Morgan Stanley (MS) · Insider trading
What Morgan Stanley's directors, officers and largest holders bought and sold themselves, from the Form 4 each of them files with the SEC within two business days of a trade. Open-market purchases and sales first: those are the trades somebody chose to make at the market price.
Bought, 12 months
$0
0 insiders, 0 trades
Sold, 12 months
$68.17M
9 insiders, 0% under a plan
Net, 12 months
−$68.17M
bought less sold
Latest filing
2026-09-24
filings read to 2026-10-19
Who traded, two years
| Insider | Bought | Sold | Trades | Last trade | Holds after |
|---|---|---|---|---|---|
| Saperstein Andrew MCo-President | – | $30.46M | 18 | 2026-04-16 | 327,226 |
| Simkowitz Daniel ACo-President | – | $21.59M | 6 | 2026-04-17 | 365,802 |
| Pick EdwardDirector, Chairman and CEO | – | $16.43M | 1 | 2025-10-31 | 574,986 |
| Pizzi Michael A.Head Technology & Operations | – | $13.95M | 5 | 2026-07-17 | 128,871 |
| Grossman Eric FChief Legal/Admin Officer | – | $10.69M | 6 | 2026-04-20 | 174,962 |
| Yeshaya SharonChief Financial Officer | – | $9.98M | 4 | 2026-07-16 | 136,810 |
| Crawley MandellChief Client Officer | – | $5.63M | 9 | 2026-04-16 | 76,112 |
| Smith Charles AChief Risk Officer | – | $4.35M | 2 | 2026-01-20 | 119,128 |
| Akram RajaDeputy Chief Financial Officer | – | $2.38M | 1 | 2025-01-21 | 81,440 |
| Schapiro Mary LDirector | – | $212,060 | 1 | 2026-07-28 | 40,843 |
| Herz Robert HDirector | – | $95,456 | 1 | 2025-05-02 | 96,760 |
Open-market purchases and sales
Newest first. “Plan” marks a trade made under a 10b5-1 plan set up in advance.
| Date | Insider | Trade | Shares | Price | Value | Holds after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-07-28 | Schapiro Mary LDirector | Sale | 1,000 | 212.06 | $212,060 | 40,843 | Form 4 |
| 2026-07-17 | Pizzi Michael A.Head Technology & Operations | Sale | 17,064 | 215.00 | $3.67M | 128,871 | Form 4 |
| 2026-07-17 | Pizzi Michael A.Head Technology & Operations | Sale | 7,101 | 216.88 | $1.54M | 121,770 | Form 4 |
| 2026-07-16 | Yeshaya SharonChief Financial Officer | Sale | 6,382 | 222.51 | $1.42M | 136,810 | Form 4 |
| 2026-07-16 | Yeshaya SharonChief Financial Officer | Saleindirect | 9,172 | 222.51 | $2.04M | 0 | Form 4 |
| 2026-04-20 | Grossman Eric FChief Legal/Admin Officer | Sale | 5,559 | 190.00 | $1.06M | 174,962 | Form 4 |
| 2026-04-20 | Grossman Eric FChief Legal/Admin Officer | Sale | 5,559 | 191.50 | $1.06M | 169,403 | Form 4 |
| 2026-04-17 | Simkowitz Daniel ACo-President | Sale | 14,690 | 189.24 | $2.78M | 365,802 | Form 4 |
| 2026-04-16 | Crawley MandellChief Client Officer | Sale | 2,546 | 187.25 | $476,738 | 76,112 | Form 4 |
| 2026-04-16 | Crawley MandellChief Client Officer | Sale | 13,283 | 188.38 | $2.50M | 62,829 | Form 4 |
| 2026-04-16 | Crawley MandellChief Client Officer | Sale | 300 | 189.05 | $56,715 | 62,529 | Form 4 |
| 2026-04-16 | Saperstein Andrew MCo-President | Sale | 6,584 | 187.20 | $1.23M | 327,226 | Form 4 |
| 2026-04-16 | Saperstein Andrew MCo-President | Sale | 33,541 | 188.37 | $6.32M | 293,685 | Form 4 |
