Hanmi Financial Corporation (HAFC) · Insider trading
What Hanmi Financial's directors, officers and largest holders bought and sold themselves, from the Form 4 each of them files with the SEC within two business days of a trade. Open-market purchases and sales first: those are the trades somebody chose to make at the market price.
Bought, 12 months
$5,422
1 insider, 1 trade
Sold, 12 months
$278,943
3 insiders, 0% under a plan
Net, 12 months
−$273,521
bought less sold
Latest filing
2026-06-08
filings read to 2026-10-19
Who traded, two years
| Insider | Bought | Sold | Trades | Last trade | Holds after |
|---|---|---|---|---|---|
| Santarosa RomoloChief Financial Officer | – | $643,750 | 1 | 2024-11-06 | 63,126 |
| Kim Anthony I.Chief Banking Officer | – | $163,883 | 1 | 2026-06-08 | 41,615 |
| Fuhr MatthewChief Credit Officer | – | $101,739 | 1 | 2026-04-28 | 34,002 |
| Pangrazio JosephChief Accounting Officer | – | $13,321 | 1 | 2025-11-24 | 2,645 |
| Medici Daniel JohnDirector | $5,422 | – | 1 | 2025-10-24 | 200 |
Open-market purchases and sales
Newest first. “Plan” marks a trade made under a 10b5-1 plan set up in advance.
| Date | Insider | Trade | Shares | Price | Value | Holds after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-06-08 | Kim Anthony I.Chief Banking Officer | Sale | 5,333 | 30.73 | $163,883 | 41,615 | Form 4 |
| 2026-04-28 | Fuhr MatthewChief Credit Officer | Sale | 3,300 | 30.83 | $101,739 | 34,002 | Form 4 |
| 2025-11-24 | Pangrazio JosephChief Accounting Officer | Sale | 486 | 27.41 | $13,321 | 2,645 | Form 4 |
| 2025-10-24 | Medici Daniel JohnDirector | Buy | 200 | 27.11 | $5,422 | 200 | Form 4 |
| 2024-11-06 | Santarosa RomoloChief Financial Officer | Sale | 25,000 | 25.75 | $643,750 | 63,126 | Form 4 |
Grants, exercises and other transactions
Pay, tax and paperwork rather than a choice to trade at the market price. Two years.
45 × shares withheld for tax41 × grant or award1 × option exercise
Show them
| Date | Insider | What | Shares | Price | Holds after | Filing |
|---|---|---|---|---|---|---|
| 2026-05-27 | Medici Daniel JohnDirector | Grant or award A | +2,298 | – | 2,498 | Form 4 |
| 2026-05-27 | Williams Thomas JamesDirector | Grant or award A | +2,298 | – | 28,623 | Form 4 |
| 2026-05-27 | Lee Gloria JDirector | Grant or award A | +2,298 | – | 15,715 | Form 4 |
| 2026-05-27 | Rosenblum David LDirector | Grant or award A | +2,298 | – | 38,883 | Form 4 |
| 2026-05-27 | Marasco James ADirector | Grant or award A | +2,298 | – | 9,187 | Form 4 |
| 2026-05-27 | Ahn John JDirector | Grant or award A | +2,298 | – | 53,623 | Form 4 |
| 2026-05-27 | Chung HarryDirector | Grant or award A | +2,298 | – | 39,623 | Form 4 |
| 2026-05-27 | Chu Christie KDirector | Grant or award A | +2,298 | – | 31,623 | Form 4 |
| 2026-05-27 | Ball Christine PDirector | Grant or award A | +2,298 | – | 5,147 | Form 4 |
| 2026-04-01 | Du MichaelChief Risk Officer | Shares withheld for tax F | −360 | 26.60 | 15,249 | Form 4 |
| 2026-04-01 | Fuhr MatthewChief Credit Officer | Shares withheld for tax F | −492 | 26.60 | 37,302 | Form 4 |
