.53 | $539,584 | 175,442 | Form 4 |
| 2024-12-04 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 4,838 | 105.39 | $509,877 | 170,604 | Form 4 |
| 2024-11-20 | Hendry Gregory LMD, Chief Accounting Officer | Sale | 3,032 | 102.09 | $309,537 | 48,040 | Form 4 |
| 2024-11-15 | Perotti Daniel StanleyChief Financial Officer | Saleplanindirect | 10,500 | 100.02 | $1.05M | 225,497 | Form 4 |
| 2024-11-12 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 8,598 | 104.92 | $902,102 | 182,006 | Form 4 |
| 2024-11-12 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 1,218 | 105.60 | $128,621 | 180,788 | Form 4 |
| 2024-11-12 | Spector DavidDirector, Chairman & CEO | Saleplanindirect | 184 | 106.74 | $19,640 | 180,604 | Form 4 |
Grants, exercises and other transactions
Pay, tax and paperwork rather than a choice to trade at the market price. Two years.
51 × grant or award51 × shares withheld for tax23 × option exercise7 × other7 × gift1 × returned to the company
Show them
| Date | Insider | What | Shares | Price | Holds after | Filing |
|---|---|---|---|---|---|---|
| 2026-07-31 | Chandra SunilDirector | Grant or award A | +377 | 82.17 | 5,148 | Form 4 |
| 2026-07-31 | Nanji FarhadDirector | Grant or award A | +379 | 82.17 | 188,216 | Form 4 |
| 2026-07-31 | Spector DavidDirector, Chairman & CEO | Other J | −25,000 | – | 479,401 | Form 4 |
| 2026-07-01 | Hendry Gregory LMD, Chief Accounting Officer | Option exercise M | +2,177 | 24.40 | 51,145 | Form 4 |
| 2026-06-22 | Hendry Gregory LMD, Chief Accounting Officer | Option exercise M | +2,943 | 18.05 | 51,911 | Form 4 |
| 2026-05-08 | Spector DavidDirector, Chairman & CEO | Other J | −25,000 | – | 504,401 | Form 4 |
| 2026-05-07 | Chandra SunilDirector | Grant or award A | +336 | 93.03 | 4,771 | Form 4 |
| 2026-05-07 | Mazzella Joseph FDirector | Grant or award A | +359 | 93.03 | 81,905 | Form 4 |
| 2026-05-07 | Nanji FarhadDirector | Grant or award A | +338 | 93.03 | 187,837 | Form 4 |
| 2026-02-28 | Spector DavidDirector, Chairman & CEO | Shares withheld for tax F | −3,097 | 91.93 | 541,837 | Form 4 |
| 2026-02-28 | Perotti Daniel StanleyChief Financial Officer | Shares withheld for tax F | −849 | 91.93 | 15,701 | Form 4 |
| 2026-02-28 | Hendry Gregory LMD, Chief Accounting Officer | Shares withheld for tax F | −32 | 91.93 | 48,968 | Form 4 |
| 2026-02-28 | Jones DougDirector, Director, President & CMBO | Shares withheld for tax F | −1,704 | 91.93 | 29,088 | Form 4 |
| 2026-02-28 | Follette JamesChief Digital Officer | Shares withheld for tax F | −599 | 91.93 | 11,734 | Form 4 |
| 2026-02-28 | Tidmore AbbieChief Revenue Officer | Shares withheld for tax F | −300 | 91.93 | 8,656 | Form 4 |
| 2026-02-28 | Elbaum MarkChief Capital Markets Officer | Shares withheld for tax F | −71 | 91.93 | 5,333 | Form 4 |
| 2026-02-28 | Stark DerekChief Legal Officer | Shares withheld for tax F | −467 | 91.93 | 22,010 | Form 4 |
| 2026-02-24 | Spector DavidDirector, Chairman & CEO | Shares withheld for tax F | −3,106 | 90.33 | 544,934 | Form 4 |
| 2026-02-24 | Follette JamesChief Digital Officer | Shares withheld for tax F | −554 | 90.33 | 12,333 | Form 4 |
| 2026-02-24 | Hendry Gregory LMD, Chief Accounting Officer | Shares withheld for tax F | −45 | 90.33 | 49,000 | Form 4 |
| 2026-02-24 | Jones DougDirector, Director, President & CMBO | Shares withheld for tax F | −1,597 | 90.33 | 30,792 | Form 4 |