| 2026-04-16 | Saperstein Andrew MCo-President | Sale | 6,353 | 189.15 | $1.20M | 287,332 | Form 4 |
| 2026-04-16 | Saperstein Andrew MCo-President | Sale | 1,400 | 190.44 | $266,616 | 285,932 | Form 4 |
| 2026-04-16 | Saperstein Andrew MCo-President | Sale | 3,190 | 191.30 | $610,247 | 282,742 | Form 4 |
| 2026-04-16 | Saperstein Andrew MCo-President | Sale | 600 | 192.12 | $115,272 | 282,142 | Form 4 |
| 2026-01-30 | Simkowitz Daniel ACo-President | Sale | 32,968 | 182.61 | $6.02M | 357,342 | Form 4 |
| 2026-01-20 | Crawley MandellChief Client Officer | Sale | 3,521 | 181.89 | $640,435 | 73,128 | Form 4 |
| 2026-01-20 | Crawley MandellChief Client Officer | Sale | 400 | 182.73 | $73,092 | 72,728 | Form 4 |
| 2026-01-20 | Crawley MandellChief Client Officer | Sale | 1,700 | 184.16 | $313,072 | 71,028 | Form 4 |
| 2026-01-20 | Crawley MandellChief Client Officer | Sale | 1,001 | 184.90 | $185,085 | 70,026 | Form 4 |
| 2026-01-20 | Crawley MandellChief Client Officer | Sale | 1,238 | 185.94 | $230,194 | 68,788 | Form 4 |
| 2026-01-20 | Grossman Eric FChief Legal/Admin Officer | Sale | 21,555 | 184.00 | $3.97M | 171,005 | Form 4 |
| 2026-01-20 | Pizzi Michael A.Head Technology & Operations | Sale | 20,000 | 184.55 | $3.69M | 127,872 | Form 4 |
| 2026-01-20 | Saperstein Andrew MCo-President | Sale | 11,430 | 181.85 | $2.08M | 299,381 | Form 4 |
| 2026-01-20 | Saperstein Andrew MCo-President | Sale | 1,900 | 182.63 | $346,997 | 297,481 | Form 4 |
| 2026-01-20 | Saperstein Andrew MCo-President | Sale | 5,990 | 184.13 | $1.10M | 291,491 | Form 4 |
| 2026-01-20 | Saperstein Andrew MCo-President | Sale | 6,810 | 184.94 | $1.26M | 284,681 | Form 4 |
| 2026-01-20 | Saperstein Andrew MCo-President | Sale | 3,700 | 185.91 | $687,867 | 280,981 | Form 4 |
| 2026-01-20 | Saperstein Andrew MCo-President | Sale | 500 | 186.60 | $93,300 | 280,481 | Form 4 |
| 2026-01-20 | Smith Charles AChief Risk Officer | Sale | 8,500 | 182.08 | $1.55M | 119,128 | Form 4 |
| 2026-01-20 | Yeshaya SharonChief Financial Officer | Sale | 15,838 | 185.77 | $2.94M | 135,304 | Form 4 |
| 2025-10-31 | Pick EdwardDirector, Chairman and CEO | Sale | 100,000 | 164.34 | $16.43M | 574,986 | Form 4 |
| 2025-07-17 | Grossman Eric FChief Legal/Admin Officer | Sale | 12,000 | 141.12 | $1.69M | 186,420 | Form 4 |
| 2025-07-17 | Pizzi Michael A.Head Technology & Operations | Sale | 18,000 | 140.62 | $2.53M | 136,407 | Form 4 |
| 2025-07-17 | Saperstein Andrew MCo-President | Saleindirect | 22,207 | 140.68 | $3.12M | 21,359 | Form 4 |
| 2025-07-17 | Saperstein Andrew MCo-President | Saleindirect | 21,359 | 141.28 | $3.02M | 0 | Form 4 |
| 2025-07-17 | Simkowitz Daniel ACo-President | Sale | 29,000 | 141.13 | $4.09M | 399,105 | Form 4 |
| 2025-07-17 | Smith Charles AChief Risk Officer | Sale | 20,000 | 140.30 | $2.81M | 119,239 | Form 4 |
14 more
| 2025-07-17 | Yeshaya SharonChief Financial Officer | Saleindirect | 25,583 | 139.81 | $3.58M | 0 | Form 4 |
| 2025-05-12 | Simkowitz Daniel ACo-President | Sale | 29,013 | 127.37 | $3.70M | 425,854 | Form 4 |
