Nasdaq Inc (NDAQ) · Insider trading
What Nasdaq's directors, officers and largest holders bought and sold themselves, from the Form 4 each of them files with the SEC within two business days of a trade. Open-market purchases and sales first: those are the trades somebody chose to make at the market price.
Bought, 12 months
$21.68M
2 insiders, 3 trades
Sold, 12 months
$86.76M
8 insiders, 91% under a plan
Net, 12 months
−$65.08M
bought less sold
Latest filing
2026-10-05
filings read to 2026-10-19
Who traded, two years
| Insider | Bought | Sold | Trades | Last trade | Holds after |
|---|---|---|---|---|---|
| Friedman Adena TDirector, Chair and CEO | – | $76.06M | 4 | 2026-04-01 | 1,965,751 |
| Investor AB10% owner | $20.72M | – | 2 | 2026-06-11 | – |
| Peterson Bradley JEVP, CIO | – | $7.00M | 9 | 2026-08-07 | 122,293 |
| Griggs Pc NelsonPres. Capital Access Platforms | – | $6.51M | 13 | 2026-08-10 | 201,775 |
| Skule JeremyEVP, CSO | – | $4.78M | 16 | 2026-09-22 | 100,073 |
| Tal CohenPres. Market Platforms | – | $2.96M | 4 | 2026-04-27 | 215,208 |
| Smith Bryan EverardEVP, CPO | – | $2.45M | 10 | 2026-08-03 | 67,647 |
| Daly Michelle LynnSVP, Controller & PAO | – | $1.28M | 4 | 2026-04-24 | 10,218 |
| Youngwood SarahExecutive Vice President | – | $1.10M | 1 | 2025-03-17 | 59,694 |
| Torgeby JohanDirector | $958,320 | – | 1 | 2026-02-17 | 40,797 |
| Zecca JohnEVP, Global CLO | – | $450,045 | 1 | 2026-01-06 | 125,674 |
| Begley Charlene TDirector | – | $289,800 | 1 | 2025-08-04 | 46,001 |
| Zollar Alfred WDirector | $203,970 | – | 1 | 2024-11-13 | 49,293 |
Open-market purchases and sales
Newest first. “Plan” marks a trade made under a 10b5-1 plan set up in advance.
| Date | Insider | Trade | Shares | Price | Value | Holds after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-09-22 | Skule JeremyEVP, CSO | Saleplan | 1,125 | 95.00 | $106,875 | 100,073 | Form 4 |
| 2026-09-10 | Skule JeremyEVP, CSO | Saleplan | 1,125 | 94.22 | $105,998 | 101,198 | Form 4 |
| 2026-08-10 | Griggs Pc NelsonPres. Capital Access Platforms | Sale | 3,226 | 96.16 | $310,212 | 201,775 | Form 4 |
| 2026-08-10 | Skule JeremyEVP, CSO | Saleplan | 2,250 | 94.75 | $213,188 | 102,323 | Form 4 |
| 2026-08-07 | Peterson Bradley JEVP, CIO | Sale | 6,000 | 95.55 | $573,300 | 122,293 | Form 4 |
| 2026-08-03 | Smith Bryan EverardEVP, CPO | Saleplan | 1,556 | 95.07 | $147,929 | 67,647 | Form 4 |
| 2026-07-29 | Griggs Pc NelsonPres. Capital Access Platforms | Sale | 11,010 | 96.35 | $1.06M | 205,001 | Form 4 |
| 2026-07-27 | Griggs Pc NelsonPres. Capital Access Platforms | Sale | 11,010 | 93.96 | $1.03M | 216,011 | Form 4 |
| 2026-07-24 | Griggs Pc NelsonPres. Capital Access Platforms | Sale | 6,777 | 92.53 | $627,076 | 227,021 | Form 4 |
| 2026-07-24 | Peterson Bradley JEVP, CIO | Sale | 13,000 | 92.61 | $1.20M | 128,293 | Form 4 |
| 2026-07-01 | Smith Bryan EverardEVP, CPO | Saleplan | 3,000 | 80.00 | $240,000 | 69,203 | Form 4 |
| 2026-06-11 | Smith Bryan EverardEVP, CPO | Saleplan | 3,000 | 86.91 | $260,730 | 71,944 | Form 4 |
