Principal Financial Group Inc (PFG) · Insider trading
What Principal Financial Group's directors, officers and largest holders bought and sold themselves, from the Form 4 each of them files with the SEC within two business days of a trade. Open-market purchases and sales first: those are the trades somebody chose to make at the market price.
Bought, 12 months
$485
1 insider, 1 trade
Sold, 12 months
$5.40M
3 insiders, 44% under a plan
Net, 12 months
−$5.40M
bought less sold
Latest filing
2026-09-29
filings read to 2026-10-19
Who traded, two years
| Insider | Bought | Sold | Trades | Last trade | Holds after |
|---|---|---|---|---|---|
| Cheong Wee YeePresident - Asia & Middle East | – | $2.79M | 6 | 2026-05-21 | 66,443 |
| Strable-Soethout Deanna DPresident and CEO | – | $2.35M | 4 | 2026-01-30 | 136,828 |
| Djurasovic GeorgeInterim General Counsel | – | $259,333 | 2 | 2026-04-30 | 21,905 |
| Muruzabal ClaudioDirector | $873 | $350 | 3 | 2026-02-09 | 11,203 |
Open-market purchases and sales
Newest first. “Plan” marks a trade made under a 10b5-1 plan set up in advance.
| Date | Insider | Trade | Shares | Price | Value | Holds after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-05-21 | Cheong Wee YeePresident - Asia & Middle East | Sale | 7,534 | 103.16 | $777,207 | 66,443 | Form 4 |
| 2026-05-20 | Cheong Wee YeePresident - Asia & Middle East | Sale | 3,211 | 103.06 | $330,926 | 73,977 | Form 4 |
| 2026-05-01 | Cheong Wee YeePresident - Asia & Middle East | Sale | 9,183 | 101.26 | $929,871 | 77,188 | Form 4 |
| 2026-04-30 | Cheong Wee YeePresident - Asia & Middle East | Sale | 4,737 | 101.01 | $478,484 | 86,371 | Form 4 |
| 2026-04-30 | Djurasovic GeorgeInterim General Counsel | Sale | 1 | 99.63 | $99 | 21,905 | Form 4 |
| 2026-04-29 | Cheong Wee YeePresident - Asia & Middle East | Sale | 1,080 | 101.00 | $109,080 | 91,108 | Form 4 |
| 2026-04-28 | Djurasovic GeorgeInterim General Counsel | Sale | 2,571 | 100.83 | $259,234 | 21,906 | Form 4 |
| 2026-02-09 | Muruzabal ClaudioDirector | Buy | 5 | 97.09 | $485 | 11,203 | Form 4 |
| 2026-01-30 | Strable-Soethout Deanna DPresident and CEO | Saleplan | 7,340 | 95.00 | $697,300 | 136,828 | Form 4 |
| 2026-01-29 | Strable-Soethout Deanna DPresident and CEO | Saleplan | 9,300 | 95.12 | $884,616 | 144,168 | Form 4 |
| 2026-01-22 | Strable-Soethout Deanna DPresident and CEO | Saleplanindirect | 8,025 | 92.56 | $742,794 | 54,227 | Form 4 |
| 2026-01-08 | Strable-Soethout Deanna DPresident and CEO | Saleplanindirect | 300 | 92.50 | $27,750 | 62,252 | Form 4 |
| 2025-11-12 | Cheong Wee YeeEVP, Principal Asia | Sale | 1,887 | 85.04 | $160,470 | 81,421 | Form 4 |
| 2025-04-21 | Muruzabal ClaudioDirector | Sale | 5 | 70.05 | $350 | 11,198 | Form 4 |
| 2025-01-02 | Muruzabal ClaudioDirector | Buy | 5 | 77.49 | $387 | 11,203 | Form 4 |
Grants, exercises and other transactions
Pay, tax and paperwork rather than a choice to trade at the market price. Two years.