| 2025-05-02 | Saperstein Andrew MCo-President | Sale | 40,000 | 120.00 | $4.80M | 335,765 | Form 4 |
| 2025-05-02 | Herz Robert HDirector | Sale | 800 | 119.32 | $95,456 | 96,760 | Form 4 |
| 2025-04-15 | Grossman Eric FChief Legal/Admin Officer | Sale | 10,068 | 111.65 | $1.12M | 199,274 | Form 4 |
| 2025-01-22 | Crawley MandellChief Client Officer | Sale | 8,312 | 138.06 | $1.15M | 55,249 | Form 4 |
| 2025-01-21 | Akram RajaDeputy Chief Financial Officer | Sale | 17,500 | 136.01 | $2.38M | 81,440 | Form 4 |
| 2025-01-21 | Pizzi Michael A.Head Technology & Operations | Sale | 18,391 | 136.92 | $2.52M | 137,788 | Form 4 |
| 2025-01-21 | Saperstein Andrew MCo-President | Sale | 18,833 | 136.07 | $2.56M | 338,995 | Form 4 |
| 2025-01-21 | Saperstein Andrew MCo-President | Sale | 11,887 | 136.99 | $1.63M | 327,108 | Form 4 |
| 2025-01-21 | Saperstein Andrew MCo-President | Sale | 100 | 137.61 | $13,761 | 327,008 | Form 4 |
| 2025-01-21 | Simkowitz Daniel ACo-President | Sale | 22,111 | 136.22 | $3.01M | 438,249 | Form 4 |
| 2025-01-21 | Simkowitz Daniel ACo-President | Sale | 14,520 | 137.20 | $1.99M | 423,729 | Form 4 |
| 2025-01-21 | Grossman Eric FChief Legal/Admin Officer | Sale | 13,097 | 136.20 | $1.78M | 197,444 | Form 4 |
Grants, exercises and other transactions
Pay, tax and paperwork rather than a choice to trade at the market price. Two years.
80 × grant or award42 × shares withheld for tax23 × gift3 × returned to the company3 × small acquisition1 × other
Show them
| Date | Insider | What | Shares | Price | Holds after | Filing |
|---|---|---|---|---|---|---|
| 2026-09-22 | Mitsubishi Ufj Financial Group Inc10% owner | Returned to the company D | −1,340,519 | 212.57 | 375,330,252 | Form 4 |
| 2026-07-30 | Mitsubishi Ufj Financial Group Inc10% owner | Returned to the company D | −414,396 | 213.28 | 376,670,771 | Form 4 |
| 2026-07-28 | Schapiro Mary LDirector | Gift G | −2,325 | – | 38,518 | Form 4 |
| 2026-06-01 | Schapiro Mary LDirector | Grant or award A | +1,310 | – | 41,843 | Form 4 |
| 2026-06-01 | Glocer Thomas HDirector | Grant or award A | +1,310 | – | 124,038 | Form 4 |
| 2026-06-01 | Glocer Thomas HDirector | Grant or award A | +512 | 209.96 | 124,550 | Form 4 |
| 2026-06-01 | Leibowitz Shelley BDirector | Grant or award A | +1,310 | – | 48,370 | Form 4 |
| 2026-06-01 | Herz Robert HDirector | Grant or award A | +1,310 | – | 102,563 | Form 4 |
| 2026-06-01 | Miscik Judith ADirector | Grant or award A | +1,310 | – | 66,494 | Form 4 |
| 2026-06-01 | Peterson Douglas L.Director | Grant or award A | +1,310 | – | 11,398 | Form 4 |
| 2026-06-01 | Peterson Douglas L.Director | Grant or award A | +274 | 209.96 | 11,672 | Form 4 |
| 2026-06-01 | Traquina Perry MDirector | Grant or award A | +1,310 | – | 90,963 | Form 4 |
| 2026-06-01 | Traquina Perry MDirector | Grant or award A | +369 | 209.96 | 91,332 | Form 4 |
| 2026-06-01 | Good Lynn JDirector | Grant or award A | +1,310 | – | 3,227 | Form 4 |
| 2026-06-01 | Good Lynn JDirector | Grant or award A | +274 | 209.96 | 3,500 | Form 4 |
