NMI Holdings, Inc. (NMIH) · Insider trading
What NMI Holdings's directors, officers and largest holders bought and sold themselves, from the Form 4 each of them files with the SEC within two business days of a trade. Open-market purchases and sales first: those are the trades somebody chose to make at the market price.
Bought, 12 months
$0
0 insiders, 0 trades
Sold, 12 months
$16.96M
8 insiders, 0% under a plan
Net, 12 months
−$16.96M
bought less sold
Latest filing
2026-09-15
filings read to 2026-10-19
Who traded, two years
| Insider | Bought | Sold | Trades | Last trade | Holds after |
|---|---|---|---|---|---|
| Pollitzer AdamDirector, Chief Executive Officer | – | $9.84M | 2 | 2026-09-04 | 270,267 |
| Shuster Bradley MDirector, Executive Chairman | – | $6.67M | 7 | 2026-03-24 | 415,411 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | – | $1.62M | 2 | 2026-02-17 | 32,445 |
| Leatherberry William JChief Admin. Officer & GC | – | $1.58M | 3 | 2025-05-30 | 134,786 |
| Smith Robert OwenEVP, Chief Risk Officer | – | $1.27M | 2 | 2026-08-03 | 96,381 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | – | $1.23M | 3 | 2026-02-17 | 38,733 |
| Scheid StevenDirector | – | $783,291 | 1 | 2025-09-15 | – |
| Embler Michael JDirector | – | $738,000 | 1 | 2025-11-19 | 46,046 |
| Swithenbank AuroraEVP, Chief Financial Officer | – | $519,076 | 1 | 2026-08-11 | 50,734 |
| Montgomery Michael CurryDirector | – | $130,240 | 2 | 2026-05-19 | 69,026 |
| Realmuto Nicholas DanielVP, Controller | – | $108,543 | 6 | 2025-09-16 | 7,316 |
Open-market purchases and sales
Newest first. “Plan” marks a trade made under a 10b5-1 plan set up in advance.
| Date | Insider | Trade | Shares | Price | Value | Holds after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-09-04 | Pollitzer AdamDirector, Chief Executive Officer | Sale | 172,706 | 44.86 | $7.75M | 270,267 | Form 4 |
| 2026-08-11 | Swithenbank AuroraEVP, Chief Financial Officer | Sale | 11,662 | 44.51 | $519,076 | 50,734 | Form 4 |
| 2026-08-03 | Smith Robert OwenEVP, Chief Risk Officer | Sale | 12,000 | 44.65 | $535,800 | 96,381 | Form 4 |
| 2026-05-19 | Montgomery Michael CurryDirector | Sale | 1,554 | 37.90 | $58,897 | 69,026 | Form 4 |
| 2026-03-24 | Shuster Bradley MDirector, Executive Chairman | Sale | 18,953 | 37.35 | $707,895 | 415,411 | Form 4 |
| 2026-03-19 | Shuster Bradley MDirector, Executive Chairman | Sale | 18,996 | 37.05 | $703,802 | 415,411 | Form 4 |
| 2026-03-12 | Shuster Bradley MDirector, Executive Chairman | Sale | 18,976 | 36.58 | $694,142 | 415,411 | Form 4 |
| 2026-03-05 | Shuster Bradley MDirector, Executive Chairman | Sale | 19,430 | 38.91 | $756,021 | 415,411 | Form 4 |
| 2026-02-26 | Shuster Bradley MDirector, Executive Chairman | Sale | 19,557 | 39.85 | $779,346 | 415,411 | Form 4 |
| 2026-02-18 | Shuster Bradley MDirector, Executive Chairman | Sale | 55,000 | 39.63 | $2.18M | 415,411 | Form 4 |
| 2026-02-17 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Sale | 16,000 | 39.89 | $638,240 | 38,733 | Form 4 |
| 2026-02-17 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Sale | 22,500 | 39.94 | $898,650 | 32,445 | Form 4 |
| 2025-11-19 | Embler Michael JDirector | Sale | 20,000 | 36.90 | $738,000 | 46,046 | Form 4 |
| 2025-09-16 | Realmuto Nicholas DanielVP, Controller | Sale | 291 | 38.52 | $11,209 | 7,316 | Form 4 |