| 2026-02-24 | Perotti Daniel StanleyChief Financial Officer | Shares withheld for tax F | −616 | 90.33 | 16,550 | Form 4 |
| 2026-02-24 | Stark DerekChief Legal Officer | Shares withheld for tax F | −345 | 90.33 | 24,380 | Form 4 |
| 2026-02-24 | Tidmore AbbieChief Revenue Officer | Shares withheld for tax F | −204 | 90.33 | 8,956 | Form 4 |
| 2026-02-20 | Spector DavidDirector, Chairman & CEO | Option exercise M | +13,699 | – | 555,431 | Form 4 |
| 2026-02-20 | Spector DavidDirector, Chairman & CEO | Shares withheld for tax F | −7,391 | 94.33 | 548,040 | Form 4 |
| 2026-02-20 | Perotti Daniel StanleyChief Financial Officer | Option exercise M | +3,805 | – | 18,532 | Form 4 |
| 2026-02-20 | Perotti Daniel StanleyChief Financial Officer | Shares withheld for tax F | −1,366 | 94.33 | 17,166 | Form 4 |
| 2026-02-20 | Hendry Gregory LMD, Chief Accounting Officer | Option exercise M | +304 | – | 49,171 | Form 4 |
| 2026-02-20 | Hendry Gregory LMD, Chief Accounting Officer | Shares withheld for tax F | −126 | 94.33 | 49,045 | Form 4 |
| 2026-02-20 | Stark DerekChief Legal Officer | Option exercise M | +2,130 | – | 25,505 | Form 4 |
| 2026-02-20 | Stark DerekChief Legal Officer | Shares withheld for tax F | −780 | 94.33 | 24,725 | Form 4 |
| 2026-02-20 | Jones DougDirector, Director, President & CMBO | Option exercise M | +7,610 | – | 35,120 | Form 4 |
| 2026-02-20 | Jones DougDirector, Director, President & CMBO | Shares withheld for tax F | −2,731 | 94.33 | 32,389 | Form 4 |
| 2026-02-20 | Follette JamesChief Digital Officer | Option exercise M | +3,424 | – | 14,115 | Form 4 |
| 2026-02-20 | Follette JamesChief Digital Officer | Shares withheld for tax F | −1,228 | 94.33 | 12,887 | Form 4 |
| 2026-02-20 | Tidmore AbbieChief Revenue Officer | Option exercise M | +2,054 | – | 9,725 | Form 4 |
| 2026-02-20 | Tidmore AbbieChief Revenue Officer | Shares withheld for tax F | −565 | 94.33 | 9,160 | Form 4 |
| 2026-02-14 | Perotti Daniel StanleyChief Financial Officer | Shares withheld for tax F | −631 | 92.01 | 14,798 | Form 4 |
| 2026-02-14 | Perotti Daniel StanleyChief Financial Officer | Returned to the company D | −71 | – | 14,727 | Form 4 |
| 2026-02-14 | Spector DavidDirector, Chairman & CEO | Shares withheld for tax F | −2,987 | 92.01 | 544,682 | Form 4 |
| 2026-02-14 | Jones DougDirector, Director, President & CMBO | Shares withheld for tax F | −904 | 92.01 | 27,510 | Form 4 |
| 2026-02-14 | Elbaum MarkChief Capital Markets Officer | Shares withheld for tax F | −169 | 92.01 | 5,404 | Form 4 |
| 2026-02-14 | Follette JamesChief Digital Officer | Shares withheld for tax F | −472 | 92.01 | 10,691 | Form 4 |
| 2026-02-14 | Hendry Gregory LMD, Chief Accounting Officer | Shares withheld for tax F | −80 | 92.01 | 48,867 | Form 4 |
| 2026-02-14 | Stark DerekChief Legal Officer | Shares withheld for tax F | −388 | 92.01 | 23,375 | Form 4 |
| 2026-02-14 | Tidmore AbbieChief Revenue Officer | Shares withheld for tax F | −171 | 92.01 | 7,671 | Form 4 |
| 2026-02-13 | Spector DavidDirector, Chairman & CEO | Other J | −25,000 | – | 547,669 | Form 4 |
| 2026-02-12 | Spector DavidDirector, Chairman & CEO | Grant or award A | +19,810 | – | 572,669 | Form 4 |
| 2026-02-12 | Jones DougDirector, Director, President & CMBO | Grant or award A | +9,358 | – | 28,414 | Form 4 |
| 2026-02-12 | Elbaum MarkChief Capital Markets Officer | Grant or award A | +1,366 | – | 5,573 | Form 4 |