270 × grant or award27 × returned to the company19 × shares withheld for tax2 × gift
Show them
| Date | Insider | What | Shares | Price | Holds after | Filing |
|---|---|---|---|---|---|---|
| 2026-09-25 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +593 | – | 174,460 | Form 4 |
| 2026-09-25 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +42 | – | 53,584 | Form 4 |
| 2026-09-25 | Hochschild Roger CDirector | Grant or award A | +285 | – | 41,762 | Form 4 |
| 2026-09-25 | Mills ScottDirector | Grant or award A | +246 | – | 36,386 | Form 4 |
| 2026-09-25 | Friedrich Amy ChristinePresident - Benefits & Protect | Grant or award A | +577 | – | 109,440 | Form 4 |
| 2026-09-25 | Kay Kathleen BEVP-Chief Information Officer | Grant or award A | +383 | – | 44,683 | Form 4 |
| 2026-09-25 | Bhatia KamalPresident and CEO - PAM | Grant or award A | +415 | – | 65,869 | Form 4 |
| 2026-09-25 | Pitz JoelEVP & CFO | Grant or award A | +226 | – | 44,224 | Form 4 |
| 2026-09-25 | Pitz JoelEVP & CFO | Grant or award A | +2 | – | 2,930 | Form 4 |
| 2026-09-25 | McCullum Kenneth A.EVP - Chief Risk Officer | Grant or award A | +71 | – | 41,141 | Form 4 |
| 2026-09-25 | Littlefield Christopher JPresident - RIS | Grant or award A | +538 | – | 77,279 | Form 4 |
| 2026-09-25 | Cheong Wee YeePresident - Asia & Middle East | Grant or award A | +354 | – | 67,173 | Form 4 |
| 2026-09-25 | Agrawal VivekEVP & Chief Growth Officer | Grant or award A | +226 | – | 46,762 | Form 4 |
| 2026-09-25 | Brown Timothy W.EVP, General Counsel and Sec | Grant or award A | +163 | – | 22,442 | Form 4 |
| 2026-09-25 | Rivera AlfredoDirector | Grant or award A | +113 | – | 16,624 | Form 4 |
| 2026-09-25 | Carter Miller JocelynDirector | Grant or award A | +648 | – | 91,979 | Form 4 |
| 2026-09-25 | Mitchell H ElizabethDirector | Grant or award A | +78 | – | 13,278 | Form 4 |
| 2026-09-25 | Richer Clare StackDirector | Grant or award A | +138 | – | 21,550 | Form 4 |
| 2026-09-25 | Pickerell BlairDirector | Grant or award A | +273 | – | 40,100 | Form 4 |
| 2026-09-25 | Nordin Diane CDirector | Grant or award A | +211 | – | 31,548 | Form 4 |
| 2026-09-25 | Muruzabal ClaudioDirector | Grant or award A | +97 | – | 13,699 | Form 4 |
| 2026-09-25 | Beams Mary E.Director | Grant or award A | +105 | – | 17,066 | Form 4 |
| 2026-09-25 | Auerbach JonathanDirector | Grant or award A | +161 | – | 23,112 | Form 4 |
| 2026-09-03 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +18,380 | 63.98 | 192,247 | Form 4 |
| 2026-09-03 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +18,380 | 63.98 | 210,627 | Form 4 |
| 2026-09-03 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +18,380 | 63.98 | 229,007 | Form 4 |
| 2026-09-03 | Strable-Soethout Deanna DChair, President and CEO | Returned to the company D | −55,140 | 120.60 | 173,867 | Form 4 |
| 2026-08-07 | Friedrich Amy ChristinePresident - Benefits & Protect | Grant or award A | +35,680 | 63.98 | 144,543 | Form 4 |
| 2026-08-07 | Friedrich Amy ChristinePresident - Benefits & Protect | Returned to the company D | −35,680 | 113.80 | 108,863 | Form 4 |