| 2026-06-01 | James Erika HDirector | Grant or award A | +1,310 | – | 13,253 | Form 4 |
| 2026-06-01 | Butler MeganDirector | Grant or award A | +1,310 | – | 6,019 | Form 4 |
| 2026-06-01 | Butler MeganDirector | Shares withheld for tax F | −190 | 209.96 | 5,829 | Form 4 |
| 2026-06-01 | Wilkins Rayford JrDirector | Grant or award A | +1,310 | – | 78,269 | Form 4 |
| 2026-06-01 | Nally Dennis MDirector | Grant or award A | +1,310 | – | 46,731 | Form 4 |
| 2026-06-01 | Nally Dennis MDirector | Grant or award A | +345 | 209.96 | 47,076 | Form 4 |
| 2026-04-17 | Simkowitz Daniel ACo-President | Gift G | −8,000 | – | 380,492 | Form 4 |
| 2026-04-16 | Crawley MandellChief Client Officer | Gift G | −1,053 | – | 61,476 | Form 4 |
| 2026-04-16 | Yeshaya SharonChief Financial Officer | Gift G | −9,172 | – | 142,487 | Form 4 |
| 2026-04-16 | Yeshaya SharonChief Financial Officer | Gift G | +9,172 | – | 9,172 | Form 4 |
| 2026-03-12 | Pick EdwardDirector, Chairman and CEO | Grant or award A | +60,897 | – | 699,926 | Form 4 |
| 2026-03-12 | Pick EdwardDirector, Chairman and CEO | Shares withheld for tax F | −33,677 | 160.89 | 666,249 | Form 4 |
| 2026-03-12 | Crawley MandellChief Client Officer | Grant or award A | +9,666 | – | 83,593 | Form 4 |
| 2026-03-12 | Crawley MandellChief Client Officer | Shares withheld for tax F | −4,935 | 160.89 | 78,658 | Form 4 |
| 2026-03-12 | Grossman Eric FChief Legal/Admin Officer | Grant or award A | +22,715 | – | 197,677 | Form 4 |
| 2026-03-12 | Grossman Eric FChief Legal/Admin Officer | Shares withheld for tax F | −11,597 | 160.89 | 186,080 | Form 4 |
| 2026-03-12 | Pizzi Michael A.Head Technology & Operations | Grant or award A | +16,432 | – | 153,367 | Form 4 |
| 2026-03-12 | Pizzi Michael A.Head Technology & Operations | Shares withheld for tax F | −7,900 | 160.89 | 145,467 | Form 4 |
| 2026-03-12 | Saperstein Andrew MCo-President | Grant or award A | +52,777 | – | 360,753 | Form 4 |
| 2026-03-12 | Saperstein Andrew MCo-President | Shares withheld for tax F | −26,943 | 160.89 | 333,810 | Form 4 |
| 2026-03-12 | Simkowitz Daniel ACo-President | Grant or award A | +32,865 | – | 406,667 | Form 4 |
| 2026-03-12 | Simkowitz Daniel ACo-President | Shares withheld for tax F | −18,175 | 160.89 | 388,492 | Form 4 |
| 2026-03-12 | Yeshaya SharonChief Financial Officer | Grant or award A | +17,399 | – | 161,281 | Form 4 |
| 2026-03-12 | Yeshaya SharonChief Financial Officer | Shares withheld for tax F | −9,622 | 160.89 | 151,659 | Form 4 |
| 2026-02-19 | Pick EdwardDirector, Chairman and CEO | Grant or award A | +60,897 | – | 672,760 | Form 4 |
| 2026-02-19 | Pick EdwardDirector, Chairman and CEO | Shares withheld for tax F | −33,731 | 176.59 | 639,029 | Form 4 |
| 2026-02-19 | Crawley MandellChief Client Officer | Grant or award A | +9,666 | – | 78,862 | Form 4 |
| 2026-02-19 | Crawley MandellChief Client Officer | Shares withheld for tax F | −4,935 | 176.59 | 73,927 | Form 4 |
| 2026-02-19 | Grossman Eric FChief Legal/Admin Officer | Grant or award A | +22,715 | – | 192,025 | Form 4 |