| 2025-09-15 | Scheid StevenDirector | Saleindirect | 19,926 | 39.31 | $783,291 | 74,794 | Form 4/A |
| 2025-06-06 | Shuster Bradley MDirector, Executive Chairman | Sale | 21,545 | 39.56 | $852,320 | 409,792 | Form 4 |
| 2025-05-30 | Leatherberry William JChief Admin. Officer & GC | Sale | 18,121 | 39.67 | $718,860 | 134,786 | Form 4 |
| 2025-05-13 | Montgomery Michael CurryDirector | Sale | 1,875 | 38.05 | $71,344 | 66,068 | Form 4 |
| 2025-05-01 | Pollitzer AdamDirector, Chief Executive Officer | Sale | 57,166 | 36.54 | $2.09M | 329,465 | Form 4 |
| 2025-05-01 | Leatherberry William JChief Admin. Officer & GC | Sale | 10,889 | 36.64 | $398,973 | 152,907 | Form 4 |
| 2025-05-01 | Smith Robert OwenEVP, Chief Risk Officer | Sale | 20,000 | 36.58 | $731,600 | 84,566 | Form 4 |
| 2025-04-30 | Leatherberry William JChief Admin. Officer & GC | Sale | 13,111 | 35.56 | $466,227 | 163,796 | Form 4 |
| 2025-03-18 | Realmuto Nicholas DanielVP, Controller | Sale | 2,755 | 35.33 | $97,334 | 7,908 | Form 4 |
| 2025-03-15 | Realmuto Nicholas DanielVP, Controller | Sale | 471 | – | – | 13,036 | Form 4 |
| 2025-03-15 | Realmuto Nicholas DanielVP, Controller | Sale | 1,039 | – | – | 11,997 | Form 4 |
| 2025-03-15 | Realmuto Nicholas DanielVP, Controller | Sale | 770 | – | – | 11,227 | Form 4 |
| 2025-03-15 | Realmuto Nicholas DanielVP, Controller | Sale | 564 | – | – | 10,663 | Form 4 |
| 2025-02-24 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Sale | 15,517 | 35.66 | $553,336 | 33,701 | Form 4 |
| 2025-02-24 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Sale | 20,000 | 35.88 | $717,600 | 37,470 | Form 4 |
| 2025-02-21 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Sale | 1,083 | 35.44 | $38,382 | 49,218 | Form 4 |
Grants, exercises and other transactions
Pay, tax and paperwork rather than a choice to trade at the market price. Two years.
64 × shares withheld for tax40 × grant or award9 × option exercise2 × gift1 × other
Show them
| Date | Insider | What | Shares | Price | Holds after | Filing |
|---|---|---|---|---|---|---|
| 2026-09-13 | Realmuto Nicholas DanielSVP, Controller | Shares withheld for tax F | −302 | – | 7,843 | Form 4 |
| 2026-09-04 | Pollitzer AdamDirector, Chief Executive Officer | Option exercise M | +16,264 | 18.70 | 286,531 | Form 4 |
| 2026-09-04 | Pollitzer AdamDirector, Chief Executive Officer | Option exercise M | +19,435 | 16.00 | 305,966 | Form 4 |
| 2026-09-04 | Pollitzer AdamDirector, Chief Executive Officer | Option exercise M | +25,426 | 22.19 | 331,392 | Form 4 |
| 2026-05-14 | Scheid StevenDirector | Grant or award A | +4,512 | – | 8,951 | Form 4 |
| 2026-05-14 | Embler Michael JDirector | Grant or award A | +4,512 | – | 50,558 | Form 4 |
| 2026-05-14 | Erickson John CDirector | Grant or award A | +4,512 | – | 21,832 | Form 4 |
| 2026-05-14 | Huskins Priya CherianDirector | Grant or award A | +4,512 | – | 36,164 | Form 4 |
| 2026-05-14 | McCreary Lynn S.Director | Grant or award A | +4,512 | – | 48,757 | Form 4 |
| 2026-05-14 | Montgomery Michael CurryDirector | Grant or award A | +4,512 | – | 70,580 | Form 4 |
| 2026-05-14 | Agrawal RenuDirector | Grant or award A | +4,512 | – | 8,663 | Form 4 |
| 2026-05-08 | Swithenbank AuroraEVP, Chief Financial Officer | Shares withheld for tax F | −2,922 | – | 62,396 | Form 4 |
