Ameriprise Financial Inc (AMP) · Insider trading

What Ameriprise Financial's directors, officers and largest holders bought and sold themselves, from the Form 4 each of them files with the SEC within two business days of a trade. Open-market purchases and sales first: those are the trades somebody chose to make at the market price.

Bought, 12 months

0 insiders, 0 trades

Sold, 12 months

$65.94M

9 insiders, 0% under a plan

Net, 12 months

−$65.94M

bought less sold

Latest filing

2026-08-12

filings read to 2026-10-19

Bought and sold at the market, by month

Two years. Purchases above the line, sales below, in dollars.

Bought Sold Largest month: $35.60M

Who traded, two years

Insider	Bought	Sold	Trades	Last trade	Holds after
Cracchiolo James MDirector, CHAIRMAN AND CEO	–	$41.30M	11	2026-07-28	109,533
Berman Walter StanleyEXECUTIVE VP AND CFO	–	$19.13M	7	2026-07-28	6,031
Truscott William FCEO, GLOBAL ASSET MANAGEMENT	–	$10.94M	3	2026-02-10	–
Williams William JerrylPres, Wealth Mgmt Advisor Grp	–	$8.67M	5	2026-07-28	10,888
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	–	$8.40M	4	2025-02-19	7,237
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	–	$3.73M	2	2026-02-09	4,621
Smyth Gerard P.EVP & Hd. of Tech. & Serv. Del	–	$2.96M	1	2026-05-14	6,103
Sharpe Robert Francis JrDirector	–	$2.31M	4	2026-05-08	–
McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.	–	$1.34M	1	2026-08-06	3,373
Melloh Heather J.EVP AND GENERAL COUNSEL	–	$768,510	1	2025-09-04	2,562
Brockman Dawn M.SVP AND CONTROLLER	–	$459,857	2	2026-08-10	713

Open-market purchases and sales

Newest first. “Plan” marks a trade made under a 10b5-1 plan set up in advance.