| 2026-02-19 | Grossman Eric FChief Legal/Admin Officer | Shares withheld for tax F | −11,597 | 176.59 | 180,428 | Form 4 |
| 2026-02-19 | Pizzi Michael A.Head Technology & Operations | Grant or award A | +16,432 | – | 144,835 | Form 4 |
| 2026-02-19 | Pizzi Michael A.Head Technology & Operations | Shares withheld for tax F | −7,900 | 176.59 | 136,935 | Form 4 |
| 2026-02-19 | Saperstein Andrew MCo-President | Grant or award A | +52,777 | – | 334,919 | Form 4 |
| 2026-02-19 | Saperstein Andrew MCo-President | Shares withheld for tax F | −26,943 | 176.59 | 307,976 | Form 4 |
| 2026-02-19 | Simkowitz Daniel ACo-President | Grant or award A | +32,865 | – | 391,977 | Form 4 |
| 2026-02-19 | Simkowitz Daniel ACo-President | Shares withheld for tax F | −18,175 | 176.59 | 373,802 | Form 4 |
| 2026-02-19 | Yeshaya SharonChief Financial Officer | Grant or award A | +17,399 | – | 153,504 | Form 4 |
| 2026-02-19 | Yeshaya SharonChief Financial Officer | Shares withheld for tax F | −9,622 | 176.59 | 143,882 | Form 4 |
| 2026-01-20 | Grossman Eric FChief Legal/Admin Officer | Gift G | −2,495 | – | 168,510 | Form 4 |
| 2026-01-20 | James Erika HDirector | Gift G | −542 | – | 11,845 | Form 4/A |
| 2026-01-16 | Pick EdwardDirector, Chairman and CEO | Shares withheld for tax F | −35,134 | 191.23 | 618,604 | Form 4 |
| 2026-01-16 | Pick EdwardDirector, Chairman and CEO | Gift G | −8,149 | – | 610,455 | Form 4 |
| 2026-01-16 | Crawley MandellChief Client Officer | Grant or award A | +18,172 | – | 82,582 | Form 4 |
| 2026-01-16 | Crawley MandellChief Client Officer | Shares withheld for tax F | −5,934 | 191.23 | 76,648 | Form 4 |
| 2026-01-16 | Grossman Eric FChief Legal/Admin Officer | Grant or award A | +36,965 | – | 225,219 | Form 4 |
| 2026-01-16 | Grossman Eric FChief Legal/Admin Officer | Shares withheld for tax F | −20,893 | 191.23 | 204,326 | Form 4 |
| 2026-01-16 | Pizzi Michael A.Head Technology & Operations | Grant or award A | +23,214 | – | 160,090 | Form 4 |
| 2026-01-16 | Pizzi Michael A.Head Technology & Operations | Shares withheld for tax F | −12,218 | 191.23 | 147,872 | Form 4 |
| 2026-01-16 | Saperstein Andrew MCo-President | Grant or award A | +39,994 | – | 338,076 | Form 4 |
| 2026-01-16 | Saperstein Andrew MCo-President | Shares withheld for tax F | −27,265 | 191.23 | 310,811 | Form 4 |
| 2026-01-16 | Simkowitz Daniel ACo-President | Grant or award A | +39,994 | – | 425,745 | Form 4 |
| 2026-01-16 | Simkowitz Daniel ACo-President | Shares withheld for tax F | −35,435 | 191.23 | 390,310 | Form 4 |
| 2026-01-16 | Smith Charles AChief Risk Officer | Grant or award A | +24,589 | – | 145,012 | Form 4 |
| 2026-01-16 | Smith Charles AChief Risk Officer | Shares withheld for tax F | −17,401 | 191.23 | 127,611 | Form 4 |
| 2026-01-16 | Yeshaya SharonChief Financial Officer | Grant or award A | +36,965 | – | 167,301 | Form 4 |
| 2026-01-16 | Yeshaya SharonChief Financial Officer | Shares withheld for tax F | −16,159 | 191.23 | 151,142 | Form 4 |
| 2026-01-16 | Worster VictoriaChief Accounting Officer | Grant or award A | +4,725 | – | 13,485 | Form 4 |