| 2026-06-11 | Investor AB10% ownerwith Innax AB | Buyindirect | 56,782 | 85.98 | $4.88M | 58,439,208 | Form 4 |
| 2026-05-18 | Griggs Pc NelsonPres. Capital Access Platforms | Sale | 5,093 | 92.62 | $471,714 | 233,798 | Form 4 |
| 2026-04-28 | Peterson Bradley JEVP, CIO | Sale | 7,710 | 90.82 | $700,222 | 141,035 | Form 4 |
| 2026-04-27 | Tal CohenPres. Market Platforms | Sale | 15,518 | 90.75 | $1.41M | 215,208 | Form 4 |
| 2026-04-24 | Daly Michelle LynnSVP, Controller & PAO | Sale | 1,194 | 88.82 | $106,051 | 10,218 | Form 4 |
| 2026-04-24 | Daly Michelle LynnSVP, Controller & PAO | Sale | 129 | 88.85 | $11,462 | 10,089 | Form 4 |
| 2026-04-01 | Friedman Adena TDirector, Chair and CEO | Saleplan | 113,611 | 85.44 | $9.71M | 1,965,751 | Form 4 |
| 2026-03-06 | Friedman Adena TDirector, Chair and CEO | Saleplan | 92,840 | 90.08 | $8.36M | 2,079,323 | Form 4 |
| 2026-03-02 | Smith Bryan EverardEVP, CPO | Saleplan | 6,000 | 87.24 | $523,440 | 70,860 | Form 4 |
| 2026-02-19 | Daly Michelle LynnSVP, Controller & PAO | Sale | 4,339 | 81.34 | $352,934 | 10,643 | Form 4 |
| 2026-02-17 | Torgeby JohanDirector | Buy | 12,000 | 79.86 | $958,320 | 40,797 | Form 4 |
| 2026-02-13 | Investor AB10% owner | Buyindirect | 200,000 | 79.18 | $15.84M | 58,382,426 | Form 4 |
| 2026-02-02 | Friedman Adena TDirector, Chair and CEO | Saleplan | 300,000 | 96.91 | $29.07M | 1,924,903 | Form 4 |
| 2026-01-06 | Zecca JohnEVP, Global CLO | Saleplan | 4,500 | 100.01 | $450,045 | 125,674 | Form 4 |
| 2026-01-02 | Friedman Adena TDirector, Chair and CEO | Saleplan | 300,000 | 96.39 | $28.92M | 1,924,903 | Form 4 |
| 2025-12-01 | Skule JeremyEVP, CSO | Saleplan | 2,105 | 90.57 | $190,650 | 82,869 | Form 4 |
| 2025-12-01 | Smith Bryan EverardEVP, CPO | Saleplan | 4,633 | 90.57 | $419,611 | 57,670 | Form 4 |
| 2025-11-03 | Skule JeremyEVP, CSO | Saleplan | 2,105 | 85.40 | $179,767 | 84,974 | Form 4 |
| 2025-10-01 | Skule JeremyEVP, CSO | Saleplan | 2,105 | 88.22 | $185,703 | 88,341 | Form 4 |
| 2025-09-02 | Skule JeremyEVP, CSO | Saleplan | 2,105 | 93.22 | $196,228 | 90,446 | Form 4 |
| 2025-08-04 | Begley Charlene TDirector | Sale | 3,000 | 96.60 | $289,800 | 46,001 | Form 4 |
| 2025-08-01 | Skule JeremyEVP, CSO | Saleplan | 2,105 | 95.49 | $201,006 | 92,551 | Form 4 |
| 2025-07-25 | Daly Michelle LynnSVP, Controller & PAO | Sale | 8,691 | 93.45 | $812,174 | 8,879 | Form 4 |
| 2025-07-02 | Peterson Bradley JEVP, CIO | Saleplan | 11,508 | 88.87 | $1.02M | 111,035 | Form 4 |
| 2025-07-01 | Skule JeremyEVP, CSO | Saleplan | 2,105 | 89.17 | $187,703 | 94,656 | Form 4 |
| 2025-06-06 | Skule JeremyEVP, CSO | Saleplan | 2,104 | 85.00 | $178,840 | 96,438 | Form 4 |
| 2025-06-06 | Griggs Pc NelsonPres. Capital Access Platforms | Sale | 4,000 | 85.22 | $340,880 | 207,405 | Form 4 |
| 2025-06-02 | Skule JeremyEVP, CSO | Saleplan | 1,053 | 83.28 | $87,694 | 98,542 | Form 4 |
27 more
| 2025-05-27 | Griggs Pc NelsonPres. Capital Access Platforms | Sale | 3,000 | 82.63 | $247,890 | 216,405 | Form 4 |
