Genworth Financial Inc (GNW) · Insider trading
What Genworth Financial's directors, officers and largest holders bought and sold themselves, from the Form 4 each of them files with the SEC within two business days of a trade. Open-market purchases and sales first: those are the trades somebody chose to make at the market price.
Bought, 12 months
$0
0 insiders, 0 trades
Sold, 12 months
$3.66M
4 insiders, 0% under a plan
Net, 12 months
−$3.66M
bought less sold
Latest filing
2026-09-08
filings read to 2026-10-19
Who traded, two years
| Insider | Bought | Sold | Trades | Last trade | Holds after |
|---|---|---|---|---|---|
| McInerney Thomas JDirector, President and CEO; Director | – | $2.33M | 3 | 2026-09-03 | 5,068,883 |
| Gupta RohitPresident & CEO, Enact | – | $750,004 | 1 | 2025-08-27 | 794,630 |
| Karawan Gregory S.EVP and General Counsel | – | $736,800 | 2 | 2026-08-21 | 343,121 |
| Restrepo Robert P JrDirector | – | $456,000 | 1 | 2026-05-22 | 92,655 |
| Hagerman MelissaEVP and Chief HR Officer | – | $145,903 | 1 | 2026-08-24 | 192,539 |
Open-market purchases and sales
Newest first. “Plan” marks a trade made under a 10b5-1 plan set up in advance.
| Date | Insider | Trade | Shares | Price | Value | Holds after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-09-03 | McInerney Thomas JDirector, President and CEO; Director | Sale | 100,000 | 10.53 | $1.05M | 5,068,883 | Form 4 |
| 2026-08-24 | Hagerman MelissaEVP and Chief HR Officer | Sale | 14,708 | 9.92 | $145,903 | 192,539 | Form 4 |
| 2026-08-21 | Karawan Gregory S.EVP and General Counsel | Sale | 40,000 | 9.91 | $396,400 | 343,121 | Form 4 |
| 2026-05-22 | McInerney Thomas JDirector, President and CEO; Director | Sale | 100,000 | 9.27 | $927,000 | 5,368,883 | Form 4 |
| 2026-05-22 | Restrepo Robert P JrDirector | Sale | 50,000 | 9.12 | $456,000 | 92,655 | Form 4 |
| 2025-12-02 | McInerney Thomas JDirector, President and CEO; Director | Sale | 40,000 | 8.64 | $345,600 | 5,107,444 | Form 4 |
| 2025-11-24 | Karawan Gregory S.EVP and General Counsel | Sale | 40,000 | 8.51 | $340,400 | 302,000 | Form 4 |
| 2025-08-27 | Gupta RohitPresident & CEO, Enact | Sale | 86,406 | 8.68 | $750,004 | 794,630 | Form 4 |
Grants, exercises and other transactions
Pay, tax and paperwork rather than a choice to trade at the market price. Two years.
58 × shares withheld for tax52 × option exercise25 × grant or award4 × gift
Show them
| Date | Insider | What | Shares | Price | Holds after | Filing |
|---|---|---|---|---|---|---|
| 2026-08-24 | Hagerman MelissaEVP and Chief HR Officer | Gift G | −11,000 | – | 181,539 | Form 4 |
| 2026-07-13 | Shah Samir B.Pres. & CEO, CareScout | Option exercise M | +15,965 | – | 131,919 | Form 4 |
| 2026-07-13 | Shah Samir B.Pres. & CEO, CareScout | Shares withheld for tax F | −8,160 | 9.47 | 123,759 | Form 4 |
| 2026-05-27 | McInerney Thomas JDirector, President and CEO; Director | Gift G | −200,000 | – | 5,168,883 | Form 4 |
| 2026-05-21 | Taylor Morris C.EVP & CIO | Option exercise M | +21,521 | – | 21,521 | Form 4 |
| 2026-05-21 | Taylor Morris C.EVP & CIO | Shares withheld for tax F | −6,478 | 9.19 | 15,043 | Form 4 |
| 2026-05-20 | Higgins Melina eDirector | Grant or award A | +31,547 | 9.03 | 163,729 | Form 4 |