Date	Insider	Trade	Shares	Price	Value	Holds after	Filing
2026-08-10	Brockman Dawn M.SVP AND CONTROLLER	Sale	472	558.93	$263,815	713	Form 4
2026-08-06	McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.	Sale	2,400	558.28	$1.34M	3,373	Form 4
2026-07-28	Cracchiolo James MDirector, CHAIRMAN AND CEO	Sale	16,120	545.28	$8.79M	109,533	Form 4
2026-07-28	Cracchiolo James MDirector, CHAIRMAN AND CEO	Sale	1,900	546.67	$1.04M	107,633	Form 4
2026-07-28	Berman Walter StanleyEXECUTIVE VP AND CFO	Sale	10,590	548.92	$5.81M	6,031	Form 4
2026-07-28	Berman Walter StanleyEXECUTIVE VP AND CFO	Sale	422	549.76	$231,999	5,609	Form 4
2026-07-28	Williams William JerrylPres, Wealth Mgmt Advisor Grp	Sale	4,102	538.23	$2.21M	10,888	Form 4
2026-07-28	Williams William JerrylPres, Wealth Mgmt Advisor Grp	Sale	3,200	540.07	$1.73M	7,688	Form 4
2026-07-28	Williams William JerrylPres, Wealth Mgmt Advisor Grp	Sale	908	541.90	$492,045	6,780	Form 4
2026-07-27	Williams William JerrylPres, Wealth Mgmt Advisor Grp	Sale	7,888	537.08	$4.24M	10,888	Form 4
2026-07-27	Williams William JerrylPres, Wealth Mgmt Advisor Grp	Sale	6	537.61	$3,226	10,882	Form 4
2026-05-14	Smyth Gerard P.EVP & Hd. of Tech. & Serv. Del	Sale	6,255	472.52	$2.96M	6,103	Form 4
2026-05-08	Sharpe Robert Francis JrDirector	Saleindirect	1,200	465.83	$558,996	6,300	Form 4
2026-02-10	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Saleindirect	5,000	532.08	$2.66M	12,149	Form 4
2026-02-09	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Sale	4,658	542.88	$2.53M	4,621	Form 4
2026-02-05	Berman Walter StanleyEXECUTIVE VP AND CFO	Sale	7,000	544.22	$3.81M	5,609	Form 4
2026-02-04	Cracchiolo James MDirector, CHAIRMAN AND CEO	Sale	7,136	540.11	$3.85M	149,310	Form 4
2026-02-04	Cracchiolo James MDirector, CHAIRMAN AND CEO	Sale	4,235	541.46	$2.29M	145,075	Form 4
2026-02-04	Cracchiolo James MDirector, CHAIRMAN AND CEO	Sale	5,643	542.78	$3.06M	139,432	Form 4
2026-02-04	Cracchiolo James MDirector, CHAIRMAN AND CEO	Sale	4,507	543.88	$2.45M	134,925	Form 4
2026-02-04	Cracchiolo James MDirector, CHAIRMAN AND CEO	Sale	6,886	545.04	$3.75M	128,039	Form 4
2026-02-04	Cracchiolo James MDirector, CHAIRMAN AND CEO	Sale	1,782	545.76	$972,544	126,257	Form 4
2026-02-04	Cracchiolo James MDirector, CHAIRMAN AND CEO	Sale	2,928	547.51	$1.60M	123,329	Form 4
2026-02-04	Cracchiolo James MDirector, CHAIRMAN AND CEO	Sale	15,696	548.61	$8.61M	107,633	Form 4
2025-11-21	Sharpe Robert Francis JrDirector	Saleindirect	1,500	450.95	$676,425	7,500	Form 4
2025-09-04	Melloh Heather J.EVP AND GENERAL COUNSEL	Sale	1,500	512.34	$768,510	2,562	Form 4
2025-08-19	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Saleindirect	9,929	506.89	$5.03M	11,047	Form 4
2025-02-19	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Sale	4,636	539.07	$2.50M	7,237	Form 4
2025-02-18	Berman Walter StanleyEXECUTIVE VP AND CFO	Sale	4,000	547.17	$2.19M	9,739	Form 4
2025-02-18	Berman Walter StanleyEXECUTIVE VP AND CFO	Sale	4,000	550.71	$2.20M	6,167	Form 4
2025-02-18	Sharpe Robert Francis JrDirector	Saleindirect	1,000	551.44	$551,440	9,000	Form 4
2025-02-12	Sharpe Robert Francis JrDirector	Saleindirect	1,000	523.13	$523,130	10,000	Form 4
2025-02-06	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Saleindirect	6,000	540.29	$3.24M	14,023	Form 4
2024-11-11	Cracchiolo James MDirector, CHAIRMAN AND CEO	Sale	8,638	563.44	$4.87M	159,012	Form 4
2024-11-11	Berman Walter StanleyEXECUTIVE VP AND CFO	Sale	5,463	563.79	$3.08M	9,601	Form 4
2024-11-11	Berman Walter StanleyEXECUTIVE VP AND CFO	Sale	3,192	564.78	$1.80M	6,409	Form 4
2024-11-08	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Sale	4,885	548.78	$2.68M	11,661	Form 4
2024-11-08	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Sale	4,500	550.14	$2.48M	7,161	Form 4
2024-11-08	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Sale	1,350	551.41	$744,404	5,811	Form 4
2024-11-06	Brockman Dawn M.SVP AND CONTROLLER	Sale	350	560.12	$196,042	945	Form 4

1 more

2024-10-31

Alvero GumerPRESIDENT-INSURANCE&ANNUITIES

Sale

2,325

516.05

$1.20M

4,669

Form 4

Grants, exercises and other transactions

Pay, tax and paperwork rather than a choice to trade at the market price. Two years.

79 × shares withheld for tax31 × grant or award25 × option exercise4 × returned to the company3 × gift