| 2025-05-27 | Griggs Pc NelsonPres. Capital Access Platforms | Sale | 5,000 | 83.27 | $416,350 | 211,405 | Form 4 |
| 2025-05-12 | Skule JeremyEVP, CSO | Saleplan | 1,053 | 81.52 | $85,841 | 99,595 | Form 4 |
| 2025-04-04 | Smith Bryan EverardEVP, CPO | Saleplan | 657 | 71.81 | $47,179 | 61,980 | Form 4 |
| 2025-04-02 | Peterson Bradley JEVP, CIO | Saleplan | 2,308 | 75.67 | $174,646 | 134,772 | Form 4 |
| 2025-04-02 | Smith Bryan EverardEVP, CPO | Saleplan | 1,132 | 75.67 | $85,658 | 63,450 | Form 4 |
| 2025-04-01 | Smith Bryan EverardEVP, CPO | Saleplan | 2,000 | 75.71 | $151,420 | 58,752 | Form 4 |
| 2025-03-17 | Youngwood SarahExecutive Vice President | Saleplan | 14,959 | 73.68 | $1.10M | 59,694 | Form 4 |
| 2025-03-03 | Smith Bryan EverardExecutive Vice President | Saleplan | 3,500 | 82.78 | $289,730 | 60,752 | Form 4 |
| 2025-02-26 | Peterson Bradley JExecutive Vice President | Saleplan | 17,056 | 79.79 | $1.36M | 131,075 | Form 4 |
| 2025-02-06 | Tal CohenPresident, Market Platforms | Sale | 8,955 | 83.75 | $749,981 | 127,940 | Form 4 |
| 2025-02-03 | Smith Bryan EverardExecutive Vice President | Saleplan | 3,500 | 81.56 | $285,460 | 55,576 | Form 4 |
| 2024-12-09 | Skule JeremyExecutive Vice President | Saleplan | 6,037 | 80.87 | $488,212 | 92,342 | Form 4 |
| 2024-12-09 | Skule JeremyExecutive Vice President | Saleplan | 6,037 | 80.88 | $488,273 | 86,305 | Form 4 |
| 2024-11-18 | Skule JeremyExecutive Vice President | Saleplan | 12,075 | 78.75 | $950,906 | 102,505 | Form 4 |
| 2024-11-13 | Peterson Bradley JExecutive Vice President | Saleplan | 11,820 | 79.58 | $940,636 | 131,010 | Form 4 |
| 2024-11-13 | Zollar Alfred WDirector | Buy | 2,542 | 80.24 | $203,970 | 49,293 | Form 4 |
| 2024-11-11 | Griggs Pc NelsonPresident, Capital Access Plat | Sale | 5,000 | 80.21 | $401,050 | 195,821 | Form 4 |
| 2024-11-08 | Griggs Pc NelsonPresident, Capital Access Plat | Sale | 5,000 | 79.51 | $397,550 | 200,821 | Form 4 |
| 2024-11-06 | Skule JeremyExecutive Vice President | Saleplan | 12,000 | 77.92 | $935,040 | 114,580 | Form 4 |
| 2024-11-06 | Griggs Pc NelsonPresident, Capital Access Plat | Sale | 5,742 | 77.34 | $444,086 | 205,821 | Form 4 |
| 2024-11-01 | Tal CohenPresident, Market Platforms | Sale | 6,900 | 74.00 | $510,600 | 136,826 | Form 4 |
| 2024-10-31 | Tal CohenPresident, Market Platforms | Sale | 3,984 | 74.31 | $296,051 | 143,376 | Form 4 |
| 2024-10-29 | Griggs Pc NelsonPresident, Capital Access Plat | Sale | 4,000 | 76.05 | $304,200 | 211,563 | Form 4 |
| 2024-10-28 | Peterson Bradley JExecutive Vice President | Sale | 6,817 | 75.25 | $512,979 | 149,655 | Form 4 |
| 2024-10-28 | Peterson Bradley JExecutive Vice President | Sale | 6,825 | 75.38 | $514,468 | 142,830 | Form 4 |
| 2024-10-28 | Griggs Pc NelsonPresident, Capital Access Plat | Sale | 6,000 | 75.71 | $454,260 | 215,563 | Form 4 |
Grants, exercises and other transactions
Pay, tax and paperwork rather than a choice to trade at the market price. Two years.