| 2026-04-01 | Kim Anthony I.Chief Banking Officer | Shares withheld for tax F | −563 | 26.60 | 46,948 | Form 4 |
| 2026-04-01 | Pangrazio JosephChief Accounting Officer | Shares withheld for tax F | −148 | 26.60 | 2,765 | Form 4 |
| 2026-04-01 | Santarosa RomoloChief Financial Officer | Shares withheld for tax F | −916 | 26.60 | 77,410 | Form 4 |
| 2026-04-01 | Lee BonitaPresident & CEO | Shares withheld for tax F | −3,769 | 26.60 | 202,555 | Form 4 |
| 2026-03-26 | Kim Anthony I.Chief Banking Officer | Shares withheld for tax F | −339 | 26.33 | 44,493 | Form 4/A |
| 2026-03-26 | Kim Anthony I.Chief Banking Officer | Grant or award A | +4,455 | – | 48,948 | Form 4/A |
| 2026-03-26 | Kim Anthony I.Chief Banking Officer | Shares withheld for tax F | −1,437 | 26.33 | 47,511 | Form 4/A |
| 2026-03-26 | Lee BonitaPresident & CEO | Shares withheld for tax F | −2,391 | 26.33 | 194,582 | Form 4/A |
| 2026-03-26 | Lee BonitaPresident & CEO | Grant or award A | +22,260 | – | 216,842 | Form 4/A |
| 2026-03-26 | Lee BonitaPresident & CEO | Shares withheld for tax F | −10,518 | 26.33 | 206,324 | Form 4/A |
| 2026-03-26 | Fuhr MatthewChief Credit Officer | Shares withheld for tax F | −297 | 26.33 | 35,290 | Form 4/A |
| 2026-03-26 | Fuhr MatthewChief Credit Officer | Grant or award A | +3,697 | – | 38,987 | Form 4/A |
| 2026-03-26 | Fuhr MatthewChief Credit Officer | Shares withheld for tax F | −1,193 | 26.33 | 37,794 | Form 4/A |
| 2026-03-26 | Santarosa RomoloChief Financial Officer | Shares withheld for tax F | −553 | 26.33 | 72,762 | Form 4/A |
| 2026-03-26 | Santarosa RomoloChief Financial Officer | Grant or award A | +7,623 | – | 80,385 | Form 4/A |
| 2026-03-26 | Santarosa RomoloChief Financial Officer | Shares withheld for tax F | −2,059 | 26.33 | 78,326 | Form 4/A |
| 2026-03-26 | Du MichaelChief Risk Officer | Shares withheld for tax F | −169 | 26.33 | 14,005 | Form 4/A |
| 2026-03-26 | Du MichaelChief Risk Officer | Grant or award A | +2,367 | – | 16,372 | Form 4/A |
| 2026-03-26 | Du MichaelChief Risk Officer | Shares withheld for tax F | −763 | 26.33 | 15,609 | Form 4/A |
| 2026-03-26 | Pangrazio JosephChief Accounting Officer | Shares withheld for tax F | −65 | 26.33 | 2,913 | Form 4 |
| 2026-03-13 | Lee BonitaPresident & CEO | Grant or award A | +18,832 | – | 196,973 | Form 4 |
| 2026-03-13 | Santarosa RomoloChief Financial Officer | Grant or award A | +4,913 | – | 73,315 | Form 4 |
| 2026-03-13 | Kim Anthony I.Chief Banking Officer | Grant or award A | +3,159 | – | 44,832 | Form 4 |
| 2026-03-13 | Fuhr MatthewChief Credit Officer | Grant or award A | +2,761 | – | 35,587 | Form 4 |
| 2026-03-13 | Du MichaelChief Risk Officer | Grant or award A | +1,596 | – | 14,005 | Form 4 |
| 2026-03-13 | Pangrazio JosephChief Accounting Officer | Grant or award A | +483 | – | 2,978 | Form 4 |
| 2026-03-10 | Lee BonitaPresident & CEO | Shares withheld for tax F | −1,669 | 25.55 | 178,141 | Form 4 |
| 2026-03-10 | Santarosa RomoloChief Financial Officer | Shares withheld for tax F | −656 | 25.55 | 68,402 | Form 4 |