| 2026-06-26 | McCullum Kenneth A.EVP - Chief Risk Officer | Grant or award A | +73 | – | 41,070 | Form 4 |
| 2026-06-26 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +612 | – | 173,867 | Form 4 |
| 2026-06-26 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +44 | – | 53,542 | Form 4 |
| 2026-06-26 | Agrawal VivekEVP & Chief Growth Officer | Grant or award A | +234 | – | 46,536 | Form 4 |
| 2026-06-26 | Cheong Wee YeePresident - Asia & Middle East | Grant or award A | +368 | – | 66,819 | Form 4 |
| 2026-06-26 | Friedrich Amy ChristinePresident - Benefits & Protect | Grant or award A | +599 | – | 108,863 | Form 4 |
| 2026-06-26 | Kay Kathleen BEVP-Chief Information Officer | Grant or award A | +398 | – | 44,300 | Form 4 |
| 2026-06-26 | Littlefield Christopher JPresident - RIS | Grant or award A | +559 | – | 76,741 | Form 4 |
| 2026-06-26 | Bhatia KamalPresident and CEO - PAM | Grant or award A | +430 | – | 65,454 | Form 4 |
| 2026-06-26 | Pitz JoelEVP & CFO | Grant or award A | +234 | – | 43,998 | Form 4 |
| 2026-06-26 | Pitz JoelEVP & CFO | Grant or award A | +2 | – | 2,928 | Form 4 |
| 2026-06-26 | Auerbach JonathanDirector | Grant or award A | +166 | – | 22,952 | Form 4 |
| 2026-06-26 | Beams Mary E.Director | Grant or award A | +109 | – | 16,961 | Form 4 |
| 2026-06-26 | Carter Miller JocelynDirector | Grant or award A | +669 | – | 91,331 | Form 4 |
| 2026-06-26 | Hochschild Roger CDirector | Grant or award A | +294 | – | 41,477 | Form 4 |
| 2026-06-26 | Mills ScottDirector | Grant or award A | +253 | – | 36,140 | Form 4 |
| 2026-06-26 | Muruzabal ClaudioDirector | Grant or award A | +100 | – | 13,602 | Form 4 |
| 2026-06-26 | Nordin Diane CDirector | Grant or award A | +217 | – | 31,337 | Form 4 |
| 2026-06-26 | Pickerell BlairDirector | Grant or award A | +281 | – | 39,827 | Form 4 |
| 2026-06-26 | Richer Clare StackDirector | Grant or award A | +142 | – | 21,412 | Form 4 |
| 2026-06-26 | Rivera AlfredoDirector | Grant or award A | +117 | – | 16,511 | Form 4 |
| 2026-06-26 | Mitchell H ElizabethDirector | Grant or award A | +80 | – | 13,200 | Form 4 |
| 2026-06-12 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +13,883 | 62.78 | 187,138 | Form 4 |
| 2026-06-12 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +16,825 | 62.78 | 203,963 | Form 4 |
| 2026-06-12 | Strable-Soethout Deanna DChair, President and CEO | Returned to the company D | −26,445 | 110.48 | 177,518 | Form 4 |
| 2026-06-12 | Strable-Soethout Deanna DChair, President and CEO | Returned to the company D | −4,263 | 111.25 | 173,255 | Form 4 |
| 2026-06-11 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +16,825 | 62.78 | 190,080 | Form 4 |
| 2026-06-11 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +2,942 | 62.78 | 193,022 | Form 4 |
| 2026-06-11 | Strable-Soethout Deanna DChair, President and CEO | Returned to the company D | +19,767 | 110.06 | 173,255 | Form 4 |
| 2026-06-08 | Brown Timothy W.EVP, General Counsel and Sec | Grant or award A | +22,279 | – | 22,279 | Form 4 |