65 × grant or award60 × shares withheld for tax6 × gift4 × option exercise
Show them
| Date | Insider | What | Shares | Price | Holds after | Filing |
|---|---|---|---|---|---|---|
| 2026-10-01 | Skule JeremyEVP, CSO | Shares withheld for tax F | −1,262 | 92.01 | 98,811 | Form 4 |
| 2026-06-11 | Kazim EssaDirector | Shares withheld for tax F | −622 | 86.72 | 146,917 | Form 4 |
| 2026-06-11 | Torgeby JohanDirector | Shares withheld for tax F | −300 | 86.72 | 43,495 | Form 4 |
| 2026-06-10 | Kazim EssaDirector | Grant or award A | +4,151 | – | 147,539 | Form 4 |
| 2026-06-10 | Torgeby JohanDirector | Grant or award A | +2,998 | – | 43,795 | Form 4 |
| 2026-06-10 | Splinter Michael RDirector | Grant or award A | +5,246 | – | 217,988 | Form 4 |
| 2026-06-10 | Arnoldi MelissaDirector | Grant or award A | +4,324 | – | 55,515 | Form 4 |
| 2026-06-10 | Townes-Whitley ToniDirector | Grant or award A | +2,998 | – | 23,469 | Form 4 |
| 2026-06-10 | Kloet Thomas ADirector | Grant or award A | +4,554 | – | 36,559 | Form 4 |
| 2026-06-10 | Zollar Alfred WDirector | Grant or award A | +4,497 | – | 58,281 | Form 4 |
| 2026-06-10 | Koch Kathryn A.Director | Grant or award A | +3,171 | – | 10,743 | Form 4 |
| 2026-06-10 | Begley Charlene TDirector | Grant or award A | +2,998 | – | 48,999 | Form 4 |
| 2026-06-10 | Yabuki Jeffery WDirector | Grant or award A | +4,612 | – | 22,959 | Form 4 |
| 2026-06-10 | Spaht Paul Holden Jr.Director | Grant or award A | +2,998 | – | 13,399 | Form 4 |
| 2026-04-03 | Zecca JohnEVP, Global CLO | Shares withheld for tax F | −780 | 86.65 | 153,334 | Form 4 |
| 2026-04-03 | Griggs Pc NelsonPres. Capital Access Platforms | Shares withheld for tax F | −1,565 | 86.65 | 238,891 | Form 4 |
| 2026-04-03 | Tal CohenPres. Market Platforms | Shares withheld for tax F | −1,565 | 86.65 | 230,726 | Form 4 |
| 2026-04-03 | Smith Bryan EverardEVP, CPO | Shares withheld for tax F | −813 | 86.65 | 74,944 | Form 4 |
| 2026-04-03 | Skule JeremyEVP, CSO | Shares withheld for tax F | −1,017 | 86.65 | 104,573 | Form 4 |
| 2026-04-03 | Peterson Bradley JEVP, CIO | Shares withheld for tax F | −1,499 | 86.65 | 148,745 | Form 4 |
| 2026-04-03 | Friedman Adena TDirector, Chair and CEO | Shares withheld for tax F | −8,075 | 86.65 | 1,983,866 | Form 4 |
| 2026-04-03 | Daly Michelle LynnSVP, Controller & PAO | Shares withheld for tax F | −424 | 86.65 | 11,412 | Form 4 |
| 2026-04-01 | Zecca JohnEVP, Global CLO | Grant or award A | +7,339 | – | 156,211 | Form 4 |
| 2026-04-01 | Zecca JohnEVP, Global CLO | Shares withheld for tax F | −2,097 | 84.89 | 154,114 | Form 4 |
| 2026-04-01 | Griggs Pc NelsonPres. Capital Access Platforms | Grant or award A | +11,743 | – | 243,764 | Form 4 |
| 2026-04-01 | Griggs Pc NelsonPres. Capital Access Platforms | Shares withheld for tax F | −3,308 | 84.89 | 240,456 | Form 4 |
| 2026-04-01 | Skule JeremyEVP, CSO | Grant or award A | +7,633 | – | 107,922 | Form 4 |
| 2026-04-01 | Skule JeremyEVP, CSO | Shares withheld for tax F | −2,332 | 84.89 | 105,590 | Form 4 |
| 2026-04-01 | Peterson Bradley JEVP, CIO | Grant or award A | +8,103 | – | 153,005 | Form 4 |