| 2026-01-16 | Worster VictoriaChief Accounting Officer | Shares withheld for tax F | −320 | 191.23 | 13,165 | Form 4 |
| 2026-01-16 | James Erika HDirector | Gift G | −522 | – | 11,865 | Form 4 |
| 2025-12-01 | Glocer Thomas HDirector | Grant or award A | +637 | 168.76 | 121,423 | Form 4 |
| 2025-12-01 | Good Lynn JDirector | Grant or award A | +227 | 168.76 | 1,896 | Form 4 |
| 2025-12-01 | Nally Dennis MDirector | Grant or award A | +430 | 168.76 | 45,137 | Form 4 |
| 2025-12-01 | Peterson Douglas L.Director | Grant or award A | +341 | 168.76 | 10,060 | Form 4 |
| 2025-12-01 | Traquina Perry MDirector | Grant or award A | +459 | 168.76 | 88,666 | Form 4 |
| 2025-11-07 | Leibowitz Shelley BDirector | Gift G | −1,800 | – | 46,883 | Form 4 |
| 2025-10-31 | Pick EdwardDirector, Chairman and CEO | Gift G | −123 | – | 574,863 | Form 4 |
| 2025-10-29 | Simkowitz Daniel ACo-President | Gift G | −10,000 | – | 383,757 | Form 4 |
| 2025-10-17 | Peterson Douglas L.Director | Small acquisition L | +4 | 159.72 | 9,720 | Form 4 |
| 2025-10-16 | Worster VictoriaChief Accounting Officer | Shares withheld for tax F | −49 | 162.65 | 8,741 | Form 4 |
| 2025-10-09 | Peterson Douglas L.Director | Small acquisition L | +1 | 154.98 | 9,716 | Form 4 |
| 2025-10-08 | Peterson Douglas L.Director | Small acquisition L | +31 | 155.99 | 9,715 | Form 4 |
| 2025-08-01 | Good Lynn JDirector | Grant or award A | +1,658 | – | 1,658 | Form 4 |
| 2025-07-17 | Pizzi Michael A.Head Technology & Operations | Gift G | −750 | – | 135,657 | Form 4 |
| 2025-07-17 | Simkowitz Daniel ACo-President | Gift G | −7,559 | – | 391,546 | Form 4 |
| 2025-06-01 | Traquina Perry MDirector | Grant or award A | +2,155 | – | 86,466 | Form 4 |
| 2025-06-01 | Traquina Perry MDirector | Grant or award A | +607 | 127.58 | 87,073 | Form 4 |
| 2025-06-01 | Schapiro Mary LDirector | Grant or award A | +2,155 | – | 39,196 | Form 4 |
| 2025-06-01 | Schapiro Mary LDirector | Grant or award A | +451 | 127.58 | 39,647 | Form 4 |
| 2025-06-01 | Wilkins Rayford JrDirector | Grant or award A | +2,155 | – | 75,925 | Form 4 |
| 2025-06-01 | Miscik Judith ADirector | Grant or award A | +2,155 | – | 64,288 | Form 4 |
| 2025-06-01 | Herz Robert HDirector | Grant or award A | +2,155 | – | 99,432 | Form 4 |
| 2025-06-01 | Glocer Thomas HDirector | Grant or award A | +2,155 | – | 118,446 | Form 4 |
| 2025-06-01 | Glocer Thomas HDirector | Grant or award A | +843 | 127.58 | 119,288 | Form 4 |
| 2025-06-01 | James Erika HDirector | Grant or award A | +2,155 | – | 12,274 | Form 4 |
| 2025-06-01 | Peterson Douglas L.Director | Grant or award A | +2,155 | – | 9,655 | Form 4 |
| 2025-06-01 | Butler MeganDirector | Grant or award A | +2,155 | – | 4,910 | Form 4 |
| 2025-06-01 | Butler MeganDirector | Shares withheld for tax F | −286 | 127.58 | 4,624 | Form 4 |
| 2025-06-01 | Nally Dennis MDirector | Grant or award A | +2,155 | – | 44,385 | Form 4 |
| 2025-06-01 | Leibowitz Shelley BDirector | Grant or award A | +2,155 | – | 48,614 | Form 4 |
| 2025-04-29 | Grossman Eric FChief Legal/Admin Officer | Gift G | −1,835 | – | 197,439 | Form 4 |