| 2026-05-20 | Restrepo Robert P JrDirector | Grant or award A | +18,264 | 9.03 | 142,655 | Form 4 |
| 2026-05-20 | Goodman Jill RDirector | Grant or award A | +18,264 | 9.03 | 92,655 | Form 4 |
| 2026-05-20 | Sarsynski Elaine ADirector | Grant or award A | +32,100 | 9.03 | 164,999 | Form 4 |
| 2026-05-20 | Van Wyk Steven C.Director | Grant or award A | +32,100 | 9.03 | 77,676 | Form 4 |
| 2026-05-20 | Conrad G KentDirector | Grant or award A | +18,264 | 9.03 | 92,655 | Form 4 |
| 2026-05-20 | Dyson Karen ElizabethDirector | Grant or award A | +18,264 | 9.03 | 92,655 | Form 4 |
| 2026-05-20 | Mills Howard D. IIIDirector | Grant or award A | +18,264 | 9.03 | 92,655 | Form 4 |
| 2026-05-20 | Smith Ramsey D.Director | Grant or award A | +18,264 | 9.03 | 92,655 | Form 4 |
| 2026-03-02 | McInerney Thomas JDirector, President and CEO; Director | Option exercise M | +665,574 | – | 5,773,018 | Form 4 |
| 2026-03-02 | McInerney Thomas JDirector, President and CEO; Director | Shares withheld for tax F | −304,135 | 8.46 | 5,468,883 | Form 4 |
| 2026-03-02 | Upton Jerome TEVP & Chief Financial Officer | Option exercise M | +83,196 | – | 596,943 | Form 4 |
| 2026-03-02 | Upton Jerome TEVP & Chief Financial Officer | Shares withheld for tax F | −36,555 | 8.46 | 560,388 | Form 4 |
| 2026-03-02 | Karawan Gregory S.EVP and General Counsel | Option exercise M | +49,918 | – | 405,635 | Form 4 |
| 2026-03-02 | Karawan Gregory S.EVP and General Counsel | Shares withheld for tax F | −22,514 | 8.46 | 383,121 | Form 4 |
| 2026-03-02 | Hagerman MelissaEVP and Chief HR Officer | Option exercise M | +49,918 | – | 229,761 | Form 4 |
| 2026-03-02 | Hagerman MelissaEVP and Chief HR Officer | Shares withheld for tax F | −22,514 | 8.46 | 207,247 | Form 4 |
| 2026-03-02 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Option exercise M | +49,918 | – | 189,029 | Form 4 |
| 2026-03-02 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Shares withheld for tax F | −22,514 | 8.46 | 166,515 | Form 4 |
| 2026-03-02 | Saltzgaber Kelly AEVP & Chief Investment Officer | Option exercise M | +49,918 | – | 158,981 | Form 4 |
| 2026-03-02 | Saltzgaber Kelly AEVP & Chief Investment Officer | Shares withheld for tax F | −23,133 | 8.46 | 135,848 | Form 4 |
| 2026-03-02 | Arland Jamala M.Pres. & CEO, U.S. Life Ins. | Option exercise M | +24,959 | – | 112,914 | Form 4 |
| 2026-03-02 | Arland Jamala M.Pres. & CEO, U.S. Life Ins. | Shares withheld for tax F | −11,257 | 8.46 | 101,657 | Form 4 |
| 2026-03-02 | Shah Samir B.Pres. & CEO, CareScout Svcs. | Option exercise M | +36,381 | – | 134,549 | Form 4 |
| 2026-03-02 | Shah Samir B.Pres. & CEO, CareScout Svcs. | Shares withheld for tax F | −18,595 | 8.46 | 115,954 | Form 4 |
| 2026-02-26 | Upton Jerome TEVP & Chief Financial Officer | Option exercise M | +43,431 | – | 498,204 | Form 4 |
| 2026-02-26 | Upton Jerome TEVP & Chief Financial Officer | Shares withheld for tax F | −11,548 | 8.62 | 486,656 | Form 4 |
| 2026-02-26 | Upton Jerome TEVP & Chief Financial Officer | Option exercise M | +37,506 | – | 524,162 | Form 4 |
| 2026-02-26 | Upton Jerome TEVP & Chief Financial Officer | Shares withheld for tax F | −10,415 | 8.62 | 513,747 | Form 4 |
| 2026-02-26 | Karawan Gregory S.EVP and General Counsel | Option exercise M | +27,144 | – | 344,960 | Form 4 |