| 2026-04-01 | Peterson Bradley JEVP, CIO | Shares withheld for tax F | −2,761 | 84.89 | 150,244 | Form 4 |
| 2026-04-01 | Tal CohenPres. Market Platforms | Grant or award A | +15,267 | – | 243,432 | Form 4 |
| 2026-04-01 | Tal CohenPres. Market Platforms | Shares withheld for tax F | −11,141 | 84.89 | 232,291 | Form 4 |
| 2026-04-01 | Daly Michelle LynnSVP, Controller & PAO | Grant or award A | +2,025 | – | 12,668 | Form 4 |
| 2026-04-01 | Daly Michelle LynnSVP, Controller & PAO | Shares withheld for tax F | −832 | 84.89 | 11,836 | Form 4 |
| 2026-04-01 | Smith Bryan EverardEVP, CPO | Grant or award A | +7,046 | – | 77,906 | Form 4 |
| 2026-04-01 | Smith Bryan EverardEVP, CPO | Shares withheld for tax F | −2,149 | 84.89 | 75,757 | Form 4 |
| 2026-04-01 | Youngwood SarahEVP & CFO | Grant or award A | +15,267 | – | 74,558 | Form 4 |
| 2026-04-01 | Friedman Adena TDirector, Chair and CEO | Option exercise M | +113,611 | 22.22 | 2,079,362 | Form 4 |
| 2026-04-01 | Friedman Adena TDirector, Chair and CEO | Grant or award A | +39,929 | – | 2,005,680 | Form 4 |
| 2026-04-01 | Friedman Adena TDirector, Chair and CEO | Shares withheld for tax F | −13,739 | 84.89 | 1,991,941 | Form 4 |
| 2026-03-11 | Friedman Adena TDirector, Chair and CEO | Gift G | −56,786 | – | 2,022,537 | Form 4 |
| 2026-03-11 | Friedman Adena TDirector, Chair and CEO | Gift G | −56,786 | – | 1,965,751 | Form 4 |
| 2026-03-06 | Friedman Adena TDirector, Chair and CEO | Option exercise M | +92,840 | 22.22 | 2,172,163 | Form 4 |
| 2026-02-12 | Friedman Adena TDirector, Chair and CEO | Grant or award A | +228,455 | – | 2,153,358 | Form 4 |
| 2026-02-12 | Friedman Adena TDirector, Chair and CEO | Shares withheld for tax F | −115,775 | 80.42 | 2,037,583 | Form 4 |
| 2026-02-12 | Friedman Adena TDirector, Chair and CEO | Grant or award A | +41,740 | – | 2,079,323 | Form 4 |
| 2026-02-11 | Zecca JohnEVP, Global CLO | Grant or award A | +24,602 | – | 150,276 | Form 4 |
| 2026-02-11 | Zecca JohnEVP, Global CLO | Shares withheld for tax F | −9,430 | 82.51 | 140,846 | Form 4 |
| 2026-02-11 | Zecca JohnEVP, Global CLO | Grant or award A | +8,026 | – | 148,872 | Form 4 |
| 2026-02-11 | Tal CohenPres. Market Platforms | Grant or award A | +43,932 | – | 235,674 | Form 4 |
| 2026-02-11 | Tal CohenPres. Market Platforms | Shares withheld for tax F | −20,674 | 82.51 | 215,000 | Form 4 |
| 2026-02-11 | Tal CohenPres. Market Platforms | Grant or award A | +12,842 | – | 228,165 | Form 4 |
| 2026-02-11 | Daly Michelle LynnSVP, Controller & PAO | Grant or award A | +6,919 | – | 15,798 | Form 4 |
| 2026-02-11 | Daly Michelle LynnSVP, Controller & PAO | Shares withheld for tax F | −2,580 | 82.51 | 13,218 | Form 4 |
| 2026-02-11 | Daly Michelle LynnSVP, Controller & PAO | Grant or award A | +1,764 | – | 14,982 | Form 4 |
| 2026-02-11 | Griggs Pc NelsonPres. Capital Access Platforms | Grant or award A | +43,932 | – | 239,853 | Form 4 |
| 2026-02-11 | Griggs Pc NelsonPres. Capital Access Platforms | Shares withheld for tax F | −20,674 | 82.51 | 219,179 | Form 4 |
