Stock Scorer

Miami International Holdings, Inc. (MIAX) · Insider trading

What Miami International Holdings's directors, officers and largest holders bought and sold themselves, from the Form 4 each of them files with the SEC within two business days of a trade. Open-market purchases and sales first: those are the trades somebody chose to make at the market price.

Bought, 12 months
$722,511
1 insider, 3 trades
Sold, 12 months
$76.56M
11 insiders, 97% under a plan
Net, 12 months
−$75.84M
bought less sold
Latest filing
2026-10-06
filings read to 2026-10-19

Bought and sold at the market, by month

Two years. Purchases above the line, sales below, in dollars.

2025-01 2025-07 2025-08: $2.11M bought 2025-12: $99,999 bought 2026-01 2026-03: $622,512 bought 2026-03: $6.61M sold 2026-04: $12.48M sold 2026-05: $10.57M sold 2026-06: $9.54M sold 2026-07: $12.75M sold 2026-07 2026-08: $15.91M sold 2026-09: $7.37M sold 2026-10: $1.33M sold
Bought Sold Largest month: $15.91M

Who traded, two years

InsiderBoughtSold TradesLast tradeHolds after
Gallagher Thomas P.Director, Chairman & CEO $276,000 $32.30M 13 2026-09-03 –
Schafer Douglas M. JrEVP and CIO – $13.68M 7 2026-10-02 387,414
Comly Barbara J.EVP, GC & Corporate Secretary – $9.98M 7 2026-09-02 839,564
Brown ShellyEVP, Chief Strategy Officer – $4.98M 9 2026-09-16 316,490
Horizon Kinetics Asset Management LLCInsider $1.97M $2.19M 7 2026-03-05 –
Emmons LanceEVP and CFO $126 $3.47M 3 2026-08-17 86,538
Deitzel EdwardEVP, CRO, CCO MIAX Exchanges $2,300 $2.93M 9 2026-09-03 119,601
Jayabalan HarishEVP, CISO and CRO $57,500 $2.56M 5 2026-08-04 78,065
Eckert Kurt M.Director – $2.22M 5 2026-08-04 149,612
Schwarzkopf CynthiaDirector – $1.24M 3 2026-08-17 88,545
Teekell Judson GrayDirector – $1.00M 8 2026-09-02 –
Massad Mark I.Director $184,000 – 4 2025-08-13 3,500
Moore LisaDirector $126,500 – 1 2025-08-13 5,500
Smollen JohnEVP Traded Products & Relation $115,000 – 1 2025-08-13 7,226
Nazarali JamilDirector $57,500 – 1 2025-08-13 2,500
Lozier Kenneth W.Director $23,000 – 1 2025-08-13 1,000
Stahlin PaulDirector $23,000 – 1 2025-08-13 1,000

Open-market purchases and sales

Newest first. “Plan” marks a trade made under a 10b5-1 plan set up in advance.