Show them

Date	Insider	What	Shares	Price	Holds after	Filing
2026-08-10	Melloh Heather J.EVP AND GENERAL COUNSEL	Option exercise M	+722	197.87	4,406	Form 4
2026-08-10	Melloh Heather J.EVP AND GENERAL COUNSEL	Shares withheld for tax F	−469	559.62	3,937	Form 4
2026-08-06	McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.	Option exercise M	+1,000	165.41	5,964	Form 4
2026-08-06	McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.	Option exercise M	+1,000	197.87	6,964	Form 4
2026-08-06	McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.	Option exercise M	+1,000	298.09	7,964	Form 4
2026-08-06	McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.	Shares withheld for tax F	−2,191	558.08	5,773	Form 4
2026-07-28	Cracchiolo James MDirector, CHAIRMAN AND CEO	Option exercise M	+52,932	165.41	160,565	Form 4
2026-07-28	Cracchiolo James MDirector, CHAIRMAN AND CEO	Shares withheld for tax F	−34,912	545.83	125,653	Form 4
2026-07-28	Berman Walter StanleyEXECUTIVE VP AND CFO	Option exercise M	+10,905	165.41	16,514	Form 4
2026-07-28	Berman Walter StanleyEXECUTIVE VP AND CFO	Option exercise M	+23,206	197.87	39,720	Form 4
2026-07-28	Berman Walter StanleyEXECUTIVE VP AND CFO	Shares withheld for tax F	−23,099	550.81	16,621	Form 4
2026-07-28	Williams William JerrylPres, Wealth Mgmt Advisor Grp	Option exercise M	+10,948	165.41	21,830	Form 4
2026-07-28	Williams William JerrylPres, Wealth Mgmt Advisor Grp	Shares withheld for tax F	−6,840	538.01	14,990	Form 4
2026-07-27	Williams William JerrylPres, Wealth Mgmt Advisor Grp	Option exercise M	+3,634	126.89	20,907	Form 4
2026-07-27	Williams William JerrylPres, Wealth Mgmt Advisor Grp	Shares withheld for tax F	−2,131	537.08	18,776	Form 4
2026-07-09	Hunter Petruzillo Kelli A.Exec VP of Human Resources	Option exercise M	+207	–	4,306	Form 4
2026-07-09	Hunter Petruzillo Kelli A.Exec VP of Human Resources	Shares withheld for tax F	−98	500.16	4,208	Form 4
2026-07-09	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Option exercise M	+392	–	5,186	Form 4
2026-07-09	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Shares withheld for tax F	−181	500.16	4,794	Form 4
2026-07-09	Williams William JerrylPres, Wealth Mgmt Advisor Grp	Option exercise M	+54	–	17,297	Form 4
2026-07-09	Williams William JerrylPres, Wealth Mgmt Advisor Grp	Shares withheld for tax F	−24	500.16	17,273	Form 4
2026-07-09	Brockman Dawn M.SVP AND CONTROLLER	Option exercise M	+26	–	1,194	Form 4
2026-07-09	Brockman Dawn M.SVP AND CONTROLLER	Shares withheld for tax F	−9	500.16	1,185	Form 4
2026-05-14	Smyth Gerard P.EVP & Hd. of Tech. & Serv. Del	Option exercise M	+2,221	165.41	13,795	Form 4
2026-05-14	Smyth Gerard P.EVP & Hd. of Tech. & Serv. Del	Shares withheld for tax F	−1,437	471.22	12,358	Form 4
2026-02-09	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Option exercise M	+3,428	179.84	9,364	Form 4
2026-02-09	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Option exercise M	+4,865	126.89	14,229	Form 4
2026-02-09	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax F	−4,950	542.78	9,279	Form 4
2026-02-02	Cracchiolo James MDirector, CHAIRMAN AND CEO	Grant or award A	+11,988	–	156,446	Form 4
2026-02-02	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Grant or award A	+2,536	–	4,794	Form 4
2026-02-02	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Grant or award A	+1,702	–	11,458	Form 4
2026-02-02	Berman Walter StanleyEXECUTIVE VP AND CFO	Grant or award A	+2,790	–	12,609	Form 4
2026-02-02	Smyth Gerard P.EVP & CIO	Grant or award A	+1,014	–	11,574	Form 4
2026-02-02	Davies WilliamEXECUTIVE VP, GLOBAL CIO	Grant or award A	+529	–	14,529	Form 4
2026-02-02	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Grant or award A	+405	–	5,936	Form 4
2026-02-02	Melloh Heather J.EVP AND GENERAL COUNSEL	Grant or award A	+583	–	2,991	Form 4
2026-02-02	Brockman Dawn M.SVP AND CONTROLLER	Grant or award A	+177	–	1,168	Form 4