| 2025-04-14 | Yeshaya SharonChief Financial Officer | Gift G | −180 | – | 140,054 | Form 4 |
| 2025-04-14 | Yeshaya SharonChief Financial Officer | Gift G | −12,288 | – | 127,766 | Form 4 |
| 2025-04-14 | Yeshaya SharonChief Financial Officer | Gift G | +12,288 | – | 25,583 | Form 4 |
| 2025-02-21 | Pick EdwardDirector, Chairman and CEO | Grant or award A | +124,351 | – | 739,654 | Form 4 |
| 2025-02-21 | Pick EdwardDirector, Chairman and CEO | Shares withheld for tax F | −68,835 | 134.34 | 670,819 | Form 4 |
| 2025-02-21 | Crawley MandellChief Client Officer | Grant or award A | +15,372 | – | 70,989 | Form 4 |
| 2025-02-21 | Crawley MandellChief Client Officer | Shares withheld for tax F | −7,849 | 134.34 | 63,140 | Form 4 |
| 2025-02-21 | Grossman Eric FChief Legal/Admin Officer | Grant or award A | +44,410 | – | 242,884 | Form 4 |
| 2025-02-21 | Grossman Eric FChief Legal/Admin Officer | Shares withheld for tax F | −22,673 | 134.34 | 220,211 | Form 4 |
| 2025-02-21 | Pizzi Michael A.Head Technology & Operations | Grant or award A | +32,453 | – | 169,357 | Form 4 |
| 2025-02-21 | Pizzi Michael A.Head Technology & Operations | Shares withheld for tax F | −15,603 | 134.34 | 153,754 | Form 4 |
| 2025-02-21 | Saperstein Andrew MCo-President | Grant or award A | +95,655 | – | 424,598 | Form 4 |
| 2025-02-21 | Saperstein Andrew MCo-President | Shares withheld for tax F | −48,833 | 134.34 | 375,765 | Form 4 |
| 2025-02-21 | Simkowitz Daniel ACo-President | Grant or award A | +64,908 | – | 490,762 | Form 4 |
| 2025-02-21 | Simkowitz Daniel ACo-President | Shares withheld for tax F | −35,895 | 134.34 | 454,867 | Form 4 |
| 2025-02-21 | Yeshaya SharonChief Financial Officer | Grant or award A | +27,895 | – | 155,661 | Form 4 |
| 2025-02-21 | Yeshaya SharonChief Financial Officer | Shares withheld for tax F | −15,427 | 134.34 | 140,234 | Form 4 |
| 2025-01-22 | Yeshaya SharonChief Financial Officer | Gift G | −735 | – | 126,920 | Form 4 |
| 2025-01-21 | Pizzi Michael A.Head Technology & Operations | Gift G | −1,500 | – | 136,288 | Form 4 |
| 2025-01-21 | Yeshaya SharonChief Financial Officer | Gift G | −13,295 | – | 127,655 | Form 4 |
| 2025-01-21 | Yeshaya SharonChief Financial Officer | Gift G | +13,295 | – | 13,295 | Form 4 |
| 2025-01-17 | Pick EdwardDirector, Chairman and CEO | Grant or award A | +35,633 | – | 842,448 | Form 4 |
| 2025-01-17 | Pick EdwardDirector, Chairman and CEO | Shares withheld for tax F | −40,052 | 135.81 | 802,396 | Form 4 |
| 2025-01-17 | Pick EdwardDirector, Chairman and CEO | Other J | −181,976 | 136.31 | 620,420 | Form 4 |
| 2025-01-17 | Pick EdwardDirector, Chairman and CEO | Gift G | −7,101 | – | 613,319 | Form 4 |
| 2025-01-17 | Crawley MandellChief Client Officer | Grant or award A | +22,019 | – | 65,943 | Form 4 |
| 2025-01-17 | Crawley MandellChief Client Officer | Shares withheld for tax F | −2,382 | 135.81 | 63,561 | Form 4 |
| 2025-01-17 | Grossman Eric FChief Legal/Admin Officer | Grant or award A | +43,947 | – | 246,267 | Form 4 |