DateInsiderTradeShares PriceValueHolds afterFiling
2026-10-02 Schafer Douglas M. JrEVP and CIO Saleplan 40,000 33.34 $1.33M 387,414 Form 4
2026-09-16 Brown ShellyEVP, Chief Strategy Officer Saleplan 21,217 38.61 $819,188 316,490 Form 4
2026-09-03 Gallagher Thomas P.Director, Chairman & CEO Saleplanindirect 47,000 42.43 $1.99M 1,423,275 Form 4
2026-09-03 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Saleplan 11,000 42.21 $464,310 119,601 Form 4
2026-09-02 Teekell Judson GrayDirector Saleplanindirect 5,545 41.58 $230,561 81,000 Form 4
2026-09-02 Teekell Judson GrayDirector Saleplan 3,000 40.89 $122,670 69,251 Form 4
2026-09-02 Schafer Douglas M. JrEVP and CIO Saleplan 48,000 40.48 $1.94M 387,414 Form 4
2026-09-02 Comly Barbara J.EVP, GC & Corporate Secretary Saleplan 44,445 40.49 $1.80M 839,564 Form 4
2026-08-19 Gallagher Thomas P.Director, Chairman & CEO Saleplanindirect 149,700 41.13 $6.16M 1,423,275 Form 4
2026-08-17 Emmons LanceEVP and CFO Saleplan 35,000 42.83 $1.50M 86,538 Form 4
2026-08-17 Schwarzkopf CynthiaDirector Saleplan 5,000 42.85 $214,250 88,545 Form 4
2026-08-04 Teekell Judson GrayDirector Saleplan 3,000 45.79 $137,370 72,251 Form 4
2026-08-04 Schafer Douglas M. JrEVP and CIO Saleplan 48,000 45.71 $2.19M 387,414 Form 4
2026-08-04 Gallagher Thomas P.Director, Chairman & CEO Saleplanindirect 48,334 45.69 $2.21M 1,723,275 Form 4
2026-08-04 Jayabalan HarishEVP, CISO and CRO Saleplan 20,000 45.90 $918,000 78,065 Form 4
2026-08-04 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Saleplan 11,000 45.78 $503,580 119,601 Form 4
2026-08-04 Eckert Kurt M.Director Saleplan 1,063 45.80 $48,685 149,612 Form 4
2026-08-04 Comly Barbara J.EVP, GC & Corporate Secretary Saleplan 44,445 45.69 $2.03M 882,984 Form 4
2026-07-15 Schwarzkopf CynthiaDirector Saleplan 5,000 42.00 $210,000 88,545 Form 4
2026-07-13 Gallagher Thomas P.Director, Chairman & CEO Saleplanindirect 70,000 42.52 $2.98M 1,723,275 Form 4
2026-07-13 Comly Barbara J.EVP, GC & Corporate Secretary Saleplan 28,000 41.98 $1.18M 882,984 Form 4
2026-07-07 Gallagher Thomas P.Director, Chairman & CEO Saleplanindirect 28,228 42.27 $1.19M 1,723,275 Form 4
2026-07-06 Brown ShellyEVP, Chief Strategy Officer Saleplan 16,000 42.13 $674,080 353,990 Form 4
2026-07-06 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Saleplan 11,000 42.04 $462,440 119,601 Form 4
2026-07-06 Jayabalan HarishEVP, CISO and CRO Saleplan 20,000 42.12 $842,400 78,065 Form 4
2026-07-06 Gallagher Thomas P.Director, Chairman & CEO Saleplanindirect 41,772 42.09 $1.76M 1,723,275 Form 4
2026-07-02 Schafer Douglas M. JrEVP and CIO Saleplan 48,000 41.22 $1.98M 387,414 Form 4
2026-07-02 Comly Barbara J.EVP, GC & Corporate Secretary Saleplan 28,000 41.22 $1.15M 882,984 Form 4
2026-07-02 Eckert Kurt M.Director Saleplan 5,250 39.35 $206,588 149,612 Form 4
2026-07-02 Teekell Judson GrayDirector Saleplan 3,000 40.00 $120,000 75,251 Form 4
2026-06-15 Brown ShellyEVP, Chief Strategy Officer Saleplan 4,714 44.23 $208,500 316,714 Form 4
2026-06-11 Schwarzkopf CynthiaDirector Saleplan 19,500 41.73 $813,735 81,308 Form 4
2026-06-09 Jayabalan HarishEVP, CISO and CRO Saleplan 9,783 40.04 $391,711 73,405 Form 4
2026-06-08 Jayabalan HarishEVP, CISO and CRO Saleplan 10,217 40.12 $409,906 73,405 Form 4
2026-06-02 Teekell Judson GrayDirector Saleplan 3,000 42.78 $128,340 71,014 Form 4
2026-06-02 Schafer Douglas M. JrEVP and CIO Saleplan 48,000 42.84 $2.06M 396,681 Form 4
2026-06-02 Gallagher Thomas P.Director, Chairman & CEO Saleplanindirect 70,000 42.36 $2.97M 1,723,275 Form 4
2026-06-02 Brown ShellyEVP, Chief Strategy Officer Saleplan 16,000 42.12 $673,920 325,047 Form 4
2026-06-02 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Saleplan 11,000 42.16 $463,760 116,221 Form 4
2026-06-02 Eckert Kurt M.Director Saleplan 5,250 42.76 $224,490 142,375 Form 4
45 more
2026-06-02 Comly Barbara J.EVP, GC & Corporate Secretary Saleplan 28,000 42.85 $1.20M 843,844 Form 4
2026-05-15 Emmons LanceEVP and CFO Saleplan 35,000 56.36 $1.97M 84,262 Form 4