2026-01-31	Cracchiolo James MDirector, CHAIRMAN AND CEO	Shares withheld for tax F	−1,729	527.19	144,458	Form 4
2026-01-31	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Shares withheld for tax F	−345	527.19	2,258	Form 4
2026-01-31	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Shares withheld for tax F	−235	527.19	9,756	Form 4
2026-01-31	Berman Walter StanleyEXECUTIVE VP AND CFO	Shares withheld for tax F	−423	527.19	9,819	Form 4
2026-01-31	Smyth Gerard P.EVP & CIO	Shares withheld for tax F	−136	527.19	10,560	Form 4
2026-01-31	Davies WilliamEXECUTIVE VP, GLOBAL CIO	Returned to the company D	−78	527.19	14,000	Form 4
2026-01-31	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax F	−32	527.19	5,531	Form 4
2026-01-31	Melloh Heather J.EVP AND GENERAL COUNSEL	Shares withheld for tax F	−46	527.19	2,408	Form 4
2026-01-31	Brockman Dawn M.SVP AND CONTROLLER	Shares withheld for tax F	−20	527.19	991	Form 4
2026-01-27	Melloh Heather J.EVP AND GENERAL COUNSEL	Grant or award A	+999	–	3,990	Form 4
2026-01-27	Melloh Heather J.EVP AND GENERAL COUNSEL	Shares withheld for tax F	−306	498.33	3,684	Form 4
2026-01-27	Cracchiolo James MDirector, CHAIRMAN AND CEO	Grant or award A	+35,534	–	164,363	Form 4
2026-01-27	Cracchiolo James MDirector, CHAIRMAN AND CEO	Shares withheld for tax F	−18,176	498.33	146,187	Form 4
2026-01-27	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Grant or award A	+8,661	–	11,631	Form 4
2026-01-27	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Shares withheld for tax F	−4,169	498.33	2,970	Form 4
2026-01-27	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Grant or award A	+5,550	–	12,544	Form 4
2026-01-27	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Shares withheld for tax F	−2,553	498.33	9,991	Form 4
2026-01-27	Berman Walter StanleyEXECUTIVE VP AND CFO	Grant or award A	+9,993	–	15,344	Form 4
2026-01-27	Berman Walter StanleyEXECUTIVE VP AND CFO	Shares withheld for tax F	−5,102	498.33	10,242	Form 4
2026-01-27	Smyth Gerard P.EVP & CIO	Grant or award A	+2,887	–	11,811	Form 4
2026-01-27	Smyth Gerard P.EVP & CIO	Shares withheld for tax F	−1,115	498.33	10,696	Form 4
2026-01-27	Davies WilliamEXECUTIVE VP, GLOBAL CIO	Grant or award A	+1,989	–	15,013	Form 4
2026-01-27	Davies WilliamEXECUTIVE VP, GLOBAL CIO	Returned to the company D	−935	498.33	14,078	Form 4
2026-01-27	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Grant or award A	+1,109	–	5,899	Form 4
2026-01-27	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax F	−336	498.33	5,563	Form 4
2026-01-27	Cracchiolo James MDirector, CHAIRMAN AND CEO	Shares withheld for tax F	−2,192	498.33	128,829	Form 4
2026-01-27	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Shares withheld for tax F	−317	498.33	2,970	Form 4
2026-01-27	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Shares withheld for tax F	−201	498.33	6,994	Form 4
2026-01-27	Berman Walter StanleyEXECUTIVE VP AND CFO	Shares withheld for tax F	−429	498.33	5,351	Form 4
2026-01-27	Smyth Gerard P.EVP & CIO	Shares withheld for tax F	−97	498.33	8,924	Form 4
2026-01-27	Davies WilliamEXECUTIVE VP, GLOBAL CIO	Returned to the company D	−115	498.33	13,024	Form 4
2026-01-27	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax F	−36	498.33	4,790	Form 4
2026-01-27	Melloh Heather J.EVP AND GENERAL COUNSEL	Shares withheld for tax F	−42	498.33	2,454	Form 4
2026-01-27	Brockman Dawn M.SVP AND CONTROLLER	Shares withheld for tax F	−22	498.33	1,011	Form 4
2026-01-26	Cracchiolo James MDirector, CHAIRMAN AND CEO	Shares withheld for tax F	−1,731	500.53	131,021	Form 4
2026-01-26	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Shares withheld for tax F	−292	500.53	3,989	Form 4
2026-01-26	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Shares withheld for tax F	−206	500.53	7,195	Form 4
2026-01-26	Berman Walter StanleyEXECUTIVE VP AND CFO	Shares withheld for tax F	−387	500.53	5,780	Form 4