| 2026-05-01 | Swithenbank AuroraEVP, Chief Financial Officer | Shares withheld for tax F | −9,135 | – | 65,318 | Form 4 |
| 2026-03-23 | Shuster Bradley MDirector, Executive Chairman | Option exercise M | +55,156 | 11.10 | 470,567 | Form 4 |
| 2026-03-23 | Shuster Bradley MDirector, Executive Chairman | Shares withheld for tax F | −36,203 | – | 434,364 | Form 4 |
| 2026-03-18 | Shuster Bradley MDirector, Executive Chairman | Option exercise M | +55,158 | 11.10 | 470,569 | Form 4 |
| 2026-03-18 | Shuster Bradley MDirector, Executive Chairman | Shares withheld for tax F | −36,162 | – | 434,407 | Form 4 |
| 2026-03-15 | Realmuto Nicholas DanielSVP, Controller | Grant or award A | +3,882 | – | 11,198 | Form 4 |
| 2026-03-15 | Realmuto Nicholas DanielSVP, Controller | Shares withheld for tax F | −1,042 | – | 10,156 | Form 4 |
| 2026-03-15 | Realmuto Nicholas DanielSVP, Controller | Shares withheld for tax F | −772 | – | 9,384 | Form 4 |
| 2026-03-15 | Realmuto Nicholas DanielSVP, Controller | Shares withheld for tax F | −565 | – | 8,819 | Form 4 |
| 2026-03-15 | Realmuto Nicholas DanielSVP, Controller | Shares withheld for tax F | −674 | – | 8,145 | Form 4 |
| 2026-03-11 | Shuster Bradley MDirector, Executive Chairman | Option exercise M | +55,158 | 11.10 | 470,569 | Form 4 |
| 2026-03-11 | Shuster Bradley MDirector, Executive Chairman | Shares withheld for tax F | −36,182 | – | 434,387 | Form 4 |
| 2026-03-04 | Shuster Bradley MDirector, Executive Chairman | Option exercise M | +55,158 | 11.10 | 470,569 | Form 4 |
| 2026-03-04 | Shuster Bradley MDirector, Executive Chairman | Shares withheld for tax F | −35,728 | – | 434,841 | Form 4 |
| 2026-02-27 | Leatherberry William JChief Admin. Officer & GC | Other J | −4,900 | – | 159,334 | Form 4 |
| 2026-02-25 | Shuster Bradley MDirector, Executive Chairman | Option exercise M | +55,158 | 11.10 | 470,569 | Form 4 |
| 2026-02-25 | Shuster Bradley MDirector, Executive Chairman | Shares withheld for tax F | −35,601 | – | 434,968 | Form 4 |
| 2026-02-18 | Shuster Bradley MDirector, Executive Chairman | Option exercise M | +55,000 | 11.10 | 470,411 | Form 4 |
| 2026-02-12 | Shuster Bradley MDirector, Executive Chairman | Shares withheld for tax F | −4,921 | – | 415,411 | Form 4 |
| 2026-02-12 | Leatherberry William JChief Admin. Officer & GC | Shares withheld for tax F | −4,005 | – | 164,234 | Form 4 |
| 2026-02-12 | Pollitzer AdamDirector, Chief Executive Officer | Shares withheld for tax F | −14,674 | – | 442,973 | Form 4 |
| 2026-02-12 | Smith Robert OwenEVP, Chief Risk Officer | Shares withheld for tax F | −2,981 | – | 108,381 | Form 4 |
| 2026-02-12 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Shares withheld for tax F | −1,595 | – | 54,733 | Form 4 |
| 2026-02-12 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Shares withheld for tax F | −1,919 | – | 54,945 | Form 4 |
| 2026-02-12 | Swithenbank AuroraEVP, Chief Financial Officer | Shares withheld for tax F | −3,363 | – | 74,453 | Form 4 |
| 2026-02-11 | Shuster Bradley MDirector, Executive Chairman | Grant or award A | +24,437 | – | 420,332 | Form 4 |
| 2026-02-11 | Leatherberry William JChief Admin. Officer & GC | Grant or award A | +18,233 | – | 143,436 | Form 4 |
| 2026-02-11 | Leatherberry William JChief Admin. Officer & GC | Grant or award A | +50,496 | – | 193,932 | Form 4 |