2026-05-05 Gallagher Thomas P.Director, Chairman & CEO Saleplanindirect 15,771 47.92 $755,746 1,723,275 Form 4
2026-05-04 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Saleplan 11,000 47.28 $520,080 116,221 Form 4
2026-05-04 Gallagher Thomas P.Director, Chairman & CEO Saleplanindirect 54,229 47.26 $2.56M 1,723,275 Form 4
2026-05-04 Teekell Judson GrayDirector Saleplan 3,000 47.30 $141,900 56,338 Form 4
2026-05-04 Schafer Douglas M. JrEVP and CIO Saleplan 48,000 47.25 $2.27M 396,681 Form 4
2026-05-04 Brown ShellyEVP, Chief Strategy Officer Saleplan 16,000 47.28 $756,480 325,047 Form 4
2026-05-04 Eckert Kurt M.Director Saleplan 5,625 47.29 $266,006 142,375 Form 4
2026-05-04 Comly Barbara J.EVP, GC & Corporate Secretary Saleplan 28,000 47.26 $1.32M 843,844 Form 4
2026-04-15 Comly Barbara J.EVP, GC & Corporate Secretary Saleplan 29,667 43.64 $1.29M 843,844 Form 4
2026-04-15 Gallagher Thomas P.Director, Chairman & CEO Saleplanindirect 70,001 43.36 $3.04M 1,827,399 Form 4
2026-04-15 Gallagher Thomas P.Director, Chairman & CEO Saleplanindirect 104,124 43.36 $4.51M 1,723,275 Form 4
2026-04-15 Gallagher Thomas P.Director, Chairman & CEO Saleplan 49,900 43.68 $2.18M 485,963 Form 4
2026-04-08 Brown ShellyEVP, Chief Strategy Officer Saleplan 16,434 42.08 $691,543 325,047 Form 4
2026-04-08 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Saleplan 7,572 42.02 $318,175 116,221 Form 4
2026-04-07 Brown ShellyEVP, Chief Strategy Officer Saleplan 900 42.00 $37,800 325,047 Form 4/A
2026-04-07 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Saleplan 762 42.00 $32,004 116,221 Form 4
2026-04-07 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Saleplan 4,001 42.00 $168,042 116,221 Form 4
2026-04-06 Brown ShellyEVP, Chief Strategy Officer Saleplan 2,357 41.33 $97,415 325,047 Form 4/A
2026-04-02 Teekell Judson GrayDirector Saleplan 2,700 40.00 $108,000 59,338 Form 4
2026-03-25 Teekell Judson GrayDirector Sale 300 40.00 $12,000 62,038 Form 4
2026-03-23 Brown ShellyEVP, Chief Strategy Officer Saleplan 25,932 39.33 $1.02M 299,197 Form 4
2026-03-19 Eckert Kurt M.Director Saleplan 37,917 39.00 $1.48M 142,375 Form 4
2026-03-17 Schafer Douglas M. JrEVP and CIO Saleplan 48,000 39.74 $1.91M 396,681 Form 4
2026-03-05 Horizon Kinetics Asset Management LLCInsiderwith Stahl Murray Buyindirect 7,200 43.08 $310,176 4,633,842 Form 4
2026-03-04 Horizon Kinetics Asset Management LLCInsiderwith Stahl Murray Buyindirect 7,200 43.38 $312,336 4,626,642 Form 4/A
2026-03-02 Horizon Kinetics Asset Management LLCInsiderwith Stahl Murray Saleindirect 53,578 40.92 $2.19M 4,619,442 Form 4/A
2025-12-12 Horizon Kinetics Asset Management LLCInsiderwith Stahl Murray Buyindirect 2,439 41.00 $99,999 4,560,364 Form 4
2025-10-03 Horizon Kinetics Asset Management LLCInsiderwith Stahl Murray Buyindirect 2 41.97 $84 4,557,925 Form 4
2025-09-26 Horizon Kinetics Asset Management LLCInsiderwith Stahl Murray Buyindirect 4 41.76 $167 4,557,923 Form 4
2025-08-28 Horizon Kinetics Asset Management LLCInsiderwith Stahl Murray Buyindirect 34,470 36.10 $1.24M 4,557,919 Form 4
2025-08-14 Emmons LanceEVP and CFO Buyindirect 4 31.44 $126 4 Form 4
2025-08-13 Massad Mark I.Director Buy 3,500 23.00 $80,500 3,500 Form 4
2025-08-13 Massad Mark I.Director Buyindirect 2,500 23.00 $57,500 2,500 Form 4
2025-08-13 Massad Mark I.Director Buyindirect 1,500 23.00 $34,500 1,500 Form 4
2025-08-13 Massad Mark I.Director Buyindirect 500 23.00 $11,500 500 Form 4
2025-08-13 Lozier Kenneth W.Director Buy 1,000 23.00 $23,000 1,000 Form 4
2025-08-13 Gallagher Thomas P.Director, Chairman & CEO Buy 12,000 23.00 $276,000 12,000 Form 4
2025-08-13 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Buy 100 23.00 $2,300 32,193 Form 4
2025-08-13 Smollen JohnEVP Traded Products & Relation Buy 5,000 23.00 $115,000 7,226 Form 4
2025-08-13 Nazarali JamilDirector Buy 2,500 23.00 $57,500 2,500 Form 4
2025-08-13 Stahlin PaulDirector Buy 1,000 23.00 $23,000 1,000 Form 4
2025-08-13 Jayabalan HarishEVP, CISO and CRO Buy 2,500 23.00 $57,500 6,443 Form 4
2025-08-13 Moore LisaDirector Buy 5,500 23.00 $126,500 5,500 Form 4