| 2026-02-26 | Karawan Gregory S.EVP and General Counsel | Shares withheld for tax F | −7,533 | 8.62 | 337,427 | Form 4 |
| 2026-02-26 | Karawan Gregory S.EVP and General Counsel | Option exercise M | +25,316 | – | 362,743 | Form 4 |
| 2026-02-26 | Karawan Gregory S.EVP and General Counsel | Shares withheld for tax F | −7,026 | 8.62 | 355,717 | Form 4 |
| 2026-02-26 | Hagerman MelissaEVP and Chief HR Officer | Option exercise M | +21,716 | – | 169,995 | Form 4 |
| 2026-02-26 | Hagerman MelissaEVP and Chief HR Officer | Shares withheld for tax F | −6,537 | 8.62 | 163,458 | Form 4 |
| 2026-02-26 | Hagerman MelissaEVP and Chief HR Officer | Option exercise M | +23,441 | – | 186,899 | Form 4 |
| 2026-02-26 | Hagerman MelissaEVP and Chief HR Officer | Shares withheld for tax F | −7,056 | 8.62 | 179,843 | Form 4 |
| 2026-02-26 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Option exercise M | +21,716 | – | 132,540 | Form 4 |
| 2026-02-26 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Shares withheld for tax F | −6,537 | 8.62 | 126,003 | Form 4 |
| 2026-02-26 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Option exercise M | +18,753 | – | 144,756 | Form 4 |
| 2026-02-26 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Shares withheld for tax F | −5,645 | 8.62 | 139,111 | Form 4 |
| 2026-02-26 | Saltzgaber Kelly AEVP & Chief Investment Officer | Option exercise M | +29,316 | – | 97,588 | Form 4 |
| 2026-02-26 | Saltzgaber Kelly AEVP & Chief Investment Officer | Shares withheld for tax F | −8,499 | 8.62 | 89,089 | Form 4 |
| 2026-02-26 | Saltzgaber Kelly AEVP & Chief Investment Officer | Option exercise M | +28,129 | – | 117,218 | Form 4 |
| 2026-02-26 | Saltzgaber Kelly AEVP & Chief Investment Officer | Shares withheld for tax F | −8,155 | 8.62 | 109,063 | Form 4 |
| 2026-02-26 | Arland Jamala M.Pres. & CEO, U.S. Life Ins. | Option exercise M | +27,144 | – | 75,154 | Form 4 |
| 2026-02-26 | Arland Jamala M.Pres. & CEO, U.S. Life Ins. | Shares withheld for tax F | −8,171 | 8.62 | 66,983 | Form 4 |
| 2026-02-26 | Arland Jamala M.Pres. & CEO, U.S. Life Ins. | Option exercise M | +30,004 | – | 96,987 | Form 4 |
| 2026-02-26 | Arland Jamala M.Pres. & CEO, U.S. Life Ins. | Shares withheld for tax F | −9,032 | 8.62 | 87,955 | Form 4 |
| 2026-02-26 | Shah Samir B.Pres. & CEO, CareScout Svcs. | Option exercise M | +43,431 | – | 89,889 | Form 4 |
| 2026-02-26 | Shah Samir B.Pres. & CEO, CareScout Svcs. | Shares withheld for tax F | −15,683 | 8.62 | 74,206 | Form 4 |
| 2026-02-26 | Shah Samir B.Pres. & CEO, CareScout Svcs. | Option exercise M | +37,506 | – | 111,712 | Form 4 |
| 2026-02-26 | Shah Samir B.Pres. & CEO, CareScout Svcs. | Shares withheld for tax F | −13,544 | 8.62 | 98,168 | Form 4 |
| 2026-02-13 | Upton Jerome TEVP & Chief Financial Officer | Option exercise M | +36,486 | – | 464,474 | Form 4 |
| 2026-02-13 | Upton Jerome TEVP & Chief Financial Officer | Shares withheld for tax F | −9,701 | 8.92 | 454,773 | Form 4 |
| 2026-02-13 | Karawan Gregory S.EVP and General Counsel | Option exercise M | +21,892 | – | 323,892 | Form 4 |
| 2026-02-13 | Karawan Gregory S.EVP and General Counsel | Shares withheld for tax F | −6,076 | 8.92 | 317,816 | Form 4 |