| 2026-02-12 | Follette JamesChief Digital Officer | Grant or award A | +3,825 | – | 11,163 | Form 4 |
| 2026-02-12 | Hendry Gregory LMD, Chief Accounting Officer | Grant or award A | +314 | – | 48,947 | Form 4 |
| 2026-02-12 | Perotti Daniel StanleyChief Financial Officer | Grant or award A | +5,465 | – | 15,429 | Form 4 |
| 2026-02-12 | Stark DerekChief Legal Officer | Grant or award A | +3,142 | – | 23,763 | Form 4 |
| 2026-02-12 | Tidmore AbbieChief Revenue Officer | Grant or award A | +2,964 | – | 7,842 | Form 4 |
| 2026-02-11 | Chandra SunilDirector | Grant or award A | +1,963 | – | 4,435 | Form 4 |
| 2026-02-11 | Kinsella PatrickDirector | Grant or award A | +1,963 | – | 31,960 | Form 4 |
| 2026-02-11 | McCallion AnneDirector | Grant or award A | +1,963 | – | 3,510 | Form 4 |
| 2026-02-11 | Nanji FarhadDirector | Grant or award A | +1,963 | – | 187,499 | Form 4 |
| 2026-02-11 | Shalett Lisa MDirector | Grant or award A | +1,963 | – | 13,105 | Form 4 |
| 2026-02-11 | Tozer Theodore WDirector | Grant or award A | +1,963 | – | 26,998 | Form 4 |
| 2026-02-11 | Perlowitz Jeffrey A.Director | Grant or award A | +2,295 | – | 20,302 | Form 4 |
| 2026-02-11 | Jacobson Jonathon SDirector | Grant or award A | +1,963 | – | 10,579 | Form 4 |
| 2026-02-02 | Chandra SunilDirector | Grant or award A | +212 | 147.37 | 2,472 | Form 4 |
| 2026-02-02 | Mazzella Joseph FDirector | Grant or award A | +226 | 147.37 | 81,546 | Form 4 |
| 2026-02-02 | Nanji FarhadDirector | Grant or award A | +213 | 147.37 | 185,536 | Form 4 |
| 2025-12-22 | Mazzella Joseph FDirector | Gift G | −5,000 | – | 81,320 | Form 4 |
| 2025-12-18 | Hendry Gregory LMD, Chief Accounting Officer | Option exercise M | +3,530 | 11.28 | 52,163 | Form 4 |
| 2025-11-26 | Jones DougDirector, Director, President & CMBO | Gift G | −20,000 | – | 410,000 | Form 4 |
| 2025-11-10 | Jones DougDirector, Director, President & CMBO | Option exercise M | +23,453 | 11.28 | 42,509 | Form 4 |
| 2025-11-05 | Jones DougDirector, Director, President & CMBO | Option exercise M | +4,318 | 11.28 | 23,374 | Form 4 |
| 2025-10-29 | Spector DavidDirector, Chairman & CEO | Other J | −25,000 | – | 552,859 | Form 4 |
| 2025-10-24 | McCallion AnneDirector | Option exercise M | +27,771 | 11.28 | 29,318 | Form 4 |
| 2025-10-24 | Perotti Daniel StanleyChief Financial Officer | Option exercise M | +11,852 | 11.28 | 21,816 | Form 4 |
| 2025-10-24 | Perotti Daniel StanleyChief Financial Officer | Option exercise M | +14,159 | 18.05 | 24,123 | Form 4 |
| 2025-10-23 | Spector DavidDirector, Chairman & CEO | Option exercise M | +71,161 | 128.05 | 649,020 | Form 4 |
| 2025-10-23 | Mazzella Joseph FDirector | Grant or award A | +270 | 116.57 | 86,320 | Form 4 |
| 2025-10-23 | Nanji FarhadDirector | Grant or award A | +253 | 116.57 | 185,323 | Form 4 |
| 2025-10-22 | Perotti Daniel StanleyChief Financial Officer | Option exercise M | +4,763 | 11.28 | 14,727 | Form 4 |
| 2025-10-22 | Perotti Daniel StanleyChief Financial Officer | Option exercise M | +8,347 | 18.05 | 18,311 | Form 4 |
| 2025-07-25 | Spector DavidDirector, Chairman & CEO | Other J | −25,000 | – | 577,859 | Form 4 |
| 2025-07-25 | Stark DerekChief Legal Officer | Gift G | −250 | – | 25,371 | Form 4 |
| 2025-07-24 | Mazzella Joseph FDirector | Grant or award A | +294 | 100.92 | 93,157 | Form 4 |
| 2025-07-24 | Nanji FarhadDirector | Grant or award A | +274 | 100.92 | 185,070 | Form 4 |
| 2025-05-02 | Spector DavidDirector, Chairman & CEO | Other J | −25,000 | – | 602,859 | Form 4 |