2026-01-26	Smyth Gerard P.EVP & CIO	Shares withheld for tax F	−114	500.53	9,021	Form 4
2026-01-26	Davies WilliamEXECUTIVE VP, GLOBAL CIO	Returned to the company D	−98	500.53	13,125	Form 4
2026-01-26	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax F	−40	500.53	4,826	Form 4
2026-01-26	Melloh Heather J.EVP AND GENERAL COUNSEL	Shares withheld for tax F	−66	500.53	2,496	Form 4
2026-01-26	Brockman Dawn M.SVP AND CONTROLLER	Shares withheld for tax F	−22	500.53	1,033	Form 4
2025-08-19	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Option exercise M	+28,546	165.41	33,368	Form 4
2025-08-19	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Shares withheld for tax F	−18,617	506.57	4,822	Form 4
2025-08-13	Sharpe Robert Francis JrDirector	Gift G	−98	–	202	Form 4
2025-07-10	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Option exercise M	+530	–	5,352	Form 4
2025-07-10	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Shares withheld for tax F	−244	542.51	4,822	Form 4
2025-07-10	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Option exercise M	+309	–	7,546	Form 4
2025-07-10	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Shares withheld for tax F	−145	542.51	7,401	Form 4
2025-07-10	Brockman Dawn M.SVP AND CONTROLLER	Option exercise M	+26	–	1,065	Form 4
2025-07-10	Brockman Dawn M.SVP AND CONTROLLER	Shares withheld for tax F	−10	542.51	1,055	Form 4
2025-07-10	Smyth Gerard P.EVP & CIO	Option exercise M	+204	–	9,224	Form 4
2025-07-10	Smyth Gerard P.EVP & CIO	Shares withheld for tax F	−89	542.51	9,135	Form 4
2025-02-06	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Gift G	−3,632	–	10,391	Form 4
2025-01-31	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Grant or award A	+322	–	4,866	Form 4
2025-01-31	Brockman Dawn M.SVP AND CONTROLLER	Grant or award A	+159	–	1,039	Form 4
2025-01-31	Cracchiolo James MDirector, CHAIRMAN AND CEO	Grant or award A	+10,140	–	181,780	Form 4
2025-01-31	Melloh Heather J.EVP AND GENERAL COUNSEL	Grant or award A	+447	–	4,061	Form 4
2025-01-31	Berman Walter StanleyEXECUTIVE VP AND CFO	Grant or award A	+2,484	–	13,739	Form 4
2025-01-31	Smyth Gerard P.EVP & CIO	Grant or award A	+894	–	6,168	Form 4
2025-01-31	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Grant or award A	+1,490	–	9,946	Form 4
2025-01-31	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Grant or award A	+2,136	–	8,433	Form 4
2025-01-31	Davies WilliamEXECUTIVE VP, GLOBAL CIO	Grant or award A	+493	–	13,223	Form 4
2025-01-28	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax F	−49	571.84	4,544	Form 4
2025-01-28	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Grant or award A	+11,007	–	18,436	Form 4
2025-01-28	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Shares withheld for tax F	−5,843	571.84	6,297	Form 4
2025-01-28	Davies WilliamEXECUTIVE VP, GLOBAL CIO	Shares withheld for tax F	−448	571.84	12,730	Form 4
2025-01-28	Melloh Heather J.EVP AND GENERAL COUNSEL	Shares withheld for tax F	−27	571.84	3,614	Form 4
2025-01-28	Brockman Dawn M.SVP AND CONTROLLER	Shares withheld for tax F	−22	571.84	880	Form 4
2025-01-28	Smyth Gerard P.EVP & CIO	Grant or award A	+2,934	–	6,579	Form 4
2025-01-28	Smyth Gerard P.EVP & CIO	Shares withheld for tax F	−1,305	571.84	5,274	Form 4
2025-01-28	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Grant or award A	+6,457	–	11,842	Form 4
2025-01-28	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Shares withheld for tax F	−3,386	571.84	8,456	Form 4
2025-01-28	Berman Walter StanleyEXECUTIVE VP AND CFO	Grant or award A	+13,209	–	18,661	Form 4
2025-01-28	Berman Walter StanleyEXECUTIVE VP AND CFO	Shares withheld for tax F	−7,406	571.84	11,255	Form 4
2025-01-28	Cracchiolo James MDirector, CHAIRMAN AND CEO	Grant or award A	+38,158	–	193,216	Form 4
2025-01-28	Cracchiolo James MDirector, CHAIRMAN AND CEO	Shares withheld for tax F	−21,576	571.84	171,640	Form 4