| 2026-02-13 | Hagerman MelissaEVP and Chief HR Officer | Option exercise M | +21,892 | – | 155,463 | Form 4 |
| 2026-02-13 | Hagerman MelissaEVP and Chief HR Officer | Shares withheld for tax F | −7,184 | 8.92 | 148,279 | Form 4 |
| 2026-02-13 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Option exercise M | +21,892 | – | 118,108 | Form 4 |
| 2026-02-13 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Shares withheld for tax F | −7,284 | 8.92 | 110,824 | Form 4 |
| 2026-02-13 | White Andrea LynnPres. & CEO, CareScout Ins. | Option exercise M | +21,892 | – | 690,147 | Form 4 |
| 2026-02-13 | White Andrea LynnPres. & CEO, CareScout Ins. | Shares withheld for tax F | −6,076 | 8.92 | 684,071 | Form 4 |
| 2026-02-13 | Saltzgaber Kelly AEVP & Chief Investment Officer | Option exercise M | +21,892 | – | 74,467 | Form 4 |
| 2026-02-13 | Saltzgaber Kelly AEVP & Chief Investment Officer | Shares withheld for tax F | −6,195 | 8.92 | 68,272 | Form 4 |
| 2026-02-13 | Arland Jamala M.Pres. & CEO, U.S. Life Ins. | Option exercise M | +10,946 | – | 51,853 | Form 4 |
| 2026-02-13 | Arland Jamala M.Pres. & CEO, U.S. Life Ins. | Shares withheld for tax F | −3,843 | 8.92 | 48,010 | Form 4 |
| 2025-11-10 | Hagerman MelissaEVP and Chief HR Officer | Gift G | −3,513 | – | 133,571 | Form 4 |
| 2025-07-11 | Shah Samir B.Pres. & CEO, CareScout Svcs. | Option exercise M | +15,964 | – | 54,618 | Form 4 |
| 2025-07-11 | Shah Samir B.Pres. & CEO, CareScout Svcs. | Shares withheld for tax F | −8,160 | 7.32 | 46,458 | Form 4 |
| 2025-05-27 | McInerney Thomas JDirector, President and CEO; Director | Gift G | −150,000 | – | 4,727,910 | Form 4 |
| 2025-05-22 | Conrad G KentDirector | Grant or award A | +23,681 | 6.97 | 74,391 | Form 4 |
| 2025-05-22 | Dyson Karen ElizabethDirector | Grant or award A | +23,681 | 6.97 | 74,391 | Form 4 |
| 2025-05-22 | Goodman Jill RDirector | Grant or award A | +23,681 | 6.97 | 74,391 | Form 4 |
| 2025-05-22 | Higgins Melina eDirector | Grant or award A | +40,904 | 6.97 | 132,182 | Form 4 |
| 2025-05-22 | Mills Howard D. IIIDirector | Grant or award A | +23,681 | 6.97 | 74,391 | Form 4 |
| 2025-05-22 | Restrepo Robert P JrDirector | Grant or award A | +23,681 | 6.97 | 124,391 | Form 4 |
| 2025-05-22 | Sarsynski Elaine ADirector | Grant or award A | +41,622 | 6.97 | 132,899 | Form 4 |
| 2025-05-22 | Smith Ramsey D.Director | Grant or award A | +23,681 | 6.97 | 74,391 | Form 4 |
| 2025-05-22 | Van Wyk Steven C.Director | Grant or award A | +41,622 | 6.97 | 45,576 | Form 4 |
| 2025-05-21 | Van Wyk Steven C.Director | Grant or award A | +3,954 | 6.67 | 3,954 | Form 4 |
| 2025-03-03 | Hagerman MelissaEVP and Chief HR Officer | Grant or award A | +47,641 | – | 158,571 | Form 4 |
| 2025-03-03 | Hagerman MelissaEVP and Chief HR Officer | Shares withheld for tax F | −21,487 | 6.96 | 137,084 | Form 4 |
| 2025-03-03 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Grant or award A | +25,409 | – | 107,676 | Form 4 |
| 2025-03-03 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Shares withheld for tax F | −11,460 | 6.96 | 96,216 | Form 4 |
| 2025-03-03 | Karawan Gregory S.EVP and General Counsel | Grant or award A | +47,641 | – | 363,487 | Form 4 |
| 2025-03-03 | Karawan Gregory S.EVP and General Counsel | Shares withheld for tax F | −21,487 | 6.96 | 342,000 | Form 4 |