| 2026-02-11 | Leatherberry William JChief Admin. Officer & GC | Shares withheld for tax F | −25,693 | – | 168,239 | Form 4 |
| 2026-02-11 | Pollitzer AdamDirector, Chief Executive Officer | Grant or award A | +63,538 | – | 366,941 | Form 4 |
| 2026-02-11 | Pollitzer AdamDirector, Chief Executive Officer | Grant or award A | −184,664 | – | 551,605 | Form 4 |
| 2026-02-11 | Pollitzer AdamDirector, Chief Executive Officer | Shares withheld for tax F | −93,958 | – | 457,647 | Form 4 |
| 2026-02-11 | Smith Robert OwenEVP, Chief Risk Officer | Grant or award A | +13,196 | – | 92,415 | Form 4 |
| 2026-02-11 | Smith Robert OwenEVP, Chief Risk Officer | Grant or award A | +38,574 | – | 130,989 | Form 4 |
| 2026-02-11 | Smith Robert OwenEVP, Chief Risk Officer | Shares withheld for tax F | −19,627 | – | 111,362 | Form 4 |
| 2026-02-11 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Grant or award A | +9,164 | – | 39,824 | Form 4 |
| 2026-02-11 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Grant or award A | +27,212 | – | 67,036 | Form 4 |
| 2026-02-11 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Shares withheld for tax F | −10,708 | – | 56,328 | Form 4 |
| 2026-02-11 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Grant or award A | +8,980 | – | 42,810 | Form 4 |
| 2026-02-11 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Grant or award A | +27,212 | – | 70,022 | Form 4 |
| 2026-02-11 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Shares withheld for tax F | −13,158 | – | 56,864 | Form 4 |
| 2026-02-11 | Swithenbank AuroraEVP, Chief Financial Officer | Grant or award A | +14,784 | – | 77,816 | Form 4 |
| 2026-02-08 | Shuster Bradley MDirector, Executive Chairman | Shares withheld for tax F | −6,961 | – | 395,895 | Form 4 |
| 2026-02-08 | Leatherberry William JChief Admin. Officer & GC | Shares withheld for tax F | −2,570 | – | 125,203 | Form 4 |
| 2026-02-08 | Pollitzer AdamDirector, Chief Executive Officer | Shares withheld for tax F | −9,397 | – | 303,403 | Form 4 |
| 2026-02-08 | Smith Robert OwenEVP, Chief Risk Officer | Shares withheld for tax F | −1,964 | – | 79,219 | Form 4 |
| 2026-02-08 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Shares withheld for tax F | −1,072 | – | 30,660 | Form 4 |
| 2026-02-08 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Shares withheld for tax F | −1,317 | – | 33,830 | Form 4 |
| 2026-02-07 | Shuster Bradley MDirector, Executive Chairman | Shares withheld for tax F | −6,936 | – | 402,856 | Form 4 |
| 2026-02-07 | Leatherberry William JChief Admin. Officer & GC | Shares withheld for tax F | −4,633 | – | 127,773 | Form 4 |
| 2026-02-07 | Pollitzer AdamDirector, Chief Executive Officer | Shares withheld for tax F | −16,665 | – | 312,800 | Form 4 |
| 2026-02-07 | Smith Robert OwenEVP, Chief Risk Officer | Shares withheld for tax F | −3,383 | – | 81,183 | Form 4 |
| 2026-02-07 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Shares withheld for tax F | −1,969 | – | 31,732 | Form 4 |
| 2026-02-07 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Shares withheld for tax F | −2,323 | – | 35,147 | Form 4 |
| 2025-12-24 | Leatherberry William JChief Admin. Officer & GC | Gift G | −2,380 | – | 132,406 | Form 4 |
| 2025-09-13 | Realmuto Nicholas DanielVP, Controller | Shares withheld for tax F | −301 | – | 7,607 | Form 4 |