| 2025-05-02 | Mazzella Joseph FDirector | Grant or award A | +304 | 97.36 | 103,863 | Form 4 |
| 2025-05-02 | Nanji FarhadDirector | Grant or award A | +285 | 97.36 | 184,796 | Form 4 |
| 2025-03-17 | Spector DavidDirector, Chairman & CEO | Other J | −1,530 | – | 627,859 | Form 4 |
| 2025-02-28 | Spector DavidDirector, Chairman & CEO | Shares withheld for tax F | −3,097 | 102.09 | 629,389 | Form 4 |
| 2025-02-28 | Follette JamesChief Digital Officer | Shares withheld for tax F | −422 | 102.09 | 9,085 | Form 4 |
| 2025-02-28 | Hendry Gregory LMD, Chief Accounting Officer | Shares withheld for tax F | −32 | 102.09 | 48,633 | Form 4 |
| 2025-02-28 | Jones DougDirector, Director, President & CMBO | Shares withheld for tax F | −1,703 | 102.09 | 27,429 | Form 4 |
| 2025-02-28 | Perotti Daniel StanleyChief Financial Officer | Shares withheld for tax F | −794 | 102.09 | 39,492 | Form 4 |
| 2025-02-28 | Stark DerekChief Legal Officer | Shares withheld for tax F | −329 | 102.09 | 28,319 | Form 4 |
| 2025-02-28 | Tidmore AbbieChief Revenue Officer | Shares withheld for tax F | −178 | 102.09 | 7,547 | Form 4 |
| 2025-02-24 | Spector DavidDirector, Chairman & CEO | Shares withheld for tax F | −3,106 | 101.25 | 642,393 | Form 4 |
| 2025-02-24 | Perotti Daniel StanleyChief Financial Officer | Shares withheld for tax F | −614 | 101.25 | 40,286 | Form 4 |
| 2025-02-24 | Hendry Gregory LMD, Chief Accounting Officer | Shares withheld for tax F | −45 | 101.25 | 48,665 | Form 4 |
| 2025-02-24 | Stark DerekChief Legal Officer | Shares withheld for tax F | −344 | 101.25 | 28,648 | Form 4 |
| 2025-02-24 | Jones DougDirector, Director, President & CMBO | Shares withheld for tax F | −1,169 | 101.25 | 29,132 | Form 4 |
| 2025-02-24 | Follette JamesChief Digital Officer | Shares withheld for tax F | −553 | 101.25 | 12,480 | Form 4 |
| 2025-02-24 | Tidmore AbbieChief Revenue Officer | Shares withheld for tax F | −204 | 101.25 | 7,725 | Form 4 |
| 2025-02-23 | Spector DavidDirector, Chairman & CEO | Shares withheld for tax F | −6,924 | 101.25 | 645,499 | Form 4 |
| 2025-02-23 | Perotti Daniel StanleyChief Financial Officer | Shares withheld for tax F | −1,514 | 101.25 | 40,900 | Form 4 |
| 2025-02-23 | Hendry Gregory LMD, Chief Accounting Officer | Shares withheld for tax F | −66 | 101.25 | 48,710 | Form 4 |
| 2025-02-23 | Stark DerekChief Legal Officer | Shares withheld for tax F | −917 | 101.25 | 28,992 | Form 4 |
| 2025-02-23 | Jones DougDirector, Director, President & CMBO | Shares withheld for tax F | −2,005 | 101.25 | 30,301 | Form 4 |
| 2025-02-23 | Follette JamesChief Digital Officer | Shares withheld for tax F | −1,195 | 101.25 | 13,033 | Form 4 |
| 2025-02-23 | Tidmore AbbieChief Revenue Officer | Shares withheld for tax F | −373 | 101.25 | 7,929 | Form 4 |
| 2025-02-19 | Jacobson Jonathon SDirector | Gift G | −1,854 | – | 8,616 | Form 4 |
| 2025-02-14 | Bailey Steven RichardChief Servicing Officer | Grant or award A | +1,719 | – | 16,389 | Form 4 |
| 2025-02-14 | Jones DougDirector, Director, President & CMBO | Grant or award A | +8,414 | – | 32,306 | Form 4 |
| 2025-02-14 | Follette JamesChief Digital Officer | Grant or award A | +3,439 | – | 14,228 | Form 4 |
| 2025-02-14 | Hendry Gregory LMD, Chief Accounting Officer | Grant or award A | +736 | – | 48,776 | Form 4 |
| 2025-02-14 | Perotti Daniel StanleyChief Financial Officer | Grant or award A | +4,913 | – | 42,414 | Form 4 |