| 2026-05-19 | Auerbach JonathanDirector | Grant or award A | +2,175 | – | 22,786 | Form 4 |
| 2026-05-19 | Mills ScottDirector | Grant or award A | +2,175 | – | 35,887 | Form 4 |
| 2026-05-19 | Hochschild Roger CDirector | Grant or award A | +2,175 | – | 41,183 | Form 4 |
| 2026-05-19 | Carter Miller JocelynDirector | Grant or award A | +2,175 | – | 90,662 | Form 4 |
| 2026-05-19 | Muruzabal ClaudioDirector | Grant or award A | +2,175 | – | 13,502 | Form 4 |
| 2026-05-19 | Nordin Diane CDirector | Grant or award A | +2,175 | – | 31,120 | Form 4 |
| 2026-05-19 | Mitchell H ElizabethDirector | Grant or award A | +2,175 | – | 13,120 | Form 4 |
| 2026-05-19 | Pickerell BlairDirector | Grant or award A | +2,175 | – | 39,546 | Form 4 |
| 2026-05-19 | Richer Clare StackDirector | Grant or award A | +2,175 | – | 21,270 | Form 4 |
| 2026-05-19 | Rivera AlfredoDirector | Grant or award A | +2,175 | – | 16,394 | Form 4 |
| 2026-05-19 | Beams Mary E.Director | Grant or award A | +2,175 | – | 16,852 | Form 4 |
| 2026-03-27 | Agrawal VivekEVP & Chief Growth Officer | Grant or award A | +278 | – | 46,302 | Form 4 |
| 2026-03-27 | Bhatia KamalPresident and CEO - PAM | Grant or award A | +509 | – | 65,024 | Form 4 |
| 2026-03-27 | Cheong Wee YeePresident - Asia & Middle East | Grant or award A | +667 | – | 92,188 | Form 4 |
| 2026-03-27 | Djurasovic GeorgeInterim General Counsel | Grant or award A | +176 | – | 19,335 | Form 4 |
| 2026-03-27 | Friedrich Amy ChristinePresident - Benefits & Protect | Grant or award A | +707 | – | 108,239 | Form 4 |
| 2026-03-27 | Kay Kathleen BEVP-Chief Information Officer | Grant or award A | +469 | – | 43,902 | Form 4 |
| 2026-03-27 | Littlefield Christopher JPresident - RIS | Grant or award A | +660 | – | 75,880 | Form 4 |
| 2026-03-27 | Pitz JoelEVP & CFO | Grant or award A | +278 | – | 43,407 | Form 4 |
| 2026-03-27 | Pitz JoelEVP & CFO | Grant or award A | +3 | – | 2,795 | Form 4 |
| 2026-03-27 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +680 | – | 173,255 | Form 4 |
| 2026-03-27 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +52 | – | 53,498 | Form 4 |
| 2026-03-27 | McCullum Kenneth A.EVP - Chief Risk Officer | Grant or award A | +88 | – | 40,996 | Form 4 |
| 2026-03-27 | Auerbach JonathanDirector | Grant or award A | +203 | – | 20,611 | Form 4 |
| 2026-03-27 | Mills ScottDirector | Grant or award A | +307 | – | 33,712 | Form 4 |
| 2026-03-27 | Hochschild Roger CDirector | Grant or award A | +355 | – | 39,008 | Form 4 |
| 2026-03-27 | Beams Mary E.Director | Grant or award A | +134 | – | 14,677 | Form 4 |
| 2026-03-27 | Carter Miller JocelynDirector | Grant or award A | +805 | – | 88,487 | Form 4 |
| 2026-03-27 | Muruzabal ClaudioDirector | Grant or award A | +124 | – | 11,327 | Form 4 |
| 2026-03-27 | Mitchell H ElizabethDirector | Grant or award A | +100 | – | 10,945 | Form 4 |
| 2026-03-27 | Nordin Diane CDirector | Grant or award A | +264 | – | 28,945 | Form 4 |
| 2026-03-27 | Pickerell BlairDirector | Grant or award A | +340 | – | 37,371 | Form 4 |