| 2025-05-08 | Swithenbank AuroraEVP, Chief Financial Officer | Shares withheld for tax F | −2,916 | – | 63,032 | Form 4 |
| 2025-05-08 | McCreary Lynn S.Director | Grant or award A | +4,439 | – | 44,245 | Form 4 |
| 2025-05-08 | Scheid StevenDirector | Grant or award A | +4,439 | – | 8,605 | Form 4 |
| 2025-05-08 | Erickson John CDirector | Grant or award A | +4,439 | – | 17,320 | Form 4 |
| 2025-05-08 | Huskins Priya CherianDirector | Grant or award A | +4,439 | – | 31,652 | Form 4 |
| 2025-05-08 | Montgomery Michael CurryDirector | Grant or award A | +4,439 | – | 67,943 | Form 4 |
| 2025-05-08 | Embler Michael JDirector | Grant or award A | +4,439 | – | 66,046 | Form 4 |
| 2025-05-08 | Muehlhauser ReginaDirector | Grant or award A | +4,439 | – | 69,292 | Form 4 |
| 2025-05-01 | Swithenbank AuroraEVP, Chief Financial Officer | Shares withheld for tax F | −9,117 | – | 65,948 | Form 4 |
| 2025-03-15 | Realmuto Nicholas DanielVP, Controller | Grant or award A | +3,971 | – | 13,507 | Form 4 |
| 2025-02-12 | Leatherberry William JChief Admin. Officer & GC | Grant or award A | +19,677 | – | 155,619 | Form 4 |
| 2025-02-12 | Leatherberry William JChief Admin. Officer & GC | Grant or award A | +43,252 | – | 198,871 | Form 4 |
| 2025-02-12 | Leatherberry William JChief Admin. Officer & GC | Shares withheld for tax F | −21,964 | – | 176,907 | Form 4 |
| 2025-02-12 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Grant or award A | +10,132 | – | 37,623 | Form 4 |
| 2025-02-12 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Grant or award A | +20,904 | – | 58,527 | Form 4 |
| 2025-02-12 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Shares withheld for tax F | −8,226 | – | 50,301 | Form 4 |
| 2025-02-12 | Smith Robert OwenEVP, Chief Risk Officer | Grant or award A | +14,647 | – | 88,275 | Form 4 |
| 2025-02-12 | Smith Robert OwenEVP, Chief Risk Officer | Grant or award A | +33,100 | – | 121,375 | Form 4 |
| 2025-02-12 | Smith Robert OwenEVP, Chief Risk Officer | Shares withheld for tax F | −16,809 | – | 104,566 | Form 4 |
| 2025-02-12 | Pollitzer AdamDirector, Chief Executive Officer | Grant or award A | +72,098 | – | 329,465 | Form 4 |
| 2025-02-12 | Pollitzer AdamDirector, Chief Executive Officer | Grant or award A | +116,144 | – | 445,609 | Form 4 |
| 2025-02-12 | Pollitzer AdamDirector, Chief Executive Officer | Shares withheld for tax F | −58,978 | – | 386,631 | Form 4 |
| 2025-02-12 | Shuster Bradley MDirector, Executive Chairman | Grant or award A | +24,175 | – | 431,337 | Form 4 |
| 2025-02-12 | Swithenbank AuroraEVP, Chief Financial Officer | Grant or award A | +15,827 | – | 75,065 | Form 4 |
| 2025-02-12 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Grant or award A | +9,918 | – | 46,674 | Form 4 |
| 2025-02-12 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Grant or award A | +20,904 | – | 67,578 | Form 4 |
| 2025-02-12 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Shares withheld for tax F | −10,108 | – | 57,470 | Form 4 |
| 2025-02-09 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Shares withheld for tax F | −1,012 | – | 36,756 | Form 4 |
| 2025-02-09 | Leatherberry William JChief Admin. Officer & GC | Shares withheld for tax F | −2,197 | – | 136,533 | Form 4 |