| 2025-02-14 | Spector DavidDirector, Chairman & CEO | Grant or award A | +17,811 | – | 652,423 | Form 4 |
| 2025-02-14 | Stark DerekChief Legal Officer | Grant or award A | +2,825 | – | 29,909 | Form 4 |
| 2025-02-14 | White Donald J.Chief Risk Officer | Grant or award A | +552 | – | 11,637 | Form 4 |
| 2025-02-14 | Chandra SunilDirector | Grant or award A | +1,547 | – | 2,260 | Form 4 |
| 2025-02-14 | Jacobson Jonathon SDirector | Grant or award A | +1,547 | – | 10,470 | Form 4 |
| 2025-02-14 | Kinsella PatrickDirector | Grant or award A | +1,547 | – | 29,997 | Form 4 |
| 2025-02-14 | Mazzella Joseph FDirector | Grant or award A | +1,547 | – | 103,559 | Form 4 |
| 2025-02-14 | McCallion AnneDirector | Grant or award A | +1,547 | – | 3,401 | Form 4 |
| 2025-02-14 | Nanji FarhadDirector | Grant or award A | +1,547 | – | 184,511 | Form 4 |
| 2025-02-14 | Perlowitz Jeffrey A.Director | Grant or award A | +1,547 | – | 18,007 | Form 4 |
| 2025-02-14 | Shalett Lisa MDirector | Grant or award A | +1,547 | – | 11,142 | Form 4 |
| 2025-02-14 | Tozer Theodore WDirector | Grant or award A | +1,547 | – | 25,035 | Form 4 |
| 2025-02-05 | Mazzella Joseph FDirector | Grant or award A | +292 | 101.41 | 102,012 | Form 4 |
| 2025-02-05 | Nanji FarhadDirector | Grant or award A | +273 | 101.41 | 182,964 | Form 4 |
| 2024-12-30 | Mazzella Joseph FDirector | Gift G | −4,000 | – | 101,720 | Form 4 |
| 2024-12-24 | Jacobson Jonathon SDirector | Gift G | −219,760 | – | 0 | Form 4 |
| 2024-12-24 | Jones DougDirector, Director, President & CMBO | Option exercise M | +23,229 | 17.52 | 47,121 | Form 4 |
| 2024-12-20 | Jones DougDirector, Director, President & CMBO | Gift G | −1,000 | – | 15,337 | Form 4 |
| 2024-12-20 | Jones DougDirector, Director, President & CMBO | Option exercise M | +600 | 17.52 | 24,492 | Form 4 |
| 2024-12-20 | Mazzella Joseph FDirector | Grant or award A | +274 | 108.16 | 105,720 | Form 4 |
| 2024-12-20 | Nanji FarhadDirector | Grant or award A | +256 | 108.16 | 182,691 | Form 4 |
| 2024-12-20 | Spector DavidDirector, Chairman & CEO | Option exercise M | +61,120 | 17.52 | 695,732 | Form 4 |
| 2024-12-20 | Perotti Daniel StanleyChief Financial Officer | Option exercise M | +16,481 | 17.52 | 53,982 | Form 4 |
| 2024-11-20 | Hendry Gregory LMD, Chief Accounting Officer | Option exercise M | +3,032 | 17.52 | 51,072 | Form 4 |
How to read it
- Buy, sale
- Code P and S on the form: shares bought or sold in the market, at the market price. The other codes are mostly pay (a grant, an option exercised) or tax (shares the company withheld), and say little about what the insider thinks of the price.
- Plan
- A sale or purchase under a Rule 10b5-1 plan, set up in advance and running on its own schedule. Since April 2023 the form has a box for it. Much executive selling is planned and says more about diversifying than about the company.
- Holds after
- The shares the insider still held after the trade, in the form the trade was in (directly, or indirectly through a trust or a fund).
- Value
- Shares times the price the form reports, which is often an average over several fills on the day.
Read from the SEC's own quarterly data sets of Forms 3, 4 and 5, and from each day's filings since the last one. A correcting amendment replaces the lines it restates. Every row links to its filing. None of this is advice: insiders sell for many reasons, and buy for fewer.