| 2026-02-11 | Griggs Pc NelsonPres. Capital Access Platforms | Grant or award A | +12,842 | – | 232,021 | Form 4 |
| 2026-02-11 | Peterson Bradley JEVP, CIO | Grant or award A | +43,932 | – | 154,967 | Form 4 |
| 2026-02-11 | Peterson Bradley JEVP, CIO | Shares withheld for tax F | −19,740 | 82.51 | 135,227 | Form 4 |
| 2026-02-11 | Peterson Bradley JEVP, CIO | Grant or award A | +9,632 | – | 144,902 | Form 4 |
| 2026-02-11 | Skule JeremyEVP, CSO | Grant or award A | +26,359 | – | 105,101 | Form 4 |
| 2026-02-11 | Skule JeremyEVP, CSO | Shares withheld for tax F | −12,838 | 82.51 | 92,263 | Form 4 |
| 2026-02-11 | Skule JeremyEVP, CSO | Grant or award A | +8,026 | – | 100,289 | Form 4 |
| 2026-02-11 | Smith Bryan EverardEVP, CPO | Grant or award A | +21,088 | – | 78,758 | Form 4 |
| 2026-02-11 | Smith Bryan EverardEVP, CPO | Shares withheld for tax F | −9,924 | 82.51 | 68,834 | Form 4 |
| 2026-02-11 | Smith Bryan EverardEVP, CPO | Grant or award A | +8,026 | – | 76,860 | Form 4 |
| 2026-02-02 | Friedman Adena TDirector, Chair and CEO | Option exercise M | +300,000 | 22.22 | 2,224,903 | Form 4 |
| 2026-01-30 | Splinter Michael RDirector | Gift G | −4,680 | – | 212,742 | Form 4 |
| 2026-01-30 | Splinter Michael RDirector | Gift G | +4,680 | – | 15,225 | Form 4 |
| 2026-01-02 | Friedman Adena TDirector, Chair and CEO | Option exercise M | +300,000 | 22.22 | 2,224,903 | Form 4 |
| 2025-12-06 | Youngwood SarahEVP & CFO | Shares withheld for tax F | −16,506 | 90.22 | 59,291 | Form 4 |
| 2025-12-06 | Skule JeremyEVP, CSO | Shares withheld for tax F | −4,127 | 90.22 | 78,742 | Form 4 |
| 2025-10-01 | Skule JeremyEVP, CSO | Shares withheld for tax F | −1,262 | 88.45 | 87,079 | Form 4 |
| 2025-07-01 | Griggs Pc NelsonPres. Capital Access Platforms | Shares withheld for tax F | −11,484 | 89.42 | 195,921 | Form 4 |
| 2025-07-01 | Peterson Bradley JEVP, CIO | Shares withheld for tax F | −10,986 | 89.42 | 122,543 | Form 4 |
| 2025-06-11 | Zollar Alfred WDirector | Grant or award A | +4,491 | – | 53,784 | Form 4 |
| 2025-06-11 | Yabuki Jeffery WDirector | Grant or award A | +4,607 | – | 18,347 | Form 4 |
| 2025-06-11 | Townes-Whitley ToniDirector | Grant or award A | +2,995 | – | 20,471 | Form 4 |
| 2025-06-11 | Spaht Paul Holden Jr.Director | Grant or award A | +2,995 | – | 10,401 | Form 4 |
| 2025-06-11 | Torgeby JohanDirector | Grant or award A | +2,995 | – | 29,204 | Form 4 |
| 2025-06-11 | Torgeby JohanDirector | Shares withheld for tax F | −407 | 86.07 | 28,797 | Form 4 |
| 2025-06-11 | Koch Kathryn A.Director | Grant or award A | +3,167 | – | 7,572 | Form 4 |
| 2025-06-11 | Kazim EssaDirector | Grant or award A | +4,146 | – | 144,209 | Form 4 |
| 2025-06-11 | Kazim EssaDirector | Shares withheld for tax F | −821 | 86.07 | 143,388 | Form 4 |
| 2025-06-11 | Arnoldi MelissaDirector | Grant or award A | +4,319 | – | 51,191 | Form 4 |
| 2025-06-11 | Kloet Thomas ADirector | Grant or award A | +4,549 | – | 32,005 | Form 4 |
| 2025-06-11 | Begley Charlene TDirector | Grant or award A | +2,995 | – | 49,001 | Form 4 |