| 2025-03-03 | McInerney Thomas JDirector, President and CEO; Director | Grant or award A | +635,220 | – | 5,168,174 | Form 4 |
| 2025-03-03 | McInerney Thomas JDirector, President and CEO; Director | Shares withheld for tax F | −290,264 | 6.96 | 4,877,910 | Form 4 |
| 2025-03-03 | Upton Jerome TEVP & Chief Financial Officer | Grant or award A | +31,761 | – | 442,001 | Form 4 |
| 2025-03-03 | Upton Jerome TEVP & Chief Financial Officer | Shares withheld for tax F | −14,013 | 6.96 | 427,988 | Form 4 |
| 2025-03-03 | White Andrea LynnPres. & CEO, CareScout Ins. | Grant or award A | +47,641 | – | 689,742 | Form 4 |
| 2025-03-03 | White Andrea LynnPres. & CEO, CareScout Ins. | Shares withheld for tax F | −21,487 | 6.96 | 668,255 | Form 4 |
| 2025-02-26 | Arland Jamala M.Pres. & CEO, U.S. Life Ins. | Option exercise M | +27,144 | – | 49,078 | Form 4 |
| 2025-02-26 | Arland Jamala M.Pres. & CEO, U.S. Life Ins. | Shares withheld for tax F | −8,171 | 6.65 | 40,907 | Form 4 |
| 2025-02-26 | Hagerman MelissaEVP and Chief HR Officer | Option exercise M | +21,715 | – | 117,467 | Form 4 |
| 2025-02-26 | Hagerman MelissaEVP and Chief HR Officer | Shares withheld for tax F | −6,537 | 6.65 | 110,930 | Form 4 |
| 2025-02-26 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Option exercise M | +21,715 | – | 88,804 | Form 4 |
| 2025-02-26 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Shares withheld for tax F | −6,537 | 6.65 | 82,267 | Form 4 |
| 2025-02-26 | Karawan Gregory S.EVP and General Counsel | Option exercise M | +27,144 | – | 323,379 | Form 4 |
| 2025-02-26 | Karawan Gregory S.EVP and General Counsel | Shares withheld for tax F | −7,533 | 6.65 | 315,846 | Form 4 |
| 2025-02-26 | Saltzgaber Kelly AEVP & Chief Investment Officer | Option exercise M | +29,316 | – | 61,074 | Form 4 |
| 2025-02-26 | Saltzgaber Kelly AEVP & Chief Investment Officer | Shares withheld for tax F | −8,499 | 6.65 | 52,575 | Form 4 |
| 2025-02-26 | Shah Samir B.Pres. & CEO, CareScout Svcs. | Option exercise M | +43,431 | – | 53,962 | Form 4 |
| 2025-02-26 | Shah Samir B.Pres. & CEO, CareScout Svcs. | Shares withheld for tax F | −15,308 | 6.65 | 38,654 | Form 4 |
| 2025-02-26 | Upton Jerome TEVP & Chief Financial Officer | Option exercise M | +43,431 | – | 421,867 | Form 4 |
| 2025-02-26 | Upton Jerome TEVP & Chief Financial Officer | Shares withheld for tax F | −11,627 | 6.65 | 410,240 | Form 4 |
| 2025-02-26 | White Andrea LynnPres. & CEO, CareScout Ins. | Option exercise M | +21,715 | – | 648,638 | Form 4 |
| 2025-02-26 | White Andrea LynnPres. & CEO, CareScout Ins. | Shares withheld for tax F | −6,537 | 6.65 | 642,101 | Form 4 |
| 2025-02-14 | Arland Jamala M.Pres. & CEO, U.S. Life Ins. | Option exercise M | +10,946 | – | 25,809 | Form 4 |
| 2025-02-14 | Arland Jamala M.Pres. & CEO, U.S. Life Ins. | Shares withheld for tax F | −3,875 | 7.30 | 21,934 | Form 4 |
| 2025-02-14 | Hagerman MelissaEVP and Chief HR Officer | Option exercise M | +21,891 | – | 81,431 | Form 4 |
| 2025-02-14 | Hagerman MelissaEVP and Chief HR Officer | Shares withheld for tax F | −7,253 | 7.30 | 74,178 | Form 4 |
| 2025-02-14 | Hagerman MelissaEVP and Chief HR Officer | Option exercise M | +30,865 | – | 105,043 | Form 4 |