| 2026-03-27 | Richer Clare StackDirector | Grant or award A | +174 | – | 19,095 | Form 4 |
| 2026-03-27 | Rivera AlfredoDirector | Grant or award A | +144 | – | 14,219 | Form 4 |
| 2026-03-02 | Bhatia KamalPresident and CEO - PAM | Returned to the company D | −2,299 | 95.99 | 65,115 | Form 4 |
| 2026-03-02 | Bhatia KamalPresident and CEO - PAM | Returned to the company D | −600 | 96.95 | 64,515 | Form 4 |
| 2026-03-02 | McCullum Kenneth A.EVP - Chief Risk Officer | Returned to the company D | −1,316 | 96.01 | 41,208 | Form 4 |
| 2026-03-02 | McCullum Kenneth A.EVP - Chief Risk Officer | Returned to the company D | −300 | 96.93 | 40,908 | Form 4 |
| 2026-02-27 | Bhatia KamalPresident and CEO - PAM | Shares withheld for tax F | −3,781 | 95.42 | 67,414 | Form 4 |
| 2026-02-27 | McCullum Kenneth A.EVP - Chief Risk Officer | Shares withheld for tax F | −1,228 | 95.42 | 42,524 | Form 4 |
| 2026-02-27 | Djurasovic GeorgeInterim General Counsel | Shares withheld for tax F | −1,288 | 95.42 | 19,159 | Form 4 |
| 2026-02-27 | Friedrich Amy ChristinePresident - Benefits & Protect | Shares withheld for tax F | −3,801 | 95.42 | 107,502 | Form 4 |
| 2026-02-27 | Kay Kathleen BEVP-Chief Information Officer | Shares withheld for tax F | −1,870 | 95.42 | 43,433 | Form 4 |
| 2026-02-27 | Littlefield Christopher JPresident - RIS | Shares withheld for tax F | −3,693 | 95.42 | 75,193 | Form 4 |
| 2026-02-27 | Pitz JoelEVP - CFO | Shares withheld for tax F | −556 | 95.42 | 43,038 | Form 4 |
| 2026-02-27 | Pitz JoelEVP - CFO | Shares withheld for tax F | −42 | 95.42 | 2,740 | Form 4 |
| 2026-02-27 | Strable-Soethout Deanna DChair, President and CEO | Shares withheld for tax F | −5,321 | 95.42 | 172,575 | Form 4 |
| 2026-02-27 | Strable-Soethout Deanna DChair, President and CEO | Shares withheld for tax F | −781 | 95.42 | 53,446 | Form 4 |
| 2026-02-25 | Bhatia KamalPresident and CEO - PAM | Returned to the company D | −5,570 | 94.55 | 71,195 | Form 4 |
| 2026-02-25 | McCullum Kenneth A.EVP - Chief Risk Officer | Returned to the company D | −3,071 | 94.55 | 43,752 | Form 4 |
| 2026-02-23 | Agrawal VivekEVP & Chief Growth Officer | Grant or award A | +6,826 | – | 40,064 | Form 4 |
| 2026-02-23 | Agrawal VivekEVP & Chief Growth Officer | Grant or award A | +5,960 | – | 46,024 | Form 4 |
| 2026-02-23 | Bhatia KamalPresident and CEO - PAM | Grant or award A | +8,032 | – | 69,803 | Form 4 |
| 2026-02-23 | Bhatia KamalPresident and CEO - PAM | Grant or award A | +6,962 | – | 76,765 | Form 4 |
| 2026-02-23 | Cheong Wee YeeEVP, Principal Asia | Grant or award A | +2,938 | – | 84,929 | Form 4 |
| 2026-02-23 | Cheong Wee YeeEVP, Principal Asia | Grant or award A | +6,576 | – | 91,505 | Form 4 |
| 2026-02-23 | Djurasovic GeorgeInterim General Counsel | Grant or award A | +3,504 | – | 20,447 | Form 4 |
| 2026-02-23 | Friedrich Amy ChristinePresident - Benefits & Protect | Grant or award A | +9,959 | – | 101,679 | Form 4 |
| 2026-02-23 | Friedrich Amy ChristinePresident - Benefits & Protect | Grant or award A | +9,653 | – | 111,332 | Form 4 |