Grants, exercises and other transactions

Pay, tax and paperwork rather than a choice to trade at the market price. Two years.

85 × option exercise36 × grant or award28 × conversion27 × shares withheld for tax2 × option exercise1 × other1 × gift
Show them
DateInsiderWhatShares PriceHolds afterFiling
2026-10-02 Schafer Douglas M. JrEVP and CIO Option exercise M +40,000 12.00 427,414 Form 4
2026-09-25 Jayabalan HarishEVP, CISO and CRO Option exercise M +8,333 12.00 86,398 Form 4
2026-09-11 Brown ShellyEVP, Chief Strategy Officer Shares withheld for tax F −16,283 42.54 337,707 Form 4
2026-09-03 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +47,000 12.00 1,470,275 Form 4
2026-09-03 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +16,666 12.00 760,605 Form 4
2026-09-03 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +8,333 12.00 768,938 Form 4
2026-09-03 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +13,140 15.22 782,078 Form 4
2026-09-03 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +4,464 22.40 786,542 Form 4
2026-09-03 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Option exercise M +11,000 12.00 130,601 Form 4
2026-09-02 Schafer Douglas M. JrEVP and CIO Option exercise M +43,334 12.00 430,748 Form 4
2026-09-02 Schafer Douglas M. JrEVP and CIO Option exercise M +4,666 12.00 435,414 Form 4
2026-09-02 Comly Barbara J.EVP, GC & Corporate Secretary Option exercise M +44,445 12.00 884,009 Form 4
2026-08-18 Gallagher Thomas P.Director, Chairman & CEO Shares withheld for tax F −150,300 42.41 1,572,975 Form 4
2026-08-18 Comly Barbara J.EVP, GC & Corporate Secretary Shares withheld for tax F −43,420 42.41 839,564 Form 4
2026-08-17 Schwarzkopf CynthiaDirector Option exercise M +5,000 12.00 93,545 Form 4
2026-08-04 Schafer Douglas M. JrEVP and CIO Option exercise M +48,000 12.00 435,414 Form 4
2026-08-04 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +48,334 12.00 1,771,609 Form 4
2026-08-04 Jayabalan HarishEVP, CISO and CRO Option exercise M +14,168 12.00 92,233 Form 4
2026-08-04 Jayabalan HarishEVP, CISO and CRO Option exercise M +5,832 15.22 98,065 Form 4
2026-08-04 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Option exercise M +11,000 12.00 130,601 Form 4
2026-08-04 Eckert Kurt M.Director Option exercise M +1,063 12.00 150,675 Form 4
2026-08-04 Comly Barbara J.EVP, GC & Corporate Secretary Option exercise M +44,445 12.00 927,429 Form 4
2026-07-15 Schwarzkopf CynthiaDirector Option exercise M +5,000 12.00 93,545 Form 4
2026-07-13 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +70,000 12.00 1,793,275 Form 4
2026-07-13 Comly Barbara J.EVP, GC & Corporate Secretary Option exercise M +28,000 12.00 910,984 Form 4
2026-07-08 Brown David ADirector Shares withheld for tax F −171 43.72 7,066 Form 4
2026-07-07 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +28,228 12.00 1,751,503 Form 4
2026-07-06 Brown ShellyEVP, Chief Strategy Officer Option exercise M +16,000 12.00 369,990 Form 4
2026-07-06 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Option exercise M +7,333 12.00 126,934 Form 4
2026-07-06 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Option exercise M +3,667 12.00 130,601 Form 4
2026-07-06 Jayabalan HarishEVP, CISO and CRO Option exercise M +834 12.00 78,899 Form 4
2026-07-06 Jayabalan HarishEVP, CISO and CRO Option exercise M +16,667 12.00 95,566 Form 4
2026-07-06 Jayabalan HarishEVP, CISO and CRO Option exercise M +2,499 12.00 98,065 Form 4
2026-07-06 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +41,772 12.00 1,765,047 Form 4