2025-01-27	Davies WilliamEXECUTIVE VP, GLOBAL CIO	Shares withheld for tax F	−114	561.38	13,178	Form 4
2025-01-27	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Shares withheld for tax F	−469	561.38	7,429	Form 4
2025-01-27	Melloh Heather J.EVP AND GENERAL COUNSEL	Shares withheld for tax F	−41	561.38	3,641	Form 4
2025-01-27	Smyth Gerard P.EVP & CIO	Shares withheld for tax F	−96	561.38	3,645	Form 4
2025-01-27	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Shares withheld for tax F	−221	561.38	5,385	Form 4
2025-01-27	Berman Walter StanleyEXECUTIVE VP AND CFO	Shares withheld for tax F	−573	561.38	5,452	Form 4
2025-01-27	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax F	−36	561.38	4,593	Form 4
2025-01-27	Brockman Dawn M.SVP AND CONTROLLER	Shares withheld for tax F	−21	561.38	902	Form 4
2025-01-27	Cracchiolo James MDirector, CHAIRMAN AND CEO	Shares withheld for tax F	−2,192	561.38	155,058	Form 4
2025-01-26	Davies WilliamEXECUTIVE VP, GLOBAL CIO	Shares withheld for tax F	−97	563.58	13,292	Form 4
2025-01-26	Melloh Heather J.EVP AND GENERAL COUNSEL	Shares withheld for tax F	−66	563.58	3,682	Form 4
2025-01-26	Smyth Gerard P.EVP & CIO	Shares withheld for tax F	−111	563.58	3,741	Form 4
2025-01-26	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Shares withheld for tax F	−205	563.58	5,606	Form 4
2025-01-26	Berman Walter StanleyEXECUTIVE VP AND CFO	Shares withheld for tax F	−384	563.58	6,025	Form 4
2025-01-26	Alvero GumerPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax F	−40	563.58	4,629	Form 4
2025-01-26	Brockman Dawn M.SVP AND CONTROLLER	Shares withheld for tax F	−22	563.58	923	Form 4
2025-01-26	Cracchiolo James MDirector, CHAIRMAN AND CEO	Shares withheld for tax F	−1,762	563.58	157,250	Form 4
2025-01-26	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Shares withheld for tax F	−290	563.58	8,448	Form 4
2024-11-13	Melloh Heather J.EVP AND GENERAL COUNSEL	Option exercise M	+698	165.41	4,164	Form 4
2024-11-13	Melloh Heather J.EVP AND GENERAL COUNSEL	Shares withheld for tax F	−416	562.89	3,748	Form 4
2024-11-11	Cracchiolo James MDirector, CHAIRMAN AND CEO	Option exercise M	+25,000	165.41	184,012	Form 4
2024-11-11	Cracchiolo James MDirector, CHAIRMAN AND CEO	Shares withheld for tax F	−16,362	565.15	167,650	Form 4
2024-11-11	Berman Walter StanleyEXECUTIVE VP AND CFO	Option exercise M	+25,000	165.41	31,409	Form 4
2024-11-11	Berman Walter StanleyEXECUTIVE VP AND CFO	Shares withheld for tax F	−16,345	565.15	15,064	Form 4
2024-11-08	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Option exercise M	+24,485	126.89	31,646	Form 4
2024-11-08	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES	Shares withheld for tax F	−15,100	551.48	16,546	Form 4
2024-11-08	Truscott William FCEO, GLOBAL ASSET MANAGEMENT	Gift G	−770	–	12,634	Form 4

How to read it

Buy, sale: Code P and S on the form: shares bought or sold in the market, at the market price. The other codes are mostly pay (a grant, an option exercised) or tax (shares the company withheld), and say little about what the insider thinks of the price.
Plan: A sale or purchase under a Rule 10b5-1 plan, set up in advance and running on its own schedule. Since April 2023 the form has a box for it. Much executive selling is planned and says more about diversifying than about the company.
Holds after: The shares the insider still held after the trade, in the form the trade was in (directly, or indirectly through a trust or a fund).
Value: Shares times the price the form reports, which is often an average over several fills on the day.

Read from the SEC's own quarterly data sets of Forms 3, 4 and 5, and from each day's filings since the last one. A correcting amendment replaces the lines it restates. Every row links to its filing. None of this is advice: insiders sell for many reasons, and buy for fewer.

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