| 2026-02-23 | Kay Kathleen BEVP-Chief Information Officer | Grant or award A | +5,417 | – | 40,582 | Form 4 |
| 2026-02-23 | Kay Kathleen BEVP-Chief Information Officer | Grant or award A | +4,721 | – | 45,303 | Form 4 |
| 2026-02-23 | Littlefield Christopher JPresident - RIS | Grant or award A | +7,975 | – | 69,537 | Form 4 |
| 2026-02-23 | Littlefield Christopher JPresident - RIS | Grant or award A | +9,375 | – | 78,912 | Form 4 |
| 2026-02-23 | McCullum Kenneth A.EVP - Chief Risk Officer | Grant or award A | +3,093 | – | 43,752 | Form 4 |
| 2026-02-23 | McCullum Kenneth A.EVP - Chief Risk Officer | Grant or award A | +3,071 | – | 46,823 | Form 4 |
| 2026-02-23 | Pitz JoelEVP - CFO | Grant or award A | +7,978 | – | 40,993 | Form 4 |
| 2026-02-23 | Pitz JoelEVP - CFO | Grant or award A | +2,690 | – | 43,683 | Form 4 |
| 2026-02-23 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +27,511 | – | 164,339 | Form 4 |
| 2026-02-23 | Strable-Soethout Deanna DChair, President and CEO | Grant or award A | +13,557 | – | 177,896 | Form 4 |
| 2025-12-31 | Strable-Soethout Deanna DPresident and CEO | Grant or award A | +38,237 | 37.38 | 191,705 | Form 4 |
| 2025-12-31 | Strable-Soethout Deanna DPresident and CEO | Returned to the company D | −38,237 | 88.55 | 153,468 | Form 4 |
| 2025-12-24 | Strable-Soethout Deanna DPresident and CEO | Grant or award A | +20,715 | 37.38 | 174,183 | Form 4 |
| 2025-12-24 | Strable-Soethout Deanna DPresident and CEO | Returned to the company D | −20,715 | 90.05 | 153,468 | Form 4 |
| 2025-12-23 | Strable-Soethout Deanna DPresident and CEO | Grant or award A | +200 | 37.38 | 153,668 | Form 4 |
| 2025-12-23 | Strable-Soethout Deanna DPresident and CEO | Returned to the company D | −200 | 90.00 | 153,468 | Form 4 |
| 2025-12-19 | Strable-Soethout Deanna DPresident and CEO | Grant or award A | +500 | 37.38 | 153,450 | Form 4 |
| 2025-12-19 | Strable-Soethout Deanna DPresident and CEO | Returned to the company D | −500 | 90.00 | 152,950 | Form 4 |
| 2025-12-19 | Auerbach JonathanDirector | Grant or award A | +194 | – | 20,408 | Form 4 |
| 2025-12-19 | Mills ScottDirector | Grant or award A | +294 | – | 33,405 | Form 4 |
| 2025-12-19 | Hochschild Roger CDirector | Grant or award A | +340 | – | 38,653 | Form 4 |
| 2025-12-19 | Beams Mary E.Director | Grant or award A | +128 | – | 14,543 | Form 4 |
| 2025-12-19 | Carter Miller JocelynDirector | Grant or award A | +770 | – | 87,682 | Form 4 |
| 2025-12-19 | Muruzabal ClaudioDirector | Grant or award A | +119 | – | 11,198 | Form 4 |
| 2025-12-19 | Mitchell H ElizabethDirector | Grant or award A | +95 | – | 10,845 | Form 4 |
| 2025-12-19 | Nordin Diane CDirector | Grant or award A | +253 | – | 28,681 | Form 4 |
| 2025-12-19 | Pickerell BlairDirector | Grant or award A | +326 | – | 37,031 | Form 4 |
| 2025-12-19 | Richer Clare StackDirector | Grant or award A | +167 | – | 18,922 | Form 4 |
| 2025-12-19 | Rivera AlfredoDirector | Grant or award A | +137 | – | 14,075 | Form 4 |
| 2025-12-19 | Agrawal VivekEVP & Chief Growth Officer | Grant or award A | +182 | – | 33,238 | Form 4 |