| 2025-01-17 | Grossman Eric FChief Legal/Admin Officer | Shares withheld for tax F | −22,714 | 135.81 | 223,553 | Form 4 |
| 2025-01-17 | Pizzi Michael A.Head Technology & Operations | Grant or award A | +29,329 | – | 174,034 | Form 4 |
| 2025-01-17 | Pizzi Michael A.Head Technology & Operations | Shares withheld for tax F | −17,855 | 135.81 | 156,179 | Form 4 |
| 2025-01-17 | Saperstein Andrew MCo-President | Grant or award A | +51,257 | – | 384,860 | Form 4 |
| 2025-01-17 | Saperstein Andrew MCo-President | Shares withheld for tax F | −27,032 | 135.81 | 357,828 | Form 4 |
| 2025-01-17 | Simkowitz Daniel ACo-President | Grant or award A | +51,257 | – | 499,238 | Form 4 |
| 2025-01-17 | Simkowitz Daniel ACo-President | Shares withheld for tax F | −38,878 | 135.81 | 460,360 | Form 4 |
| 2025-01-17 | Smith Charles Aubrey IIIChief Risk Officer | Grant or award A | +29,329 | – | 158,045 | Form 4 |
| 2025-01-17 | Smith Charles Aubrey IIIChief Risk Officer | Shares withheld for tax F | −20,237 | 135.81 | 137,808 | Form 4 |
| 2025-01-17 | Yeshaya SharonChief Financial Officer | Grant or award A | +43,947 | – | 154,393 | Form 4 |
| 2025-01-17 | Yeshaya SharonChief Financial Officer | Shares withheld for tax F | −13,443 | 135.81 | 140,950 | Form 4 |
| 2025-01-17 | Akram RajaDeputy Chief Financial Officer | Grant or award A | +23,463 | – | 111,906 | Form 4 |
| 2025-01-17 | Akram RajaDeputy Chief Financial Officer | Shares withheld for tax F | −12,966 | 135.81 | 98,940 | Form 4 |
| 2024-12-31 | Luczo Stephen JDirector | Grant or award A | +76 | 125.82 | 18,458 | Form 4 |
| 2024-12-31 | Luczo Stephen JDirector | Returned to the company D | −1,115 | – | 17,343 | Form 4 |
| 2024-12-01 | Glocer Thomas HDirector | Grant or award A | +757 | 132.04 | 114,772 | Form 4 |
| 2024-12-01 | Luczo Stephen JDirector | Grant or award A | +379 | 132.04 | 18,381 | Form 4 |
| 2024-12-01 | Schapiro Mary LDirector | Grant or award A | +379 | 132.04 | 36,582 | Form 4 |
| 2024-12-01 | Traquina Perry MDirector | Grant or award A | +530 | 132.04 | 83,168 | Form 4 |
How to read it
- Buy, sale
- Code P and S on the form: shares bought or sold in the market, at the market price. The other codes are mostly pay (a grant, an option exercised) or tax (shares the company withheld), and say little about what the insider thinks of the price.
- Plan
- A sale or purchase under a Rule 10b5-1 plan, set up in advance and running on its own schedule. Since April 2023 the form has a box for it. Much executive selling is planned and says more about diversifying than about the company.
- Holds after
- The shares the insider still held after the trade, in the form the trade was in (directly, or indirectly through a trust or a fund).
- Value
- Shares times the price the form reports, which is often an average over several fills on the day.
Read from the SEC's own quarterly data sets of Forms 3, 4 and 5, and from each day's filings since the last one. A correcting amendment replaces the lines it restates. Every row links to its filing. None of this is advice: insiders sell for many reasons, and buy for fewer.