2026-07-02 Schafer Douglas M. JrEVP and CIO Option exercise M +6,000 12.00 393,414 Form 4
2026-07-02 Schafer Douglas M. JrEVP and CIO Option exercise M +42,000 12.00 435,414 Form 4
2026-07-02 Comly Barbara J.EVP, GC & Corporate Secretary Option exercise M +28,000 12.00 910,984 Form 4
2026-07-02 Eckert Kurt M.Director Option exercise M +5,250 12.00 154,862 Form 4
2026-06-16 Schafer Douglas M. JrEVP and CIO Grant or award A +23,298 – 387,414 Form 4
2026-06-16 Gallagher Thomas P.Director, Chairman & CEO Grant or award A +232,977 – 743,939 Form 4
2026-06-16 Brown ShellyEVP, Chief Strategy Officer Grant or award A +37,276 – 353,990 Form 4
2026-06-16 Jayabalan HarishEVP, CISO and CRO Grant or award A +4,660 – 78,065 Form 4
2026-06-16 Vermaas CeesCEO of TISEG Grant or award A +4,660 – 4,660 Form 4
2026-06-16 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Grant or award A +9,319 – 119,601 Form 4
2026-06-16 Emmons LanceEVP and CFO Grant or award A +37,276 – 121,538 Form 4
2026-06-16 Smollen JohnEVP, New Product Development Grant or award A +7,455 – 178,212 Form 4
2026-06-16 Comly Barbara J.EVP, GC & Corporate Secretary Grant or award A +39,140 – 882,984 Form 4
2026-06-16 Sites EricDirector Grant or award A +4,970 – 5,684 Form 4
2026-06-16 Stahlin PaulDirector Grant or award A +4,970 – 42,143 Form 4
2026-06-16 Brown David ADirector Grant or award A +4,970 – 7,237 Form 4
2026-06-16 Sommers Jill E.Director Grant or award A +4,970 – 6,083 Form 4
2026-06-16 Teekell Judson GrayDirector Grant or award A +4,970 – 78,251 Form 4
2026-06-16 Raymond Mark F.Director Option exercise M +16,000 12.00 62,094 Form 4
2026-06-16 Raymond Mark F.Director Grant or award A +4,970 – 67,064 Form 4
2026-06-16 Beckelman JohnDirector Grant or award A +4,970 – 15,904 Form 4
2026-06-16 Schwarzkopf CynthiaDirector Grant or award A +4,970 – 88,545 Form 4
2026-06-16 Eckert Kurt M.Director Grant or award A +4,970 – 149,612 Form 4
2026-06-16 Al-Bahar Talal JassimDirector Grant or award A +4,970 – 40,891 Form 4
2026-06-16 Massad Mark I.Director Grant or award A +4,970 – 10,737 Form 4
2026-06-16 Lozier Kenneth W.Director Grant or award A +4,970 – 8,237 Form 4
2026-06-16 Moore LisaDirector Grant or award A +4,970 – 12,737 Form 4
2026-06-15 Sites EricDirector Grant or award A +714 – 714 Form 4
2026-06-15 Stahlin PaulDirector Grant or award A +2,267 – 37,173 Form 4
2026-06-15 Brown David ADirector Grant or award A +2,267 – 2,267 Form 4
2026-06-15 Sommers Jill E.Director Grant or award A +1,113 – 1,113 Form 4
2026-06-15 Teekell Judson GrayDirector Grant or award A +2,267 – 73,281 Form 4
2026-06-15 Raymond Mark F.Director Grant or award A +2,267 – 46,094 Form 4
2026-06-15 Beckelman JohnDirector Grant or award A +2,267 – 10,934 Form 4
2026-06-15 Schwarzkopf CynthiaDirector Grant or award A +2,267 – 83,575 Form 4
2026-06-15 Eckert Kurt M.Director Grant or award A +2,267 – 144,642 Form 4
2026-06-15 Al-Bahar Talal JassimDirector Grant or award A +2,267 – 35,921 Form 4
2026-06-15 Massad Mark I.Director Grant or award A +2,267 – 5,767 Form 4
2026-06-15 Lozier Kenneth W.Director Grant or award A +2,267 – 3,267 Form 4
2026-06-15 Becker LeeDirector Grant or award A +2,267 – 2,267 Form 4
2026-06-15 Moore LisaDirector Grant or award A +2,267 – 7,767 Form 4
2026-06-11 Schafer Douglas M. JrEVP and CIO Shares withheld for tax F −32,565 40.79 364,116 Form 4
2026-06-11 Brown ShellyEVP, Chief Strategy Officer Shares withheld for tax F −3,619 40.79 321,428 Form 4
2026-06-11 Schwarzkopf CynthiaDirector Option exercise M +19,500 12.00 100,808 Form 4