| 2025-02-14 | Hagerman MelissaEVP and Chief HR Officer | Shares withheld for tax F | −9,291 | 7.30 | 95,752 | Form 4 |
| 2025-02-14 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Option exercise M | +21,891 | – | 62,966 | Form 4 |
| 2025-02-14 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Shares withheld for tax F | −7,383 | 7.30 | 55,583 | Form 4 |
| 2025-02-14 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Option exercise M | +16,461 | – | 72,044 | Form 4 |
| 2025-02-14 | Hodges Mark BlakeleyEVP and Chief Risk Officer | Shares withheld for tax F | −4,955 | 7.30 | 67,089 | Form 4 |
| 2025-02-14 | Karawan Gregory S.EVP and General Counsel | Option exercise M | +21,891 | – | 280,011 | Form 4 |
| 2025-02-14 | Karawan Gregory S.EVP and General Counsel | Shares withheld for tax F | −6,075 | 7.30 | 273,936 | Form 4 |
| 2025-02-14 | Karawan Gregory S.EVP and General Counsel | Option exercise M | +30,865 | – | 304,801 | Form 4 |
| 2025-02-14 | Karawan Gregory S.EVP and General Counsel | Shares withheld for tax F | −8,566 | 7.30 | 296,235 | Form 4 |
| 2025-02-14 | Saltzgaber Kelly AEVP & Chief Investment Officer | Option exercise M | +21,891 | – | 37,916 | Form 4 |
| 2025-02-14 | Saltzgaber Kelly AEVP & Chief Investment Officer | Shares withheld for tax F | −6,158 | 7.30 | 31,758 | Form 4 |
| 2025-02-14 | Upton Jerome TEVP & Chief Financial Officer | Option exercise M | +36,486 | – | 373,137 | Form 4 |
| 2025-02-14 | Upton Jerome TEVP & Chief Financial Officer | Shares withheld for tax F | −9,768 | 7.30 | 363,369 | Form 4 |
| 2025-02-14 | Upton Jerome TEVP & Chief Financial Officer | Option exercise M | +20,576 | – | 383,945 | Form 4 |
| 2025-02-14 | Upton Jerome TEVP & Chief Financial Officer | Shares withheld for tax F | −5,509 | 7.30 | 378,436 | Form 4 |
| 2025-02-14 | White Andrea LynnPres. & CEO, CareScout Ins. | Option exercise M | +21,891 | – | 612,630 | Form 4 |
| 2025-02-14 | White Andrea LynnPres. & CEO, CareScout Ins. | Shares withheld for tax F | −7,281 | 7.30 | 605,349 | Form 4 |
| 2025-02-14 | White Andrea LynnPres. & CEO, CareScout Ins. | Option exercise M | +30,865 | – | 636,214 | Form 4 |
| 2025-02-14 | White Andrea LynnPres. & CEO, CareScout Ins. | Shares withheld for tax F | −9,291 | 7.30 | 626,923 | Form 4 |
How to read it
- Buy, sale
- Code P and S on the form: shares bought or sold in the market, at the market price. The other codes are mostly pay (a grant, an option exercised) or tax (shares the company withheld), and say little about what the insider thinks of the price.
- Plan
- A sale or purchase under a Rule 10b5-1 plan, set up in advance and running on its own schedule. Since April 2023 the form has a box for it. Much executive selling is planned and says more about diversifying than about the company.
- Holds after
- The shares the insider still held after the trade, in the form the trade was in (directly, or indirectly through a trust or a fund).
- Value
- Shares times the price the form reports, which is often an average over several fills on the day.
Read from the SEC's own quarterly data sets of Forms 3, 4 and 5, and from each day's filings since the last one. A correcting amendment replaces the lines it restates. Every row links to its filing. None of this is advice: insiders sell for many reasons, and buy for fewer.