| 2025-06-11 | Splinter Michael RDirector | Grant or award A | +5,241 | – | 217,422 | Form 4 |
| 2025-06-04 | Spaht Paul Holden Jr.Director | Gift G | −447,240 | – | 7,406 | Form 4 |
| 2025-04-03 | Smith Bryan EverardEVP, CPO | Shares withheld for tax F | −813 | 78.30 | 62,637 | Form 4 |
| 2025-04-03 | Skule JeremyEVP, CSO | Shares withheld for tax F | −1,017 | 78.30 | 100,648 | Form 4 |
| 2025-04-03 | Daly Michelle LynnSVP, Controller & PAO | Shares withheld for tax F | −424 | 78.30 | 17,247 | Form 4 |
| 2025-04-03 | Zecca JohnEVP, Global CLO | Shares withheld for tax F | −779 | 78.30 | 130,174 | Form 4 |
| 2025-04-03 | Peterson Bradley JEVP, CIO | Shares withheld for tax F | −1,497 | 78.30 | 133,275 | Form 4 |
| 2025-04-03 | Griggs Pc NelsonPres. Capital Access Platforms | Shares withheld for tax F | −1,564 | 78.30 | 219,405 | Form 4 |
| 2025-04-03 | Tal CohenPres. Market Platforms | Shares withheld for tax F | −1,564 | 78.30 | 191,742 | Form 4 |
| 2025-04-03 | Friedman Adena TDirector, Chair and CEO | Shares withheld for tax F | −8,057 | 78.30 | 1,924,903 | Form 4 |
| 2025-04-01 | Tal CohenPres. Market Platforms | Grant or award A | +15,781 | – | 159,239 | Form 4 |
| 2025-04-01 | Tal CohenPres. Market Platforms | Grant or award A | +46,028 | – | 205,267 | Form 4 |
| 2025-04-01 | Tal CohenPres. Market Platforms | Shares withheld for tax F | −11,961 | 75.86 | 193,306 | Form 4 |
| 2025-04-01 | Youngwood SarahEVP & CFO | Grant or award A | −15,781 | – | 75,475 | Form 4 |
| 2025-04-01 | Griggs Pc NelsonPres. Capital Access Platforms | Grant or award A | +11,835 | – | 223,175 | Form 4 |
| 2025-04-01 | Griggs Pc NelsonPres. Capital Access Platforms | Shares withheld for tax F | −2,206 | 75.86 | 220,969 | Form 4 |
| 2025-04-01 | Peterson Bradley JEVP, CIO | Grant or award A | +8,416 | – | 139,491 | Form 4 |
| 2025-04-01 | Peterson Bradley JEVP, CIO | Shares withheld for tax F | −2,411 | 75.86 | 137,080 | Form 4 |
| 2025-04-01 | Zecca JohnEVP, Global CLO | Grant or award A | +7,233 | – | 132,227 | Form 4 |
| 2025-04-01 | Zecca JohnEVP, Global CLO | Shares withheld for tax F | −1,274 | 75.86 | 130,953 | Form 4 |
| 2025-04-01 | Skule JeremyEVP, CSO | Grant or award A | +6,575 | – | 103,435 | Form 4 |
| 2025-04-01 | Skule JeremyEVP, CSO | Shares withheld for tax F | −1,770 | 75.86 | 101,665 | Form 4 |
| 2025-04-01 | Daly Michelle LynnSVP, Controller & PAO | Grant or award A | +2,169 | – | 18,051 | Form 4 |
| 2025-04-01 | Daly Michelle LynnSVP, Controller & PAO | Shares withheld for tax F | −380 | 75.86 | 17,671 | Form 4 |
| 2025-04-01 | Friedman Adena TDirector, Chair and CEO | Grant or award A | +39,452 | – | 1,946,429 | Form 4 |
| 2025-04-01 | Friedman Adena TDirector, Chair and CEO | Shares withheld for tax F | −13,469 | 75.86 | 1,932,960 | Form 4 |
| 2025-04-01 | Smith Bryan EverardEVP, CPO | Grant or award A | +7,233 | – | 65,985 | Form 4 |
| 2025-04-01 | Smith Bryan EverardEVP, CPO | Shares withheld for tax F | −1,403 | 75.86 | 64,582 | Form 4 |
| 2025-03-12 | Friedman Adena TDirector, Chair and CEO | Grant or award A | +168,125 | – | 1,991,988 | Form 4 |