2026-06-11 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Shares withheld for tax F −5,939 40.79 110,282 Form 4
2026-06-11 Stahlin PaulDirector Option exercise M +4,000 12.00 36,083 Form 4
2026-06-11 Stahlin PaulDirector Shares withheld for tax F −1,177 40.79 34,906 Form 4
2026-06-09 Stahlin PaulDirector Option exercise M +7,000 12.00 32,083 Form 4
2026-06-09 Jayabalan HarishEVP, CISO and CRO Option exercise M +9,783 12.00 83,188 Form 4
2026-06-08 Jayabalan HarishEVP, CISO and CRO Option exercise M +10,217 12.00 83,622 Form 4
2026-06-02 Schafer Douglas M. JrEVP and CIO Option exercise M +48,000 12.00 444,681 Form 4
2026-06-02 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +70,000 12.00 1,793,275 Form 4
2026-06-02 Brown ShellyEVP, Chief Strategy Officer Option exercise M +16,000 12.00 341,047 Form 4
2026-06-02 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Option exercise M +11,000 12.00 127,221 Form 4
2026-06-02 Eckert Kurt M.Director Option exercise M +5,250 12.00 147,625 Form 4
2026-06-02 Comly Barbara J.EVP, GC & Corporate Secretary Option exercise M +28,000 12.00 871,844 Form 4
2026-05-19 Horizon Kinetics Asset Management LLC10% owner Other J −2,455,744 – 2,170,898 Form 4
2026-05-19 Teekell Judson GrayDirector Option exercise M +22,667 12.00 79,005 Form 4
2026-05-19 Teekell Judson GrayDirector Shares withheld for tax F −4,991 54.51 74,014 Form 4
2026-05-11 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +24,999 12.00 510,962 Form 4
2026-05-05 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +15,771 12.00 1,739,046 Form 4
2026-05-04 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Option exercise M +11,000 12.00 127,221 Form 4
2026-05-04 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +54,229 12.00 1,777,504 Form 4
2026-05-04 Schafer Douglas M. JrEVP and CIO Option exercise M +48,000 12.00 444,681 Form 4
2026-05-04 Brown ShellyEVP, Chief Strategy Officer Option exercise M +16,000 12.00 341,047 Form 4
2026-05-04 Eckert Kurt M.Director Option exercise M +5,625 12.00 148,000 Form 4
2026-05-04 Comly Barbara J.EVP, GC & Corporate Secretary Option exercise M +28,000 12.00 871,844 Form 4
2026-04-15 Comly Barbara J.EVP, GC & Corporate Secretary Option exercise M +29,667 12.00 873,511 Form 4
2026-04-15 Gallagher Thomas P.Director, Chairman & CEO Option exercise M +70,001 12.00 1,897,400 Form 4
2026-04-09 Beckelman JohnDirector Option exercise M +8,667 12.00 8,667 Form 4
2026-04-08 Brown ShellyEVP, Chief Strategy Officer Option exercise M +16,434 12.00 341,481 Form 4
2026-04-08 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Option exercise M +7,572 12.00 123,793 Form 4
2026-04-07 Brown ShellyEVP, Chief Strategy Officer Option exercise M +900 12.00 325,947 Form 4/A
2026-04-07 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Option exercise M +762 12.00 116,983 Form 4
2026-04-07 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Option exercise M +4,001 12.00 120,222 Form 4
2026-03-30 Gallagher Thomas P.Director, Chairman & CEO Shares withheld for tax F −20,875 37.50 1,827,399 Form 4
2026-03-30 Brown ShellyEVP, Chief Strategy Officer Shares withheld for tax F −1,809 37.50 297,388 Form 4
2026-03-30 Brown ShellyEVP, Chief Strategy Officer Option exercise M +8,333 12.00 305,721 Form 4
2026-03-30 Brown ShellyEVP, Chief Strategy Officer Option exercise M +6,570 15.22 312,291 Form 4
2026-03-30 Brown ShellyEVP, Chief Strategy Officer Option exercise M +6,195 16.14 318,486 Form 4
2026-03-30 Brown ShellyEVP, Chief Strategy Officer Option exercise M +3,878 25.78 322,364 Form 4