| 2025-02-09 | Leatherberry William JChief Admin. Officer & GC | Shares withheld for tax F | −591 | – | 135,942 | Form 4 |
| 2025-02-09 | Shuster Bradley MDirector, Executive Chairman | Shares withheld for tax F | −6,226 | – | 407,162 | Form 4 |
| 2025-02-09 | Smith Robert OwenEVP, Chief Risk Officer | Shares withheld for tax F | −1,681 | – | 73,628 | Form 4 |
| 2025-02-08 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Shares withheld for tax F | −2,632 | – | 37,768 | Form 4 |
| 2025-02-08 | Leatherberry William JChief Admin. Officer & GC | Shares withheld for tax F | −5,129 | – | 138,730 | Form 4 |
| 2025-02-08 | Shuster Bradley MDirector, Executive Chairman | Shares withheld for tax F | −6,946 | – | 413,388 | Form 4 |
| 2025-02-08 | Smith Robert OwenEVP, Chief Risk Officer | Shares withheld for tax F | −3,918 | – | 75,309 | Form 4 |
| 2025-02-08 | Pollitzer AdamDirector, Chief Executive Officer | Shares withheld for tax F | −18,755 | – | 263,266 | Form 4 |
| 2025-02-07 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Shares withheld for tax F | −1,978 | – | 30,457 | Form 4 |
| 2025-02-07 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Shares withheld for tax F | −2,142 | – | 28,315 | Form 4 |
| 2025-02-07 | Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Shares withheld for tax F | −824 | – | 27,491 | Form 4 |
| 2025-02-07 | Fitzgerald Norman PeterEVP, Chief Sales Officer | Shares withheld for tax F | −2,333 | – | 40,400 | Form 4 |
| 2025-02-07 | Leatherberry William JChief Admin. Officer & GC | Shares withheld for tax F | −4,630 | – | 143,859 | Form 4 |
| 2025-02-07 | Shuster Bradley MDirector, Executive Chairman | Shares withheld for tax F | −6,937 | – | 420,334 | Form 4 |
| 2025-02-07 | Smith Robert OwenEVP, Chief Risk Officer | Shares withheld for tax F | −3,385 | – | 79,227 | Form 4 |
| 2025-02-07 | Pollitzer AdamDirector, Chief Executive Officer | Shares withheld for tax F | −16,635 | – | 282,021 | Form 4 |
| 2025-02-07 | Pollitzer AdamDirector, Chief Executive Officer | Shares withheld for tax F | −5,899 | – | 257,367 | Form 4 |
| 2024-12-14 | Yousaf Mohammad NawazEVP, Operations & Info. Tech. | Shares withheld for tax F | −474 | – | 32,435 | Form 4 |
| 2024-12-12 | Leatherberry William JChief Admin. Officer & GC | Gift G | −5,200 | – | 148,489 | Form 4 |
How to read it
- Buy, sale
- Code P and S on the form: shares bought or sold in the market, at the market price. The other codes are mostly pay (a grant, an option exercised) or tax (shares the company withheld), and say little about what the insider thinks of the price.
- Plan
- A sale or purchase under a Rule 10b5-1 plan, set up in advance and running on its own schedule. Since April 2023 the form has a box for it. Much executive selling is planned and says more about diversifying than about the company.
- Holds after
- The shares the insider still held after the trade, in the form the trade was in (directly, or indirectly through a trust or a fund).
- Value
- Shares times the price the form reports, which is often an average over several fills on the day.
Read from the SEC's own quarterly data sets of Forms 3, 4 and 5, and from each day's filings since the last one. A correcting amendment replaces the lines it restates. Every row links to its filing. None of this is advice: insiders sell for many reasons, and buy for fewer.