| 2025-03-12 | Friedman Adena TDirector, Chair and CEO | Shares withheld for tax F | −85,011 | 72.29 | 1,906,977 | Form 4 |
| 2025-02-19 | Tal CohenPresident, Market Platforms | Grant or award A | +28,020 | – | 155,960 | Form 4 |
| 2025-02-19 | Tal CohenPresident, Market Platforms | Shares withheld for tax F | −12,502 | 81.24 | 143,458 | Form 4 |
| 2025-02-19 | Smith Bryan EverardExecutive Vice President | Grant or award A | +15,410 | – | 70,986 | Form 4 |
| 2025-02-19 | Smith Bryan EverardExecutive Vice President | Shares withheld for tax F | −6,734 | 81.24 | 64,252 | Form 4 |
| 2025-02-19 | Zecca JohnExecutive Vice President | Grant or award A | +18,211 | – | 131,474 | Form 4 |
| 2025-02-19 | Zecca JohnExecutive Vice President | Shares withheld for tax F | −6,480 | 81.24 | 124,994 | Form 4 |
| 2025-02-19 | Griggs Pc NelsonPresident, Capital Access Plat | Grant or award A | +28,020 | – | 223,841 | Form 4 |
| 2025-02-19 | Griggs Pc NelsonPresident, Capital Access Plat | Shares withheld for tax F | −12,501 | 81.24 | 211,340 | Form 4 |
| 2025-02-19 | Daly Michelle LynnController and Prin Acctg Ofcr | Grant or award A | +5,514 | – | 17,937 | Form 4 |
| 2025-02-19 | Daly Michelle LynnController and Prin Acctg Ofcr | Shares withheld for tax F | −2,056 | 81.24 | 15,882 | Form 4 |
| 2025-02-19 | Peterson Bradley JExecutive Vice President | Grant or award A | +28,020 | – | 159,030 | Form 4 |
| 2025-02-19 | Peterson Bradley JExecutive Vice President | Shares withheld for tax F | −10,964 | 81.24 | 148,131 | Form 4 |
| 2025-02-19 | Skule JeremyExecutive Vice President | Grant or award A | +19,613 | – | 105,918 | Form 4 |
| 2025-02-19 | Skule JeremyExecutive Vice President | Shares withheld for tax F | −9,058 | 81.24 | 96,860 | Form 4 |
| 2024-12-27 | Yabuki Jeffery WDirector | Gift G | −2,500 | – | 13,740 | Form 4 |
| 2024-12-06 | Youngwood SarahExecutive Vice President | Shares withheld for tax F | −14,888 | 81.14 | 74,653 | Form 4 |
| 2024-12-06 | Skule JeremyExecutive Vice President | Shares withheld for tax F | −4,126 | 81.14 | 98,379 | Form 4 |
How to read it
- Buy, sale
- Code P and S on the form: shares bought or sold in the market, at the market price. The other codes are mostly pay (a grant, an option exercised) or tax (shares the company withheld), and say little about what the insider thinks of the price.
- Plan
- A sale or purchase under a Rule 10b5-1 plan, set up in advance and running on its own schedule. Since April 2023 the form has a box for it. Much executive selling is planned and says more about diversifying than about the company.
- Holds after
- The shares the insider still held after the trade, in the form the trade was in (directly, or indirectly through a trust or a fund).
- Value
- Shares times the price the form reports, which is often an average over several fills on the day.
Read from the SEC's own quarterly data sets of Forms 3, 4 and 5, and from each day's filings since the last one. A correcting amendment replaces the lines it restates. Every row links to its filing. None of this is advice: insiders sell for many reasons, and buy for fewer.