| 2025-12-19 | Bhatia KamalPresident and CEO - PAM | Grant or award A | +469 | – | 61,771 | Form 4 |
| 2025-12-19 | Cheong Wee YeeEVP, Principal Asia | Grant or award A | +564 | – | 82,006 | Form 4 |
| 2025-12-19 | Friedrich Amy ChristinePresident - Benefits & Protect | Grant or award A | +548 | – | 91,749 | Form 4 |
| 2025-12-19 | Kay Kathleen BEVP-Chief Information Officer | Grant or award A | +384 | – | 35,165 | Form 4 |
| 2025-12-19 | Strable-Soethout Deanna DPresident and CEO | Grant or award A | +518 | – | 153,468 | Form 4 |
| 2025-12-19 | Strable-Soethout Deanna DPresident and CEO | Grant or award A | +77 | – | 62,552 | Form 4 |
| 2025-12-19 | Djurasovic GeorgeInterim General Counsel | Grant or award A | +149 | – | 16,943 | Form 4 |
| 2025-12-19 | McCullum Kenneth A.EVP - Chief Risk Officer | Grant or award A | +82 | – | 40,659 | Form 4 |
| 2025-12-19 | Pitz JoelCFO | Grant or award A | +180 | – | 33,104 | Form 4 |
| 2025-12-19 | Pitz JoelCFO | Grant or award A | +3 | – | 2,782 | Form 4 |
| 2025-12-19 | Littlefield Christopher JPresident - RIS | Grant or award A | +520 | – | 61,588 | Form 4 |
| 2025-12-18 | Strable-Soethout Deanna DPresident and CEO | Grant or award A | +8,388 | 37.38 | 161,338 | Form 4 |
| 2025-12-18 | Strable-Soethout Deanna DPresident and CEO | Returned to the company D | −8,388 | 90.09 | 152,950 | Form 4 |
| 2025-12-10 | Bhatia KamalPresident and CEO - PAM | Returned to the company D | −2,921 | 90.03 | 61,302 | Form 4 |
| 2025-12-10 | McCullum Kenneth A.EVP - Chief Risk Officer | Grant or award A | +5,130 | 62.78 | 45,707 | Form 4 |
| 2025-12-10 | McCullum Kenneth A.EVP - Chief Risk Officer | Returned to the company D | −5,130 | 90.08 | 40,577 | Form 4 |
| 2025-12-04 | Friedrich Amy ChristinePresident - Benefits & Protect | Gift G | −1,524 | – | 91,144 | Form 4 |
| 2025-09-26 | Mitchell H ElizabethDirector | Grant or award A | +101 | – | 10,750 | Form 4 |
| 2025-09-26 | Agrawal VivekEVP & Chief Growth Officer | Grant or award A | +191 | – | 33,056 | Form 4 |
| 2025-09-26 | Bhatia KamalPresident and CEO - PAM | Grant or award A | +521 | – | 64,223 | Form 4 |
| 2025-09-26 | Cheong Wee YeeEVP, Principal Asia | Grant or award A | +613 | – | 83,308 | Form 4 |
| 2025-09-26 | Friedrich Amy ChristinePresident - Benefits & Protect | Grant or award A | +576 | – | 92,668 | Form 4 |
| 2025-09-26 | Kay Kathleen BEVP-Chief Information Officer | Grant or award A | +404 | – | 34,781 | Form 4 |
| 2025-09-26 | Littlefield Christopher JPresident - RIS | Grant or award A | +548 | – | 61,016 | Form 4 |
| 2025-09-26 | McCullum Kenneth A.EVP - Chief Risk Officer | Grant or award A | +86 | – | 40,577 | Form 4 |
| 2025-09-26 | Rivera AlfredoDirector | Grant or award A | +145 | – | 13,938 | Form 4 |
| 2025-09-26 | Pitz JoelCFO | Grant or award A | +189 | – | 32,748 | Form 4 |
| 2025-09-26 | Pitz JoelCFO | Grant or award A | +3 | – | 2,667 | Form 4 |
| 2025-09-26 | Richer Clare StackDirector | Grant or award A | +175 | – | 18,755 | Form 4 |
| 2025-09-26 | Strable-Soethout Deanna DPresident and CEO | Grant or award A | +545 | – | 152,950 | Form 4 |