| 2026-03-10 | Fuhr MatthewChief Credit Officer | Shares withheld for tax F | −319 | 25.55 | 32,826 | Form 4 |
| 2026-03-10 | Kim Anthony I.Chief Banking Officer | Shares withheld for tax F | −385 | 25.55 | 41,673 | Form 4 |
| 2026-03-10 | Du MichaelChief Risk Officer | Shares withheld for tax F | −205 | 25.55 | 12,409 | Form 4 |
| 2026-03-10 | Pangrazio JosephChief Accounting Officer | Shares withheld for tax F | −150 | 25.55 | 2,495 | Form 4 |
| 2025-05-28 | Ahn John JDirector | Grant or award A | +2,849 | – | 51,325 | Form 4 |
| 2025-05-28 | Ball Christine PDirector | Grant or award A | +2,849 | – | 2,849 | Form 4 |
| 2025-05-28 | Chu Christie KDirector | Grant or award A | +2,849 | – | 29,325 | Form 4 |
| 2025-05-28 | Rosenblum David LDirector | Grant or award A | +2,849 | – | 36,585 | Form 4 |
| 2025-05-28 | Lee Gloria JDirector | Grant or award A | +2,849 | – | 13,417 | Form 4 |
| 2025-05-28 | Yu GideonDirector | Grant or award A | +2,849 | – | 15,410 | Form 4 |
| 2025-05-28 | Chung HarryDirector | Grant or award A | +2,849 | – | 37,325 | Form 4 |
| 2025-05-28 | Marasco James ADirector | Grant or award A | +2,849 | – | 6,889 | Form 4 |
| 2025-05-28 | Williams Thomas JamesDirector | Grant or award A | +2,849 | – | 26,325 | Form 4 |
| 2025-05-28 | Yang MichaelDirector | Grant or award A | +2,849 | – | 30,325 | Form 4 |
| 2025-04-01 | Pangrazio JosephChief Accounting Officer | Shares withheld for tax F | −147 | 22.54 | 3,131 | Form 4 |
| 2025-04-01 | Du MichaelChief Risk Officer | Shares withheld for tax F | −352 | 22.54 | 12,614 | Form 4 |
| 2025-04-01 | Fuhr MatthewChief Credit Officer | Shares withheld for tax F | −489 | 22.54 | 33,145 | Form 4 |
| 2025-04-01 | Kim Anthony I.Chief Banking Officer | Shares withheld for tax F | −560 | 22.54 | 42,058 | Form 4 |
| 2025-04-01 | Santarosa RomoloChief Financial Officer | Shares withheld for tax F | −910 | 22.54 | 69,058 | Form 4 |
| 2025-04-01 | Lee BonitaPresident & CEO | Shares withheld for tax F | −3,753 | 22.54 | 179,810 | Form 4 |
| 2025-03-26 | Pangrazio JosephChief Accounting Officer | Grant or award A | +519 | – | 3,278 | Form 4 |
| 2025-03-26 | Du MichaelChief Risk Officer | Grant or award A | +1,585 | – | 12,235 | Form 4 |
| 2025-03-26 | Du MichaelChief Risk Officer | Grant or award A | +1,129 | – | 13,364 | Form 4 |
| 2025-03-26 | Du MichaelChief Risk Officer | Shares withheld for tax F | −398 | 22.46 | 12,966 | Form 4 |
| 2025-03-26 | Fuhr MatthewChief Credit Officer | Grant or award A | +2,784 | – | 32,557 | Form 4 |
| 2025-03-26 | Fuhr MatthewChief Credit Officer | Grant or award A | +1,586 | – | 34,143 | Form 4 |
| 2025-03-26 | Fuhr MatthewChief Credit Officer | Shares withheld for tax F | −509 | 22.46 | 33,634 | Form 4 |
| 2025-03-26 | Kim Anthony I.Chief Banking Officer | Grant or award A | +3,185 | – | 41,272 | Form 4 |
| 2025-03-26 | Kim Anthony I.Chief Banking Officer | Grant or award A | +1,982 | – | 43,254 | Form 4 |
| 2025-03-26 | Kim Anthony I.Chief Banking Officer | Shares withheld for tax F | −636 | 22.46 | 42,618 | Form 4 |