2026-03-30 Brown ShellyEVP, Chief Strategy Officer Option exercise M +5,040 19.84 327,404 Form 4
2026-03-30 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Shares withheld for tax F −707 37.50 116,221 Form 4
2026-03-30 Emmons LanceEVP and CFO Shares withheld for tax F −8,350 37.50 119,262 Form 4
2026-03-30 Smollen JohnEVP, New Product Development Shares withheld for tax F −362 37.50 170,757 Form 4
2026-03-30 Comly Barbara J.EVP, GC & Corporate Secretary Shares withheld for tax F −1,448 37.50 843,844 Form 4
2026-03-19 Eckert Kurt M.Director Option exercise M +12,917 12.00 180,292 Form 4
2026-03-17 Schafer Douglas M. JrEVP and CIO Option exercise M +48,000 12.00 444,681 Form 4
2026-03-09 Comly Barbara J.EVP, GC & Corporate Secretary Option exercise M +8,333 12.00 820,293 Form 4
2026-03-09 Comly Barbara J.EVP, GC & Corporate Secretary Option exercise M +8,333 12.00 828,626 Form 4
2026-03-09 Comly Barbara J.EVP, GC & Corporate Secretary Option exercise M +16,666 12.00 845,292 Form 4
2026-03-02 Horizon Kinetics Asset Management LLCInsider Option exercise X +21,290 15.00 4,581,654 Form 4/A
2026-03-02 Horizon Kinetics Asset Management LLCInsider Option exercise X +91,366 20.50 4,673,020 Form 4/A
2026-02-18 Schafer Douglas M. JrEVP and CIO Shares withheld for tax F −32,565 40.89 396,681 Form 4
2026-02-18 Brown ShellyEVP, Chief Strategy Officer Shares withheld for tax F −19,902 40.89 325,129 Form 4
2026-02-18 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Shares withheld for tax F −6,035 40.89 116,928 Form 4
2026-02-10 Schafer Douglas M. JrEVP and CIO Shares withheld for tax F −108,550 41.33 429,246 Form 4
2026-02-10 Gallagher Thomas P.Director, Chairman & CEO Shares withheld for tax F −50,100 41.33 535,863 Form 4
2025-12-23 Gallagher Thomas P.Director, Chairman & CEO Gift G −2,000 – 585,963 Form 4
2025-12-16 Brown ShellyEVP, Chief Strategy Officer Option exercise M +16,666 12.00 328,365 Form 4
2025-12-16 Brown ShellyEVP, Chief Strategy Officer Option exercise M +8,333 12.00 336,698 Form 4
2025-12-16 Brown ShellyEVP, Chief Strategy Officer Option exercise M +8,333 12.00 345,031 Form 4
2025-12-16 Emmons LanceEVP and CFO Option exercise M +22,221 13.50 116,377 Form 4
2025-12-16 Emmons LanceEVP and CFO Option exercise M +6,195 16.14 122,572 Form 4
2025-12-16 Emmons LanceEVP and CFO Option exercise M +5,040 19.84 127,612 Form 4
2025-09-11 Smollen JohnEVP Traded Products & Relation Option exercise M +125,001 12.00 193,174 Form 4
2025-09-11 Smollen JohnEVP Traded Products & Relation Shares withheld for tax F −52,054 37.39 141,120 Form 4
2025-09-11 Smollen JohnEVP Traded Products & Relation Option exercise M +24,999 12.00 166,119 Form 4
2025-09-11 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Option exercise M +16,666 12.00 122,963 Form 4
2025-09-10 Brown ShellyEVP, Strat. Planning & BD Shares withheld for tax F −16,283 36.81 311,699 Form 4
2025-09-09 Jayabalan HarishEVP, CISO and CRO Option exercise M +21,999 12.00 72,384 Form 4
2025-09-09 Jayabalan HarishEVP, CISO and CRO Option exercise M +3,001 12.00 75,385 Form 4
2025-09-09 Jayabalan HarishEVP, CISO and CRO Shares withheld for tax F −1,980 37.30 73,405 Form 4
2025-09-09 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Option exercise M +62,500 12.00 144,387 Form 4
2025-09-09 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Shares withheld for tax F −38,090 37.30 106,297 Form 4
2025-08-26 Gallagher Thomas P.Director, Chairman & CEO Shares withheld for tax F −192,220 33.90 1,848,274 Form 4