| 2025-09-26 | Strable-Soethout Deanna DPresident and CEO | Grant or award A | +81 | – | 62,475 | Form 4 |
| 2025-09-26 | Pickerell BlairDirector | Grant or award A | +343 | – | 36,705 | Form 4 |
| 2025-09-26 | Djurasovic GeorgeInterim General Counsel | Grant or award A | +157 | – | 16,794 | Form 4 |
| 2025-09-26 | Nordin Diane CDirector | Grant or award A | +266 | – | 28,428 | Form 4 |
| 2025-09-26 | Muruzabal ClaudioDirector | Grant or award A | +125 | – | 11,079 | Form 4 |
| 2025-09-26 | Carter Miller JocelynDirector | Grant or award A | +811 | – | 86,912 | Form 4 |
| 2025-09-26 | Beams Mary E.Director | Grant or award A | +135 | – | 14,415 | Form 4 |
| 2025-09-26 | Auerbach JonathanDirector | Grant or award A | +205 | – | 20,214 | Form 4 |
| 2025-09-26 | Mills ScottDirector | Grant or award A | +310 | – | 33,111 | Form 4 |
| 2025-09-26 | Hochschild Roger CDirector | Grant or award A | +358 | – | 38,313 | Form 4 |
| 2025-06-27 | Mitchell H ElizabethDirector | Grant or award A | +101 | – | 10,649 | Form 4 |
| 2025-06-27 | Hochschild Roger CDirector | Grant or award A | +361 | – | 37,955 | Form 4 |
| 2025-06-27 | Mills ScottDirector | Grant or award A | +312 | – | 32,801 | Form 4 |
| 2025-06-27 | Auerbach JonathanDirector | Grant or award A | +206 | – | 20,009 | Form 4 |
| 2025-06-27 | Beams Mary E.Director | Grant or award A | +136 | – | 14,280 | Form 4 |
| 2025-06-27 | Carter Miller JocelynDirector | Grant or award A | +817 | – | 86,101 | Form 4 |
| 2025-06-27 | Muruzabal ClaudioDirector | Grant or award A | +126 | – | 10,954 | Form 4 |
| 2025-06-27 | Nordin Diane CDirector | Grant or award A | +268 | – | 28,162 | Form 4 |
| 2025-06-27 | Pickerell BlairDirector | Grant or award A | +346 | – | 36,362 | Form 4 |
| 2025-06-27 | Richer Clare StackDirector | Grant or award A | +177 | – | 18,580 | Form 4 |
| 2025-06-27 | Rivera AlfredoDirector | Grant or award A | +146 | – | 13,793 | Form 4 |
| 2025-06-27 | Agrawal VivekEVP & Chief Growth Officer | Grant or award A | +192 | – | 32,865 | Form 4 |
How to read it
- Buy, sale
- Code P and S on the form: shares bought or sold in the market, at the market price. The other codes are mostly pay (a grant, an option exercised) or tax (shares the company withheld), and say little about what the insider thinks of the price.
- Plan
- A sale or purchase under a Rule 10b5-1 plan, set up in advance and running on its own schedule. Since April 2023 the form has a box for it. Much executive selling is planned and says more about diversifying than about the company.
- Holds after
- The shares the insider still held after the trade, in the form the trade was in (directly, or indirectly through a trust or a fund).
- Value
- Shares times the price the form reports, which is often an average over several fills on the day.
Read from the SEC's own quarterly data sets of Forms 3, 4 and 5, and from each day's filings since the last one. A correcting amendment replaces the lines it restates. Every row links to its filing. None of this is advice: insiders sell for many reasons, and buy for fewer.