| 2025-03-26 | Santarosa RomoloChief Financial Officer | Grant or award A | +5,191 | – | 67,276 | Form 4 |
| 2025-03-26 | Santarosa RomoloChief Financial Officer | Grant or award A | +3,963 | – | 71,239 | Form 4 |
| 2025-03-26 | Santarosa RomoloChief Financial Officer | Shares withheld for tax F | −1,271 | 22.46 | 69,968 | Form 4 |
| 2025-03-26 | Lee BonitaPresident & CEO | Grant or award A | +15,335 | – | 175,780 | Form 4 |
| 2025-03-26 | Lee BonitaPresident & CEO | Grant or award A | +12,266 | – | 188,046 | Form 4 |
| 2025-03-26 | Lee BonitaPresident & CEO | Shares withheld for tax F | −4,483 | 22.46 | 183,563 | Form 4 |
| 2025-03-23 | Santarosa RomoloChief Financial Officer | Shares withheld for tax F | −407 | 22.46 | 62,085 | Form 4 |
| 2025-03-23 | Fuhr MatthewChief Credit Officer | Shares withheld for tax F | −163 | 22.46 | 29,773 | Form 4 |
| 2025-03-23 | Kim Anthony I.Chief Banking Officer | Shares withheld for tax F | −204 | 22.46 | 38,087 | Form 4 |
| 2025-03-23 | Lee BonitaPresident & CEO | Shares withheld for tax F | −1,258 | 22.46 | 160,445 | Form 4 |
| 2025-03-23 | Du MichaelChief Risk Officer | Shares withheld for tax F | −135 | 22.46 | 10,650 | Form 4 |
| 2025-03-10 | Pangrazio JosephChief Accounting Officer | Shares withheld for tax F | −144 | 21.52 | 2,759 | Form 4 |
| 2025-03-10 | Du MichaelChief Risk Officer | Shares withheld for tax F | −197 | 21.52 | 10,785 | Form 4 |
| 2025-03-10 | Fuhr MatthewChief Credit Officer | Shares withheld for tax F | −308 | 21.52 | 29,936 | Form 4 |
| 2025-03-10 | Kim Anthony I.Chief Banking Officer | Shares withheld for tax F | −370 | 21.52 | 38,291 | Form 4 |
| 2025-03-10 | Santarosa RomoloChief Financial Officer | Shares withheld for tax F | −634 | 21.52 | 62,492 | Form 4 |
| 2025-03-10 | Lee BonitaPresident & CEO | Shares withheld for tax F | −1,624 | 21.52 | 161,703 | Form 4 |
| 2024-11-06 | Santarosa RomoloChief Financial Officer | Option exercise M | +25,000 | 23.31 | 88,126 | Form 4 |
How to read it
- Buy, sale
- Code P and S on the form: shares bought or sold in the market, at the market price. The other codes are mostly pay (a grant, an option exercised) or tax (shares the company withheld), and say little about what the insider thinks of the price.
- Plan
- A sale or purchase under a Rule 10b5-1 plan, set up in advance and running on its own schedule. Since April 2023 the form has a box for it. Much executive selling is planned and says more about diversifying than about the company.
- Holds after
- The shares the insider still held after the trade, in the form the trade was in (directly, or indirectly through a trust or a fund).
- Value
- Shares times the price the form reports, which is often an average over several fills on the day.
Read from the SEC's own quarterly data sets of Forms 3, 4 and 5, and from each day's filings since the last one. A correcting amendment replaces the lines it restates. Every row links to its filing. None of this is advice: insiders sell for many reasons, and buy for fewer.