2025-08-26 Brown ShellyEVP, Strat. Planning & BD Shares withheld for tax F −11,047 33.90 327,982 Form 4
2025-08-15 Schwarzkopf CynthiaDirector Conversion C +36,250 – 81,308 Form 4
2025-08-15 Schwarzkopf CynthiaDirector Conversion C +45,058 – 81,308 Form 4
2025-08-15 Raymond Mark F.Director Conversion C +17,500 – 43,827 Form 4
2025-08-15 Raymond Mark F.Director Conversion C +26,327 – 43,827 Form 4
2025-08-15 Teekell Judson GrayDirector Conversion C +30,000 – 62,338 Form 4
2025-08-15 Teekell Judson GrayDirector Conversion C +31,242 – 62,338 Form 4
2025-08-15 Teekell Judson GrayDirector Conversion C +30,000 – 86,545 Form 4
2025-08-15 Teekell Judson GrayDirector Conversion C +38,131 – 86,545 Form 4
2025-08-15 Gallagher Thomas P.Director, Chairman & CEO Conversion C +500 – 2,040,494 Form 4
2025-08-15 Gallagher Thomas P.Director, Chairman & CEO Conversion C +573,963 – 585,963 Form 4
2025-08-15 Gallagher Thomas P.Director, Chairman & CEO Conversion C +135,395 – 2,040,494 Form 4
2025-08-15 Eckert Kurt M.Director Conversion C +46,875 – 167,375 Form 4
2025-08-15 Comly Barbara J.EVP, GC & Corporate Secretary Conversion C +100,500 – 811,960 Form 4
2025-08-15 Comly Barbara J.EVP, GC & Corporate Secretary Conversion C +130,617 – 811,960 Form 4
2025-08-15 Jayabalan HarishEVP, CISO and CRO Conversion C +500 – 50,385 Form 4
2025-08-15 Jayabalan HarishEVP, CISO and CRO Conversion C +43,442 – 50,385 Form 4
2025-08-15 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Conversion C +500 – 81,887 Form 4
2025-08-15 Deitzel EdwardEVP, CRO, CCO MIAX Exchanges Conversion C +49,194 – 81,887 Form 4
2025-08-15 Brown ShellyEVP, Strat. Planning & BD Conversion C +500 – 339,029 Form 4
2025-08-15 Brown ShellyEVP, Strat. Planning & BD Conversion C +200,475 – 339,029 Form 4
2025-08-15 Al-Bahar Talal JassimDirector Conversion C +238,462 – 3,617,296 Form 4
2025-08-15 Smollen JohnEVP Traded Products & Relation Conversion C +73,173 – 68,173 Form 4
2025-08-15 Smollen JohnEVP Traded Products & Relation Conversion C +91,666 – 91,666 Form 4
2025-08-15 Schafer Douglas M. JrEVP and CIO Conversion C +500 – 537,796 Form 4
2025-08-15 Schafer Douglas M. JrEVP and CIO Conversion C +387,296 – 537,796 Form 4
2025-08-15 Stahlin PaulDirector Conversion C +10,000 – 25,083 Form 4
2025-08-15 Stahlin PaulDirector Conversion C +14,083 – 25,083 Form 4
2025-08-15 Emmons LanceEVP and CFO Conversion C +57,646 – 94,156 Form 4
2025-08-13 Comly Barbara J.EVP, GC & Corporate Secretary Shares withheld for tax F −288,075 23.00 580,843 Form 4

How to read it

Buy, sale
Code P and S on the form: shares bought or sold in the market, at the market price. The other codes are mostly pay (a grant, an option exercised) or tax (shares the company withheld), and say little about what the insider thinks of the price.
Plan
A sale or purchase under a Rule 10b5-1 plan, set up in advance and running on its own schedule. Since April 2023 the form has a box for it. Much executive selling is planned and says more about diversifying than about the company.
Holds after
The shares the insider still held after the trade, in the form the trade was in (directly, or indirectly through a trust or a fund).
Value
Shares times the price the form reports, which is often an average over several fills on the day.

Read from the SEC's own quarterly data sets of Forms 3, 4 and 5, and from each day's filings since the last one. A correcting amendment replaces the lines it restates. Every row links to its filing. None of this is advice: insiders sell for many reasons, and buy for fewer.

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